Heritage Global Inc. Contracts & Agreements

Amended and Restated Promissory Note, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.1 to the Companys... (Filed With SEC on March 14, 2024)

Loan Modification Agreement and Reaffirmation of Loan, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.2 to... (Filed With SEC on March 14, 2024)

Promissory Note, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.3 to the Companys Quarterly Report on Form... (Filed With SEC on March 14, 2024)

Business Loan Agreement, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.4 to the Companys Quarterly Report... (Filed With SEC on March 14, 2024)

Pledge and Security Agreement, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.5 to the Companys Quarterly... (Filed With SEC on March 14, 2024)

Form of Option Grant for Options to Employees Granted Under 2022 Heritage Global Inc. Equity Incentive Plan (Filed With SEC on March 14, 2024)

Form of Option Grant for Options to Non-employees Granted Under 2022 Heritage Global Inc. Equity Incentive Plan (Filed With SEC on March 14, 2024)

Form of Restricted Stock Grant for Restricted Stock Granted Under 2022 Heritage Global Inc. Equity Incentive Plan (Filed With SEC on March 14, 2024)

HERITAGE GLOBAL INC. Compensation Recoupment Policy (Filed With SEC on March 14, 2024)

Amended and Restated Promissory Note, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (Filed With SEC on August 10, 2023)

Loan Modification Agreement and Reaffirmation of Loan, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (Filed With SEC on August 10, 2023)

Promissory Note, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (Filed With SEC on August 10, 2023)

Business Loan Agreement, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (Filed With SEC on August 10, 2023)

Pledge and Security Agreement, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (Filed With SEC on August 10, 2023)

Employment Agreement, by and between Heritage Global Inc. and Nick Dove, effective as of January 1, 2023 (Filed With SEC on August 10, 2023)

Employment Agreement, by and between Heritage Global Inc. and David Ludwig, effective as of June 1, 2023 (Filed With SEC on August 10, 2023)

Loan Modification Agreement and Reaffirmation of Loan, by and between Heritage Global Inc. and C3bank, National Association, effective as of April 1, 2022 (Filed With SEC on November 10, 2022)

Form of Indemnification Agreement (Filed With SEC on December 23, 2021)

Letter Agreement and Information Barrier Protocol (Filed With SEC on December 23, 2021)

Asset Purchase Agreement, dated August 18, 2021, by and among Heritage ALT LLC, American Laboratory Trading, Inc., Dante LaTerra and Heritage Global Inc (Filed With SEC on August 24, 2021)

Purchase and Sale Agreement, dated August 18, 2021, between 12 Colton Road, LLC and HG ALT LLC (Filed With SEC on August 24, 2021)

Subordinated Promissory Note, dated August 23, 2021, by and among Heritage ALT LLC, American Laboratory Trading, Inc., and Heritage Global Inc (Filed With SEC on August 24, 2021)

Business Loan Agreement, dated May 11, 2021, by and between Heritage Global Inc. and C3bank, National Association (Filed With SEC on August 12, 2021)

Promissory Note, dated May 11, 2021, by and between Heritage Global Inc. and C3bank, National Association (Filed With SEC on August 12, 2021)

Commercial Security Agreement, dated May 11, 2014, by and between Heritage Global Inc. and C3bank, National Association (Filed With SEC on August 12, 2021)

Pledge and Security Agreement, dated May 11, 2021, by and between Heritage Global Inc. and C3bank, National Association (Filed With SEC on August 12, 2021)

Side Letter, dated May 5, 2021, by and between Heritage Global Inc. and C3bank, National Association (Filed With SEC on August 12, 2021)

Separation Agreement, dated March 30, 2021, by and between Heritage Global Inc. and Scott West (Filed With SEC on May 13, 2021)

Business Loan Agreement, dated May 11, 2021, by and between Heritage Global Inc. and C3bank, National Association (Filed With SEC on May 13, 2021)

Promissory Note, dated May 11, 2021, by and between Heritage Global Inc. and C3bank, National Association (Filed With SEC on May 13, 2021)

Commercial Security Agreement, dated May 11, 2014, by and between Heritage Global Inc. and C3bank, National Association (Filed With SEC on May 13, 2021)

Pledge and Security Agreement, dated May 11, 2021, by and between Heritage Global Inc. and C3bank, National Association (Filed With SEC on May 13, 2021)

Side Letter, dated May 5, 2021, by and between Heritage Global Inc. and C3bank, National Association (Filed With SEC on May 13, 2021)

Description of Securities (Filed With SEC on March 8, 2021)

Industrial Lease Agreement, dated as of October 19, 2020, by and between Hayward FGHK Industrial, LLC and Heritage Global Partners, Inc (Filed With SEC on October 29, 2020)

Underwriting Agreement, dated as of October 2, 2020, by and among Heritage Global Inc. and Lake Street Capital Markets LLC, as representative of the several underwriters named... (Filed With SEC on October 6, 2020)

Employment Agreement, dated September 17, 2020, by and between Global Heritage Inc. and Kirk Dove (Filed With SEC on September 21, 2020)

Amendment to Stock Option Award, dated September 20, 2020, by and between Global Heritage Inc. and Kirk Dove (Filed With SEC on September 21, 2020)

Description of Securities (Filed With SEC on March 9, 2020)

Secured Promissory Note by and between Heritage Global Inc. and C3bank, National Association, effective as of February 10, 2020 (Filed With SEC on February 14, 2020)

Business Loan Agreement by and between Heritage Global Inc. and C3bank, National Association, effective as of February 10, 2020 (Filed With SEC on February 14, 2020)

Commercial Security Agreement by and between Heritage Global Inc., certain of its subsidiaries and C3bank, National Association, effective as of February 10, 2020 (Filed With SEC on February 14, 2020)

Amendment to the Employment Agreement between Kenneth Mann and Equity Partners HG LLC, effective as of September 13, 2019 31.1 Certification of Principal Executive Officer... (Filed With SEC on November 8, 2019)

Change in Terms Agreement by and between Heritage Global Inc. and First Choice Bank, effective as of March 29, 2019 (Filed With SEC on April 3, 2019)

First Amendment to Business Loan Agreement by and between Heritage Global Inc. and First Choice Bank, effective as of March 29, 2019 (Filed With SEC on April 3, 2019)

Warrant Agreement between Heritage Global, Inc. and Napier Park Industrial Asset Acquisition LP and, effective as of March 19, 2019 (Filed With SEC on March 25, 2019)

Business Loan Agreement by and between Heritage Global Inc. and First Choice Bank, effective as of September 27, 2018 (Filed With SEC on October 3, 2018)

Addendum to Employment Agreements, effective June 1, 2018, by and between Heritage Global Inc., National Loan Exchange, Inc., Tom Ludwig and David Ludwig (Filed With SEC on April 24, 2018)

Form of Option Grant for Options Granted Under Heritage Global Inc. 2016 Stock Option Plan (Filed With SEC on March 13, 2018)

2016 Stock Option Plan (Filed With SEC on March 13, 2018)

Heritage Global Inc. 2016 Stock Option Plan Stock Option Award (Filed With SEC on March 7, 2017)

HERITAGE GLOBAL INC. 2016 STOCK OPTION PLAN TABLE OF CONTENTS (Filed With SEC on March 7, 2017)

SECURED PROMISSORY NOTE REVOLVING LINE OF CREDIT (Filed With SEC on December 27, 2016)

January 12, 2016 DEAL FINANCING MEMORANDUM (Filed With SEC on November 4, 2016)

August 17, 2016 DEAL FINANCING MEMORANDUM (Filed With SEC on November 4, 2016)

ASSIGNMENT OF PURCHASE AND SALE AGREEMENT (Filed With SEC on July 8, 2016)

HERITAGE GLOBAL INC. STOCK OPTION GRANT NOTICE UNDER THE 2003 STOCK OPTION AND APPRECIATION RIGHTS PLAN (Filed With SEC on March 17, 2016)

COUNSEL RB CAPITAL INC. STOCK OPTION GRANT NOTICE (Filed With SEC on March 17, 2016)

PROMISSORY NOTE (Filed With SEC on March 17, 2016)

RENEWED NOTE (Filed With SEC on March 17, 2016)

SECOND RENEWED NOTE (Filed With SEC on March 17, 2016)

EMPLOYMENT AGREEMENT (Filed With SEC on March 17, 2016)

PURCHASE AND SALE AGREEMENT (Filed With SEC on March 17, 2016)

Stock Purchase Agreement between the Company, NLEX, and David Ludwig, signed on June 2, 2014 and effective as of May 31, 2014 (Filed With SEC on June 6, 2014)

Management Services Agreement between Heritage Global Inc. and Counsel Corporation (Filed With SEC on May 1, 2014)

Mutual Separation and Transition Agreement with Adam Reich (Filed With SEC on July 31, 2013)

Mutual Separation and Transition Agreement with Jonathan Reich (Filed With SEC on July 31, 2013)

SHARE PURCHASE AGREEMENT by and among HERITAGE GLOBAL PARTNERS, INC. as the Company; KIRK DOVE AND ROSS DOVE as Sellers; and COUNSEL RB CAPITAL INC. as Buyer Dated as of February... (Filed With SEC on March 6, 2012)

ASSET PURCHASE AGREEMENT AMONG EP USA, LLC AS COMPANY EQUITY PARTNERS, INC. OF MARYLAND, THE REXFORD COMPANY, LLC, AND CROSS CONCEPTS, LLC AS SELLERS KEN MANN DAN REXFORD FRED... (Filed With SEC on August 15, 2011)

PUT OPTION AGREEMENT (Filed With SEC on August 15, 2011)

LOCK-UP AGREEMENT (Filed With SEC on August 15, 2011)

PROMISSORY NOTE (Filed With SEC on August 15, 2011)

C2 GLOBAL TECHNOLOGIES INC. STOCK OPTION GRANT NOTICE UNDER THE 2010 NON-QUALIFIED STOCK OPTION PLAN (Filed With SEC on March 31, 2011)

SHARE PURCHASE AGREEMENT (Filed With SEC on March 18, 2011)

INDEMNIFICATIONAGREEMENT (Filed With SEC on January 24, 2011)

EMPLOYMENTAGREEMENT (Filed With SEC on January 24, 2011)

C2GLOBAL TECHNOLOGIES INC. 2010NON-QUALIFIED STOCK OPTION PLAN ARTICLEI ESTABLISHMENTAND PURPOSE (Filed With SEC on January 24, 2011)

LLCINTEREST PURCHASE AGREEMENT (Filed With SEC on December 14, 2010)

Exhibit10.1 PROMISSORYNOTE (Filed With SEC on August 6, 2010)

Exhibit10.2 PROMISSORYNOTE (Filed With SEC on August 6, 2010)

Exhibit10.3 PROMISSORYNOTE (Filed With SEC on August 6, 2010)

Exhibit10.1 PROMISSORYNOTE (Filed With SEC on May 10, 2010)

Exhibit10.2 PROMISSORYNOTE (Filed With SEC on May 10, 2010)

PROMISSORYNOTE (Filed With SEC on May 10, 2010)

Exhibit10.20 PROMISSORYNOTE (Filed With SEC on March 31, 2010)

Exhibit10.21 PROMISSORYNOTE (Filed With SEC on March 31, 2010)

Exhibit10.22 PROMISSORYNOTE (Filed With SEC on March 31, 2010)

Exhibit10.1 PROMISSORYNOTE $200,000.00 September 30, 2009 (Filed With SEC on November 13, 2009)

Exhibit10.2 PROMISSORYNOTE (Filed With SEC on November 13, 2009)

Exhibit10.3 PROMISSORYNOTE (Filed With SEC on November 13, 2009)

__________________________________________________________ LLCMEMBERSHIP INTEREST PURCHASE AGREEMENT AMONG GREYSTONE& CO. HOLDINGS LLC ASSELLER AND COUNSELRB CAPITAL LLC ASBUYER... (Filed With SEC on August 7, 2009)

PROMISSORYNOTE (Filed With SEC on August 7, 2009)

LOAN ANDSECURITY AGREEMENT BY ANDAMONG ISRAELDISCOUNT BANK OF NEW YORK, as Agent, THELENDERS PARTY HERETO FROM TIME TO TIME -AND- COUNSELRB CAPITAL LLC, as Borrower June 2,2009... (Filed With SEC on August 7, 2009)

SIXTHAMENDMENT TO LOANAGREEMENT (Filed With SEC on August 7, 2009)

Exhibit10.5 PROMISSORYNOTE (Filed With SEC on August 7, 2009)

Exhibit10.6 PROMISSORYNOTE (Filed With SEC on August 7, 2009)

PROMISSORYNOTE (Filed With SEC on August 7, 2009)

FIFTH AMENDMENT TO LOAN AGREEMENT (Filed With SEC on March 11, 2008)

SIXTH AMENDMENT TO LOAN AGREEMENT (Filed With SEC on March 11, 2008)

FIFTH AMENDMENT TO LOAN AGREEMENT (Filed With SEC on March 11, 2008)

PROMISSORY NOTE $145,000.00 November 14, 2007 (Filed With SEC on March 11, 2008)

PROMISSORY NOTE $120,000.00 December 31, 2007 (Filed With SEC on March 11, 2008)

PROMISSORY NOTE $56,250.00 December 31, 2007 (Filed With SEC on March 11, 2008)

PROMISSORY NOTE $61,351.77 December 31, 2007 (Filed With SEC on March 11, 2008)

PROMISSORY NOTE (Filed With SEC on November 6, 2007)

PLEDGE AGREEMENT (Filed With SEC on September 26, 2007)

PRIORITIES AGREEMENT (Filed With SEC on September 26, 2007)

PROMISSORY NOTE (Filed With SEC on August 3, 2007)

Exhibit 10.2 PROMISSORY NOTE (Filed With SEC on August 3, 2007)

Exhibit 10.3 PROMISSORY NOTE (Filed With SEC on August 3, 2007)

PROMISSORY NOTE (Filed With SEC on May 4, 2007)

PROMISSORY NOTE (Filed With SEC on March 16, 2007)

PROMISSORY NOTE $438,750.00 September 30, 2006 (Filed With SEC on November 8, 2006)

PROMISSORY NOTE $56,250.00 September 30, 2006 (Filed With SEC on November 8, 2006)

PROMISSORY NOTE $45,481.64 September 30, 2006 (Filed With SEC on November 8, 2006)

PROMISSORY NOTE (Filed With SEC on August 10, 2006)

PROMISSORY NOTE $776,125.00 March 31, 2006 (Filed With SEC on May 12, 2006)

PROMISSORY NOTE $56,250.00 March 31, 2006 (Filed With SEC on May 12, 2006)

PROMISSORY NOTE $44,927.84 March 31, 2006 (Filed With SEC on May 12, 2006)

PROMISSORY NOTE $1,073,180.00 December 31, 2005 (Filed With SEC on March 29, 2006)

PROMISSORY NOTE (Filed With SEC on March 29, 2006)

PROMISSORY NOTE $203,539.34 December 31, 2005 (Filed With SEC on March 29, 2006)

PROMISSORY NOTE $4,198,865.30 September 30, 2005 (Filed With SEC on November 10, 2005)

PROMISSORY NOTE $112,500.00 September 30, 2005 (Filed With SEC on November 10, 2005)

PROMISSORY NOTE (Filed With SEC on November 10, 2005)

FIRST AMENDMENT TO ASSET PURCHASE AGREEMENT (Filed With SEC on November 10, 2005)

MANAGEMENT SERVICES AGREEMENT (WITH RESPECT TO SPECIFIED STATE CUSTOMER BASES) (Filed With SEC on November 10, 2005)

C2 GLOBAL TECHNOLOGIES, INC. AND CERTAIN OF ITS SUBSIDIARIES AMENDED AND RESTATED MASTER SECURITY AGREEMENT (Filed With SEC on November 10, 2005)

C2 GLOBAL TECHNOLOGIES INC. 8813 Ridge Road Bethesda, Maryland 20817 September 30, 2005 (Filed With SEC on November 10, 2005)

FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on August 9, 2005)

FOURTH AMENDMENT TO LOAN AGREEMENT (Filed With SEC on August 9, 2005)

SEVENTH AMENDMENT TO SENIOR CONVERTIBLE LOAN AND SECURITY AGREEMENT (Filed With SEC on August 9, 2005)

FOURTH AMENDMENT TO LOAN AGREEMENT (Filed With SEC on August 9, 2005)

AMENDMENT NUMBER TEN TO LOAN AND SECURITY AGREEMENT (Filed With SEC on August 9, 2005)

PROMISSORY NOTE $6,845,692.00 March 31, 2005 (Filed With SEC on August 9, 2005)

PROMISSORY NOTE $187,062.03 March 31, 2005 (Filed With SEC on August 9, 2005)

PROMISSORY NOTE $112,500.00 March 31, 2005 (Filed With SEC on August 9, 2005)

PROMISSORY NOTE $194,672.61 March 31, 2005 (Filed With SEC on August 9, 2005)

PROMISSORY NOTE $2,643,390.59. June 30, 2005 (Filed With SEC on August 9, 2005)

PROMISSORY NOTE (Filed With SEC on August 9, 2005)

Counsel Corporation Scotia Plaza, Suite 3200, 40 King Street West Toronto, Ontario M5H 3Y2 ###-###-#### FAX: (416) 866-3061 (Filed With SEC on January 6, 2005)

EMPLOYMENT AGREEMENT (Filed With SEC on November 15, 2004)

ACCERIS COMMUNICATIONS INC. SECURITIES PURCHASE AGREEMENT October 14, 2004 (Filed With SEC on October 20, 2004)

SECURED CONVERTIBLE TERM NOTE (Filed With SEC on October 20, 2004)

ACCERIS COMMUNICATIONS, INC. AND CERTAIN OF ITS SUBSIDIARIES MASTER SECURITY AGREEMENT (Filed With SEC on October 20, 2004)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on October 20, 2004)

Right to Purchase up to 1,000,000 Shares of Common Stock of Acceris Communications Inc. (subject to adjustment as provided herein) COMMON STOCK PURCHASE WARRANT No. L1 Issue Date:... (Filed With SEC on October 20, 2004)

STOCK PLEDGE AGREEMENT (Filed With SEC on October 20, 2004)

GUARANTY New York, New York October 14, 2004 (Filed With SEC on October 20, 2004)

NOTE (Filed With SEC on July 19, 2004)

PROMISSORY NOTE (Filed With SEC on July 19, 2004)

FIRST AMENDMENT TO LOAN AGREEMENT (Filed With SEC on July 19, 2004)

FOURTH AMENDMENT TO SENIOR CONVERTIBLE LOAN AND SECURITY AGREEMENT (Filed With SEC on July 19, 2004)

FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on July 19, 2004)

FIRST AMENDMENT TO LOAN AGREEMENT (Filed With SEC on July 19, 2004)

AMENDED AND RESTATED PROMISSORY NOTE (superceding Promissory Note of March 12, 2004) $2,050,000.00 June 30, 2004 (Filed With SEC on July 19, 2004)

AMENDED AND RESTATED PROMISSORY NOTE (Superceding Amended and Restated Promissory Note of January 26, 2004) $7,600,000.00 June 30, 2004 (Filed With SEC on July 19, 2004)

AMENDED AND RESTATED STOCK PLEDGE AGREEMENT (Filed With SEC on May 11, 2004)

NOTE (Filed With SEC on May 11, 2004)

EMPLOYMENT AGREEMENT (Filed With SEC on April 14, 2004)

NOTE $2,577,070.00 As of August 29, 2003 San Diego, California (Filed With SEC on April 14, 2004)

NOTE (Filed With SEC on April 14, 2004)

LOAN AGREEMENT (Filed With SEC on April 14, 2004)

AMENDED AND RESTATED STOCK PLEDGE AGREEMENT (Filed With SEC on April 14, 2004)

AMENDED AND RESTATED SECURED PROMISSORY NOTE (Filed With SEC on April 14, 2004)

AMENDED AND RESTATED PROMISSORY NOTE (Filed With SEC on April 14, 2004)

AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on April 14, 2004)

THIRD AMENDMENT TO SENIOR CONVERTIBLE LOAN AND SECURITY AGREEMENT (Filed With SEC on April 14, 2004)

EMPLOYMENT AGREEMENT (Filed With SEC on April 30, 2003)

AMENDED AND RESTATED DEBT RESTRUCTURING AGREEMENT (Filed With SEC on April 30, 2003)

ASSET PURCHASEAGREEMENT Between BUYERS UNITED INC., I-LINK COMMUNICATIONSINC., And I-LINK INCORPORATED Dated December 6,2002 Table of Contents (Filed With SEC on April 30, 2003)

I-LINK INCORPORATED CONVERTIBLE PROMISSORY NOTE (Filed With SEC on April 30, 2003)

ASSETPURCHASE AGREEMENT by andbetween COUNSELSPRINGWELL COMMUNICATIONS LLC and RSL COMU.S.A., INC. Regardingthe sale of the business and assets of the retail or Enterprise... (Filed With SEC on December 26, 2002)

AMENDMENT NO. 1 TO ASSET PURCHASE AGREEMENT (Filed With SEC on December 26, 2002)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on May 17, 2002)

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Heritage Global Inc. Contracts & Agreements