optionsXpress Holdings, Inc. Contracts & Agreements

34 Contracts & Agreements
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Filed
Voting Agreement among The Charles Schwab Corporation, G-Bar Limited Partnership, JG 2002 Delta Trust, and optionsXpress Holdings, Inc. dated March 18, 2011
Voting Agreements
optionsXpress Holdings, Inc.
DE
2011
Credit Agreement among optionsXpress Holdings, Inc., Subsidiary Guarantors, and Bank of America, N.A. (November 22, 2010)
Credit Agreements
optionsXpress Holdings, Inc.
NY
2010
Employment Letter Agreement between optionsXpress Holdings, Inc. and Peter Bottini
Employment Agreements
optionsXpress Holdings, Inc.
2010
Amendment to optionsXpress Holdings, Inc. 2005 Employee Stock Purchase Plan (Effective December 31, 2009)
Bonus & Incentive Agreements
optionsXpress Holdings, Inc.
2010
Separation Agreement between optionsXpress Holdings, Inc. and Paul Eppen (January 22, 2010)
Separation Agreements
optionsXpress Holdings, Inc.
2010
Separation Agreement between optionsXpress Holdings, Inc. and Ben Morof dated March 9, 2009
Separation Agreements
optionsXpress Holdings, Inc.
2009
Employment Letter Agreement between optionsXpress Holdings, Inc. and David Fisher (April 18, 2008)
Employment Agreements
optionsXpress Holdings, Inc.
2008
Employment Letter Agreement between optionsXpress Holdings, Inc. and Adam J. DeWitt (Chief Financial Officer)
Employment Agreements
optionsXpress Holdings, Inc.
2008
Amended and Restated Retention Agreement between optionsXpress Holdings, Inc. and James Gray
Retention Agreements
optionsXpress Holdings, Inc.
2008
optionsXpress, Inc. Stockholders Agreement Dated January 15, 2004
Shareholders Agreements
optionsXpress Holdings, Inc.
DE
2005
optionsXpress Holdings, Inc. 2005 Equity Incentive Plan
Bonus & Incentive Agreements
optionsXpress Holdings, Inc.
DE
2005
Retention Letter Agreement between optionsXpress Holdings, Inc. and James Gray (Chairman of the Board)
Retention Agreements
optionsXpress Holdings, Inc.
2005
Employment Letter Agreement between optionsXpress, Inc. and David Kalt (President and CTO) dated January 15, 2004
Employment Agreements
optionsXpress Holdings, Inc.
2005
Employment Letter Agreement between optionsXpress, Inc. and Ned W. Bennett (Chief Executive Officer)
Employment Agreements
optionsXpress Holdings, Inc.
2005
Employment Letter Agreement between optionsXpress Holdings, Inc. and David Fisher (Chief Financial Officer)
Employment Agreements
optionsXpress Holdings, Inc.
2005
Fully Disclosed Clearing Agreement between Spear, Leeds & Kellogg, L.P. and optionsXpress, Inc.
Services Agreements
optionsXpress Holdings, Inc.
NY
2005
Indemnification Agreement between optionsXpress, Inc. and Director (Form)
Indemnification Agreements
optionsXpress Holdings, Inc.
DE
2005
Agreement and Plan of Merger among The Charles Schwab Corporation, Neon Acquisition Corp., and optionsXpress Holdings, Inc. (March 18, 2011)
Merger Agreements
optionsXpress Holdings, Inc.
DE
2011
Stock Purchase Agreement between optionsXpress Holdings, Inc. and Ned W. Bennett (February 13, 2008)
Stock Agreements
optionsXpress Holdings, Inc.
DE
2008
optionsXpress Holdings, Inc. 2005 Employee Stock Purchase Plan (as amended and restated May 12, 2005)
Equity Distribution Agreements
optionsXpress Holdings, Inc.
DE
2005
Common Stock Certificate of optionsXpress Holdings, Inc.
Stock Agreements
optionsXpress Holdings, Inc.
2005
Underwriting Agreement between optionsXpress Holdings, Inc., Selling Stockholders, and Goldman, Sachs & Co. (2005)
Underwriting Agreements
optionsXpress Holdings, Inc.
2005
Agreement and Plan of Merger among optionsXpress, Inc., optionsXpress Holdings, Inc., and optionsXpress MergerCo, Inc. dated June 30, 2004
Merger Agreements
optionsXpress Holdings, Inc.
DE
2005
Omnibus Amendment, Waiver and Consent Agreement among optionsXpress Holdings, Inc., optionsXpress, Inc., and Other Parties (June 2004)
Merger Agreements
optionsXpress Holdings, Inc.
2005
optionsXpress, Inc. Registration Rights Agreement with Investors and Designated Other Stockholders (2004)
Registration Rights Agreements
optionsXpress Holdings, Inc.
IL
2005
Stock Purchase and Recapitalization Agreement among optionsXpress, Inc., Purchasers, and Sellers (December 17, 2003)
Purchase Agreements
optionsXpress Holdings, Inc.
IL
2005
optionsXpress, Inc. Investor Rights Agreement with Series A Preferred Stock Investors (January 15, 2004)
Investor Rights Agreements
optionsXpress Holdings, Inc.
IL
2005
Amended and Restated Restricted Stock Agreement among optionsXpress, Inc., Avrum Gray Delta Trust for Jim, and James Gray
Stock Agreements
optionsXpress Holdings, Inc.
DE
2005
Amended and Restated Restricted Stock Agreement between optionsXpress, Inc. and David Kalt
Stock Agreements
optionsXpress Holdings, Inc.
DE
2005
Amended and Restated Restricted Stock Agreement between optionsXpress, Inc. and Ned W. Bennett
Stock Agreements
optionsXpress Holdings, Inc.
DE
2005
Restricted Stock Agreement between optionsXpress Holdings, Inc. and David Fisher (July 15, 2004)
Stock Agreements
optionsXpress Holdings, Inc.
DE
2005
Management Rights Agreement between optionsXpress, Inc. and Summit Ventures VI-A, L.P. and Summit Ventures VI-B, L.P.
Investor Rights Agreements
optionsXpress Holdings, Inc.
2005
optionsXpress, Inc. 2001 Equity Incentive Plan
Equity Distribution Agreements
optionsXpress Holdings, Inc.
2005
optionsXpress Holdings, Inc. 2005 Employee Stock Purchase Plan
Stock Agreements
optionsXpress Holdings, Inc.
DE
2005