Capital Markets Contracts & Agreements

35,843 Contracts from 1,909 Capital Markets Companies
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Addendum to Employment Agreement Dated April 18, 2022 between the Company and Carolyn M. Yu
Employment Agreements
CONCIERGE TECHNOLOGIES INC
Capital Markets
2026
Addendum to Employment Agreement Dated April 18, 2022 between the Company and David Neibert
Employment Agreements
CONCIERGE TECHNOLOGIES INC
Capital Markets
2026
Ninth Supplemental Indenture between Oaktree Specialty Lending Corporation and Deutsche Bank Trust Company Americas (2026)
Indenture Agreements
Oaktree Specialty Lending Corp
Capital Markets
2026
Eighth Supplemental Indenture for 6.750% Notes Due 2031 between Capital Southwest Corporation and U.S. Bank Trust Company, N.A.
Indenture Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2026
Capital Southwest Corporation $350,000,000 6.750% Notes Due 2031 Underwriting Agreement with Deutsche Bank Securities Inc., Huntington Securities, Inc., ING Financial Markets LLC,...
Underwriting Agreements
CAPITAL SOUTHWEST CORP
Capital Markets
2026
Seventh Supplemental Indenture between Ares Capital Corporation and U.S. Bank Trust Company, N.A. (6.250% Notes Due 2033)
Indenture Agreements
ARES CAPITAL CORP
Capital Markets
2026
Ares Capital Corporation $750,000,000 6.250% Notes Due 2033 Purchase Agreement with Underwriters
Purchase Agreements
ARES CAPITAL CORP
Capital Markets
2026
Oaktree Specialty Lending Corporation $300,000,000 Notes Due 2031 Underwriting Agreement with J.P. Morgan Securities LLC and Others
Underwriting Agreements
Oaktree Specialty Lending Corp
Capital Markets
NY
2026
Second Amended and Restated Note Funding Agreement between Horizon Funding II, LLC and Initial Purchasers (Teachers Insurance and Annuity Association of America, Pacific Life...
Note Agreements
Horizon Technology Finance Corp
Capital Markets
2026
Second Supplemental Indenture between Horizon Funding II, LLC and U.S. Bank Trust Company, N.A. (September 2, 2026)
Indenture Agreements
Horizon Technology Finance Corp
Capital Markets
2026
Note Purchase Agreement between BCP Investment Corporation and Purchasers for 7.50% Notes Due 2029
Note Agreements
KCAP Financial, Inc.
Capital Markets
2026
Registration Rights Agreement between PennantPark Investment Corporation and Purchaser (September 1, 2026)
Investor Rights Agreements
PENNANTPARK INVESTMENT CORP
Capital Markets
2026
Registration Rights Agreement between PennantPark Investment Corporation and Purchasers (September 1, 2026)
Investor Rights Agreements
PENNANTPARK INVESTMENT CORP
Capital Markets
2026
PennantPark Investment Corporation Note Purchase Agreement for $62 Million 8% Senior Notes (2031) and $2 Million 7.25% Senior Notes (2029)
Note Agreements
PENNANTPARK INVESTMENT CORP
Capital Markets
2026
Agreement and Plan of Merger among Victory Capital Holdings, Inc., Fortify Holdings 1, Inc., Fortify Holdings 2, LLC, GC Ferry Parent, L.P., and GC Ferry Holdings, Inc.
Merger Agreements
Victory Capital Holdings, Inc.
Capital Markets
2026
Amended and Restated Senior Promissory Note between Cohen & Company, LLC and JKD Capital Partners ILTD
Note Agreements
Cohen & Co Inc.
Capital Markets
2026
Amendment No. 1 to Credit Agreement among FactSet Research Systems Inc., Lenders, Issuing Banks, and PNC Bank, National Association
Credit Agreements
FactSet Research Systems Inc
Capital Markets
2026
Amendment No. 1 to Amended and Restated Employment Agreement between BRC Group Holdings, Inc. and Bryant R. Riley (August 25, 2026)
Employment Agreements
B. Riley Financial, Inc.
Capital Markets
2026
Amendment No. 1 to Sponsor Agreement between 21Shares US LLC and 21Shares Solana Staking ETF
Modification Agreements
Jura Pentium Trust 1
Capital Markets
2026
Benchmark Licensing Agreement Between Sponsor and FTSE Dated August 20, 2026
License Agreements
Jura Pentium Trust 1
Capital Markets
2026
Intercontinental Exchange, Inc. $2 Billion Senior Delayed Draw Term Loan Credit Agreement with Bank of America, N.A. and Other Lenders (August 20, 2026)
Credit Agreements
Intercontinental Exchange
Capital Markets
NY
2026
Fourteenth Amendment to Credit Agreement among Intercontinental Exchange, Inc., Lenders, and Wells Fargo Bank
Modification Agreements
Intercontinental Exchange
Capital Markets
NY
2026
Eighth Supplemental Indenture to Senior Debt Indenture between Intercontinental Exchange, Inc. and Computershare Trust Company, N.A. (August 20, 2026)
Indenture Agreements
Intercontinental Exchange
Capital Markets
2026
Intercontinental Exchange, Inc. Senior Notes Underwriting Agreement with BofA Securities, Wells Fargo, MUFG, Citigroup, Fifth Third, and PNC Capital Markets
Underwriting Agreements
Intercontinental Exchange
Capital Markets
2026
Description of Prospect Capital Corporation Capital Stock Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
2026
Twenty-Second Supplemental Indenture for 6.200% Notes Due 2031 between Blackstone Private Credit Fund and U.S. Bank Trust Company, N.A.
Indenture Agreements
Blackstone Private Credit Fund
Capital Markets
2026
Underwriting Agreement for $750,000,000 6.200% Notes due 2031 between Blackstone Private Credit Fund and Underwriters
Underwriting Agreements
Blackstone Private Credit Fund
Capital Markets
2026
Second Supplemental Indenture for 6.750% Senior Notes Due 2036 between Blue Owl Finance LLC, Guarantors, and Wilmington Trust
Indenture Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
2026
Blue Owl Finance LLC Senior Notes Underwriting Agreement with BofA Securities, Goldman Sachs, and Morgan Stanley (August 2026)
Underwriting Agreements
ALTIMAR ACQUISITION CORP.
Capital Markets
2026
Synchrony Card Issuance Trust Class A (2026-2) Terms Document with The Bank of New York Mellon as Indenture Trustee
Indenture Agreements
Synchrony Card Funding, LLC
Capital Markets
2026
Risk Retention Agreement Among Synchrony Bank, Synchrony Card Funding, LLC, and Synchrony Card Issuance Trust (August 12, 2026)
Synchrony Card Funding, LLC
Capital Markets
2026
Bakkt, Inc. Employment Agreement with Matthew White (Chief Financial Officer)
Employment Agreements
VPC Impact Acquisition Holdings
Capital Markets
2026
Transition Agreement and General Release between Karen Alexander and Bakkt, Inc.
Transition Agreements
VPC Impact Acquisition Holdings
Capital Markets
2026
Amended and Restated Employment Agreement between Heritage Global Inc. and David Ludwig
Employment Agreements
Heritage Global Inc.
Capital Markets
2026
First Amendment to Credit and Security Agreement among PALCO LVS 6 LP, UMB Bank (Trustee), and Banco Santander S.A.
Modification Agreements
PIMCO Asset-Based Lending Co LLC
Capital Markets
2026
Credit and Security Agreement among PALCO LVS 9 LP, UMB Bank (as Trustee), Lenders, and Standard Chartered Bank (Administrative Agent)
Credit Agreements
PIMCO Asset-Based Lending Co LLC
Capital Markets
2026
Amendment No. 5 to Credit Agreement among BRC Group Holdings, BR Financial Holdings, Lenders, and Oaktree Fund Administration (August 7, 2026)
Credit Agreements
B. Riley Financial, Inc.
Capital Markets
2026
Deposit Agreement among State Street Corporation, Equiniti Trust Company, LLC, and Holders of Depositary Receipts (Series L Preferred Stock)
Deposit Agreements
State Street Corp.
Capital Markets
2026
Fourth Supplemental Indenture to Senior Indenture for 5.108% and 5.655% Fixed-to-Floating Rate Senior Notes (Charles Schwab Corporation and Bank of New York Mellon Trust Company,...
Indenture Agreements
Charles Schwab Corporation
Capital Markets
2026
Underwriting Agreement for Charles Schwab Corporation Senior Notes (2026) with BofA Securities, Citigroup, Morgan Stanley, TD Securities, and Wells Fargo
Underwriting Agreements
Charles Schwab Corporation
Capital Markets
2026