PennantPark Floating Rate Capital Ltd. Contracts & Agreements

36 Contracts & Agreements
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Fourth Amendment to Revolving Credit and Security Agreement among PennantPark Floating Rate Funding I, LLC, PennantPark Investment Advisers, LLC, Truist Bank, and Others
Modification Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
DE
2025
Facility Amount Increase Request under Revolving Credit and Security Agreement among PennantPark Floating Rate Funding I, LLC, Truist Bank, Raymond James Bank, and Western...
Facility Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
2025
Equity Distribution Agreement between PennantPark Floating Rate Capital Ltd. and Citizens JMP Securities, LLC
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2024
Equity Distribution Agreement between PennantPark Floating Rate Capital Ltd. and Raymond James & Associates, Inc. (July 17, 2024)
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2024
Equity Distribution Agreement between PennantPark Floating Rate Capital Ltd. and Truist Securities, Inc. (July 17, 2024)
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2024
Amended and Restated Equity Distribution Agreement between PennantPark Floating Rate Capital Ltd. and Citizens JMP Securities, LLC (August 11, 2023)
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
Amended and Restated Equity Distribution Agreement between PennantPark Floating Rate Capital Ltd. and Raymond James & Associates, Inc. (August 11, 2023)
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
Amended and Restated Equity Distribution Agreement between PennantPark Floating Rate Capital Ltd. and Truist Securities, Inc.
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
Equity Distribution Agreement between PennantPark Floating Rate Capital Ltd. and JMP Securities LLC
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
Equity Distribution Agreement between PennantPark Floating Rate Capital Ltd. and Raymond James & Associates, Inc.
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
Equity Distribution Agreement between PennantPark Floating Rate Capital Ltd. and Truist Securities, Inc. (March 31, 2023)
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
Underwriting Agreement for Sale of Common Stock between PennantPark Floating Rate Capital Ltd. and Underwriters (Morgan Stanley, UBS, Goldman Sachs, J.P. Morgan, Keefe, Bruyette &...
Underwriting Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2023
First Amendment to Revolving Credit and Security Agreement among PennantPark Floating Rate Funding I, LLC, PennantPark Investment Advisers, LLC, Truist Bank, and U.S. Bank...
Credit Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2022
Underwriting Agreement for Sale of 4,000,000 Shares of Common Stock by PennantPark Floating Rate Capital Ltd. to Underwriters
Underwriting Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2022
Amended and Restated Administration Agreement between PennantPark Floating Rate Capital Ltd. and PennantPark Investment Administration, LLC
Administration Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2022
Equity Distribution Agreement between PennantPark Floating Rate Capital Ltd. and JMP Securities LLC (August 20, 2021)
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2022
Equity Distribution Agreement between PennantPark Floating Rate Capital Ltd. and Raymond James & Associates, Inc. (August 20, 2021)
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2022
Underwriting Agreement for $85,000,000 4.25% Notes due 2026 between PennantPark Floating Rate Capital Ltd. and Underwriters
Underwriting Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2021
Equity Distribution Agreement between PennantPark Floating Rate Capital Ltd. and JMP Securities LLC
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2021
Equity Distribution Agreement between PennantPark Floating Rate Capital Ltd. and Raymond James & Associates, Inc.
Equity Distribution Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2021
Underwriting Agreement for $100,000,000 4.25% Notes Due 2026 between PennantPark Floating Rate Capital Ltd. and Underwriters
Underwriting Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2021
Indenture Agreement between PennantPark Floating Rate Capital Ltd. and American Stock Transfer & Trust Company, LLC (March 23, 2021)
Indenture Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2021
First Supplemental Indenture between Pennant Park Floating Rate Capital Ltd. and American Stock Transfer & Trust Company, LLC (March 23, 2021)
Indenture Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
2021
Description of Common Stock and Related Rights of PennantPark Floating Rate Capital Ltd.
Stock Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
2019
First Amendment to Purchase and Contribution Agreement by and among PennantPark Floating Rate Funding I, LLC and PennantPark Floating Rate Capital Ltd.
Modification Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2018
Second Amendment to Third Amended and Restated Revolving Credit and Security Agreement by and among PennantPark Floating Rate Funding I, LLC, PennantPark Investment Advisers, LLC,...
Modification Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2017
PennantPark Senior Secured Loan Fund I LLC Limited Liability Company Agreement
Limited Liability Company Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2017
Second Amended and Restated Investment Advisory Management Agreement between PennantPark Floating Rate Capital Ltd. and PennantPark Investment Advisers, LLC
Advisory Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2016
First Amendment to Third Amended and Restated Revolving Credit and Security Agreement by and among PennantPark Floating Rate Funding I, LLC, PennantPark Investment Advisers, LLC,...
Modification Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2015
Agreement and Plan of Merger among MCG Capital Corporation, PennantPark Floating Rate Capital Ltd., and Affiliates (April 28, 2015)
Merger Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
DE
2015
Third Amendment to Amended and Restated Revolving Credit and Security Agreement among PennantPark Floating Rate Funding I, LLC, PennantPark Investment Advisers, LLC, SunTrust...
Modification Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
NY
2013
Amended and Restated Bylaws of PennantPark Floating Rate Capital Ltd.
Limited Liability Company Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
MD
2011
Indemnification Agreement between PennantPark Floating Rate Capital Ltd. and Directors/Officers
Indemnification Agreements
PennantPark Floating Rate Capital Ltd.
Capital Markets
MD
2016
Joint Code of Ethics between PennantPark Floating Rate Capital Ltd. and PennantPark Investment Advisers, LLC
Code of Ethics
PennantPark Floating Rate Capital Ltd.
Capital Markets
2011
CEO Certification Pursuant to Section 302 of the Sarbanes-Oxley Act – PennantPark Floating Rate Capital Ltd.
PennantPark Floating Rate Capital Ltd.
Capital Markets
2011
PennantPark Floating Rate Capital Ltd. Financial Results Announcement for Quarter and Year Ended September 30, 2011
PennantPark Floating Rate Capital Ltd.
Capital Markets
2011