Capital Markets Contracts & Agreements

14,656 Contracts from 257 Capital Markets Companies

Browse by Company

AFFILIATED MANAGERS GROUP, INC. (126 contracts)
ALLIANCEBERNSTEIN HOLDING L.P. (225)
ALTIMAR ACQUISITION CORP. (84)
Ameriprise Financial (96)
Apollo Global Management LLC (236)
APOLLO INVESTMENT CORP (30)
ARES CAPITAL CORP (119)
Ares Management Corp (110)
Artisan Partners Asset Management Inc. (114)
Ascendant Digital Acquisition Corp. (57)
Ashford Inc. (114)
AssetMark Financial Holdings, Inc. (31)
Associated Capital Group, Inc. (7)
B. Riley Financial, Inc. (200)
Bain Capital Specialty Finance, Inc. (18)
Barings BDC, Inc. (80)
BC Partners Lending Corp (10)
BGC Partners, Inc. (211)
BlackRock (109)
BlackRock Capital Investment Corp (29)
BlackRock Direct Lending Corp. (1)
BlackRock Private Credit Fund (5)
BlackRock TCP Capital Corp. (26)
BLACKSTAR ENTERPRISE GROUP, INC. (72)
Blackstone / GSO Secured Lending Fund (45)
Blackstone Group L.P. (238)
Blackstone Private Credit Fund (67)
Blackstone Private Equity Strategies Fund L.P. (9)
Blucora, Inc. (280)
Bridge Investment Group Holdings Inc. (32)
BrightSphere Investment Group Inc. (29)
Capital Financial Holdings, Inc (11)
CAPITAL SOUTHWEST CORP (72)
Capitala Finance Corp. (18)
Carlyle Group L.P. (117)
Cboe Global Markets (140)
CERES ABINGDON L.P. (21)
CERES ORION L.P. (52)
Ceres Tactical Commodity L.P. (34)
CERES TACTICAL CURRENCY L.P. (32)
CERES TACTICAL SYSTEMATIC L.P. (92)
Charles Schwab Corporation (266)
CHINAWE COM INC (4)
Chineseinvestors.com, Inc. (2)
CION Investment Corp (67)
CM Finance Inc (39)
CME Group Inc. (199)
Cohen & Co Inc. (202)
COHEN & STEERS INC (20)
Coinbase Global, Inc. (14)
CONCIERGE TECHNOLOGIES INC (27)
ContextLogic Inc. (27)
COWEN INC. (71)
CREDITRISKMONITOR COM INC (1)
Crescent Capital BDC, Inc. (33)
DIAMOND HILL INVESTMENT GROUP INC (34)
Diginex Ltd (7)
Donnelley Financial Solutions, Inc. (69)
E*Trade (164)
Eaton Vance Corp (41)
ENDI Corp. (22)
ENTERPRISE DIVERSIFIED, INC. (49)
EQUUS TOTAL RETURN, INC. (31)
Evercore (111)
FactSet Research Systems Inc (42)
Federated Investors (85)
FIDUS INVESTMENT Corp (23)
FinTech Acquisition Corp. IV (54)
Firsthand Technology Value Fund, Inc. (1)
Focus Financial Partners Inc. (48)
Franklin Resources (147)
Freedom Holding Corp. (70)
FS KKR Capital Corp (109)
GAIN Capital Holdings, Inc. (142)
GAMCO INVESTORS, INC. ET AL (26)
Garrison Capital Inc. (8)
GCM Grosvenor Inc. (29)
GLADSTONE CAPITAL CORP (63)
GLADSTONE INVESTMENT CORPORATION (49)
GlassBridge Enterprises, Inc. (225)
Goldman Sachs (395)
GOLDMAN SACHS ASSET BACKED SECURITIES CORP (9)
Goldman Sachs BDC, Inc. (11)
Goldman Sachs Middle Market Lending Corp. (7)
Goldman Sachs Middle Market Lending Corp. II (5)
Goldman Sachs Private Credit Corp. (2)
Goldman Sachs Private Middle Market Credit II LLC (6)
Goldman Sachs Private Middle Market Credit LLC (7)
GOLUB CAPITAL BDC, Inc. (69)
Great Elm Capital Corp. (30)
Great Elm Capital Group, Inc. (160)
Greenhill & Co., Inc. (72)
Greenpro Capital Corp. (113)
GSV Capital Corp. (30)
Hamilton Lane INC (63)
Harvest Capital Credit Corp (13)
HENNESSY ADVISORS INC (61)
Hercules Capital, Inc. (95)
Heritage Global Inc. (191)
Horizon Technology Finance Corp (61)
HOULIHAN LOKEY, INC. (60)
Indo Global Exchange(s) Pte, Ltd. (12)
Interactive Brokers (30)
Intercontinental Exchange (72)
INTL FCStone Inc. (109)
Invesco Ltd. (137)
Investment Technology Group, Inc. (143)
Janus Henderson Group plc (48)
KCAP Financial, Inc. (59)
KKR & Co. Inc. (172)
Kyto Technology & Life Science, Inc. (6)
LADENBURG THALMANN FINANCIAL SERVICES INC. (102)
Lazard Ltd (198)
Legg Mason Inc (117)
LPL Financial Holdings Inc. (108)
Main Street Capital CORP (64)
Manning & Napier, Inc. (99)
MarketAxess Holdings Inc (123)
Medley Capital Corp (53)
MEDLEY MANAGEMENT INC. (42)
Moelis & Co (72)
MONROE CAPITAL Corp (18)
Moody's Corp (147)
Morgan Stanley (266)
MORGAN STANLEY ABS CAPITAL I INC CDC MOR CAP TR 2004-HE2 (3)
Morgan Stanley ABS Capital I Inc. Trust 2006-HE7 (1)
Morgan Stanley ABS Capital I Inc. Trust 2006-NC3 (1)
Morgan Stanley ABS Capital I Inc. Trust 2006-NC4 (2)
Morgan Stanley ABS Capital I Inc. Trust 2006-NC5 (1)
Morgan Stanley ABS Capital I Inc. Trust 2006-WMC2 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2012-C5 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2012-C6 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C10 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C11 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C12 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C13 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C7 (1)
MORGAN STANLEY BANK OF AMERICA MERRILL LYNCH TRUST 2013-C8 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C9 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C14 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C15 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C16 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C17 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C18 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C19 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C20 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C21 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C22 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C23 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C24 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C25 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C26 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C27 (1)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C28 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C29 (2)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C30 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C32 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33 (3)
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C34 (1)
Morgan Stanley Capital I Trust 2011-C3 (1)
Morgan Stanley Capital I Trust 2012-C4 (1)
Morgan Stanley Capital I Trust 2015-MS1 (1)
Morgan Stanley Capital I Trust 2015-UBS8 (1)
Morgan Stanley Capital I Trust 2016-BNK2 (2)
Morgan Stanley Capital I Trust 2016-UBS11 (2)
Morgan Stanley Capital I Trust 2016-UBS12 (1)
Morgan Stanley Capital I Trust 2016-UBS9 (1)
Morgan Stanley Capital I Trust 2017-H1 (1)
Morgan Stanley Capital I Trust 2017-HR2 (1)
Morgan Stanley Capital I Trust 2018-H3 (1)
Morgan Stanley Capital I Trust 2018-H4 (1)
Morgan Stanley Capital I Trust 2018-L1 (1)
Morgan Stanley Capital I Trust 2019-H6 (1)
Morgan Stanley Capital I Trust 2019-H7 (1)
Morgan Stanley Capital I Trust 2019-L2 (1)
Morgan Stanley Capital I Trust 2019-L3 (1)
Morgan Stanley Capital I Trust 2020-HR8 (1)
Morgan Stanley Capital I Trust 2020-L4 (1)
Morgan Stanley Capital I Trust 2021-L5 (1)
Morgan Stanley Capital I Trust 2021-L6 (2)
Morgan Stanley Capital I Trust 2021-L7 (1)
Morgan Stanley Capital I Trust 2022-L8 (1)
Morgan Stanley Direct Lending Fund (18)
Morgan Stanley Finance LLC (1)
Morgan Stanley Mortgage Loan Trust 2007-4SL (1)
MORGAN STANLEY SMITH BARNEY CHARTER ASPECT L.P. (11)
MORGAN STANLEY SMITH BARNEY CHARTER CAMPBELL LP (11)
MORGAN STANLEY SMITH BARNEY CHARTER WNT L.P. (11)
MORGAN STANLEY SMITH BARNEY SPECTRUM GLOBAL BALANCED LP (5)
MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP (18)
MORGAN STANLEY SMITH BARNEY SPECTRUM STRATEGIC LP (19)
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP (18)
Morgan Stanley Structured Trust I 2007-1 (2)
Morningstar, Inc. (64)
MSCI Inc (428)
MVC CAPITAL, INC. (53)
Nasdaq, Inc. (237)
NATIONAL HOLDINGS CORP (95)
Nebula Parent Corp. (36)
New Mountain Finance Corp (63)
NewHold Investment Corp. II (44)
Newtek Business Services Corp. (66)
Northern Trust Corp. (302)
Oaktree Specialty Lending Corp (83)
Oaktree Strategic Income Corp (39)
Och-Ziff Capital Management Group LLC (207)
OFS Capital Corp (45)
OPPENHEIMER HOLDINGS INC (10)
Owl Rock Capital Corp (56)
Oxford Square Capital Corp. (40)
P10, Inc. (34)
PennantPark Floating Rate Capital Ltd. (31)
PENNANTPARK INVESTMENT CORP (20)
Piper Jaffray Companies (172)
PJT Partners Inc. (48)
PRINCETON CAPITAL CORP (17)
PROSPECT CAPITAL CORP (60)
Pzena Investment Management, Inc. (70)
QUOTEMEDIA INC (8)
RAND CAPITAL CORP (19)
Raymond James Financial Inc. (134)
Robinhood Markets, Inc. (45)
Runway Growth Credit Fund Inc. (34)
S&P Global, Inc. (180)
SAFEGUARD SCIENTIFICS INC (158)
SEI Investments Corp (58)
SIEBERT FINANCIAL CORP (35)
Silvercrest Asset Management Group Inc. (39)
Solar Capital Ltd. (35)
Solar Senior Capital Ltd. (19)
State Street Corp. (204)
Stellus Capital Investment Corp (26)
StepStone Group Inc. (31)
Stifel Financial Corp (61)
T. Rowe Price Group (56)
Tango Holdings, Inc. (31)
TCG BDC, INC. (25)
TD AMERITRADE HOLDING CORP (186)
The Bank of New York Mellon Corp. (140)
TPG Partners, LLC (57)
TPG Specialty Lending, Inc. (51)
Tradeweb Markets Inc. (57)
Trinity Capital Inc. (24)
TriplePoint Venture Growth BDC Corp. (19)
U S GLOBAL INVESTORS INC (21)
VALUE LINE INC (5)
ValueSetters Inc. (58)
VetaNova Inc. (17)
Victory Capital Holdings, Inc. (19)
Virtu Financial, Inc. (127)
Virtus Investment Partners, Inc. (57)
VPC Impact Acquisition Holdings (78)
Waddell & Reed Financial, Inc. (166)
WESTWOOD HOLDINGS GROUP INC (45)
WhiteHorse Finance, Inc. (36)
WisdomTree Investments, Inc. (53)
Wright Investors Service Holdings, Inc. (49)

Browse by Contract Category

Business Finance (5,910 contracts from 243 companies)
Business Formation (383 | 44)
Business Operations (1,048 | 165)
Human Resources (3,402 | 124)
Intellectual Property (202 | 26)
Mergers & Acquisitions (201 | 87)
Real Estate (156 | 48)
Uncategorized (3,354 | 192)

Recent Contracts

Registrant's Management Severance Plan, as amended and restated effective as of February 29, 2024 (S&P Global, Inc., Filed With SEC on April 25, 2024)
Form of S&P Dow Jones Indices 2024 Long-Term Cash Incentive Compensation Plan (S&P Global, Inc., Filed With SEC on April 25, 2024)
Form of 2024 Restricted Stock Unit Award Terms and Conditions (Termination Acceleration) (S&P Global, Inc., Filed With SEC on April 25, 2024)
Form of 2024 Restricted Stock Unit Award Terms and Conditions (S&P Global, Inc., Filed With SEC on April 25, 2024)
Form of 2024 Performance Share Unit Award Terms and Conditions (Termination Acceleration) (S&P Global, Inc., Filed With SEC on April 25, 2024)
Form of 2024 Performance Share Unit Award Terms and Conditions (S&P Global, Inc., Filed With SEC on April 25, 2024)
Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 RSU Award Agreement (Form of RSU Agreement for other Executive Officers) (Tradeweb Markets Inc., Filed With SEC on April 25, 2024)
Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 RSU Award Agreement (Form of RSU Agreement for Mr. Hult) (Tradeweb Markets Inc., Filed With SEC on April 25, 2024)
Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 PRSU Award Agreement (Form of PRSU Agreement for other Executive Officers) (Tradeweb Markets Inc., Filed With SEC on April 25, 2024)
Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 PRSU Award Agreement (Form of PRSU Agreement for Mr. Hult) (Tradeweb Markets Inc., Filed With SEC on April 25, 2024)
Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 PSU Award Agreement (Form of PSU Agreement for other Executive Officers) (Tradeweb Markets Inc., Filed With SEC on April 25, 2024)
Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 PSU Award Agreement (Form of PSU Agreement for Mr. Hult) (Tradeweb Markets Inc., Filed With SEC on April 25, 2024)
Agreement and Plan of Merger by and among AssetMark Financial Holdings, Inc., GTCR Everest Borrower, LLC and GTCR Everest Merger Sub, Inc., dated as of April 25, 2024 (AssetMark Financial Holdings, Inc., Filed With SEC on April 25, 2024)
Stock Purchase Agreement dated April 24, 2024 between Netcapital Inc. and Paul Riss (ValueSetters Inc., Filed With SEC on April 25, 2024)
Stock Purchase Agreement dated April 24, 2024 between Netcapital Inc. and Steven Geary (ValueSetters Inc., Filed With SEC on April 25, 2024)
Amendment No. 8 to Credit Agreement, dated as of April 24, 2024, among Chicago Mercantile Exchange Inc., Bank of America, N.A., in its capacity as administrative agent, Citibank,... (CME Group Inc., Filed With SEC on April 25, 2024)
Form of Restricted Stock Unit Award Agreement (B. Riley Financial, Inc., Filed With SEC on April 24, 2024)
Form of certificate representing the Series X Preferred Stock (Goldman Sachs, Filed With SEC on April 23, 2024)
Form of 2024 Stock Unit Award Terms and Conditions (Northern Trust Corp., Filed With SEC on April 23, 2024)
Form of 2024 Performance Stock Unit Award Terms and Conditions (Northern Trust Corp., Filed With SEC on April 23, 2024)
ATM Equity Offering Sales Agreement, dated April 22, 2024, between the Company and BofA Securities, Inc (COHEN & STEERS INC, Filed With SEC on April 22, 2024)
Registration Rights Agreement, dated as of April 18, 2024 among Blue Owl Finance LLC, as issuer, the guarantors named therein, BofA Securities, Inc. and Goldman Sachs & Co. LLC,... (ALTIMAR ACQUISITION CORP., Filed With SEC on April 18, 2024)
Fifth Supplemental Indenture dated as of April 18, 2024 among Blue Owl Finance LLC, as issuer, the guarantors named therein and Wilmington Trust, National Association, as trustee (ALTIMAR ACQUISITION CORP., Filed With SEC on April 18, 2024)
First Supplemental Indenture dated as of April 18, 2024 among Blue Owl Finance LLC, as issuer, the guarantors named therein and Wilmington Trust, National Association, as trustee (ALTIMAR ACQUISITION CORP., Filed With SEC on April 18, 2024)
Indenture dated as of April 18, 2024 among Blue Owl Finance LLC, as issuer, the guarantors named therein and Wilmington Trust, National Association, as trustee (ALTIMAR ACQUISITION CORP., Filed With SEC on April 18, 2024)
Global Note (8.50% Note Due 2029) (Great Elm Capital Corp., Filed With SEC on April 17, 2024)
Sixth Supplemental Indenture, dated as of April 17, 2024, between Great Elm Capital Corp. and Equiniti Trust Company, LLC (f/k/a American Stock Transfer & Trust Company, LLC), as... (Great Elm Capital Corp., Filed With SEC on April 17, 2024)
Purchase Agreement, dated April 5, 2024, by and between ICD Intermediate Holdco 1, LLC, ICD Holdings, LLC, Stellus Capital Investment Corporation, Parthenon Investors V ICD Holdco... (Tradeweb Markets Inc., Filed With SEC on April 8, 2024)
Amendment No. 10, dated as of March 28, 2024, among Ares Capital JB Funding LLC, as borrower, Ares Capital Corporation, as servicer and transferor, Sumitomo Mitsui Banking... (ARES CAPITAL CORP, Filed With SEC on April 3, 2024)
Agreement and Plan of Merger, dated as of April 1, 2024 (FinTech Acquisition Corp. IV, Filed With SEC on April 1, 2024)
Description of Registrants Securities (ENDI Corp., Filed With SEC on April 1, 2024)
Description of Securities (Newtek Business Services Corp., Filed With SEC on April 1, 2024)
Fifth Supplemental Indenture, dated as of March 28, 2024, between Trinity Capital Inc. and U.S. Bank Trust Company, National Association, as trustee (Trinity Capital Inc., Filed With SEC on March 28, 2024)
Underwriting Agreement, dated March 25, 2024, by and among Trinity Capital Inc. and Keefe, Bruyette & Woods, Inc., Morgan Stanley & Co. LLC and RBC Capital Markets, LLC, as... (Trinity Capital Inc., Filed With SEC on March 28, 2024)
Form of Equity Distribution Agreement, dated as of March 28, 2024, by and among Blackstone Secured Lending Fund, Blackstone Credit BDC Advisors LLC, Blackstone Alternative Credit... (Blackstone / GSO Secured Lending Fund, Filed With SEC on March 28, 2024)
Consulting Agreement dated October 1, 2023, between the Company and Dennis Burns (Greenpro Capital Corp., Filed With SEC on March 28, 2024)
Employment Contract dated August 31, 2023, by and between Greenpro Holding Limited and Lee Chong Kuang (Greenpro Capital Corp., Filed With SEC on March 28, 2024)
Employment Contract dated August 31, 2023, by and between Greenpro Holding Limited and Loke Che Chan Gilbert (Greenpro Capital Corp., Filed With SEC on March 28, 2024)
Subscription Agreement dated February 8, 2023, between Greenpro Venture Capital Limited and Celmonze Wellness Corporation (Greenpro Capital Corp., Filed With SEC on March 28, 2024)
Limited Waiver Under Advisory Agreement, dated as of March (Ashford Inc., Filed With SEC on March 27, 2024)