Cowen Holdings, Inc. Contracts & Agreements

36 Contracts & Agreements
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Cowen Group, Inc. 2007 Equity Award Agreement with Executive (Restricted Stock Grant)
Bonus & Incentive Agreements
Cowen Holdings, Inc.
NY
2008
Resignation and Transition Agreement between Cowen Group, Inc. and Kim S. Fennebresque (March 4, 2008)
Separation Agreements
Cowen Holdings, Inc.
NY
2008
Senior Advisor Employment Agreement between Cowen Group, Inc. and Kim S. Fennebresque (March 4, 2008)
Employment Agreements
Cowen Holdings, Inc.
NY
2008
Employment Agreement between Cowen Group, Inc. and David M. Malcolm (March 4, 2008)
Employment Agreements
Cowen Holdings, Inc.
NY
2008
Amended and Restated Employment Agreement between Cowen Group, Inc. and Kim S. Fennebresque (November 13, 2007)
Employment Agreements
Cowen Holdings, Inc.
NY
2007
Cowen Group, Inc. 2006 Equity Award Agreement with Executive (Restricted Stock Grant)
Equity Distribution Agreements
Cowen Holdings, Inc.
NY
2007
Cowen Group, Inc. Employment Agreement with Kevin McCarthy (Managing Director and General Counsel)
Employment Agreements
Cowen Holdings, Inc.
NY
2007
Cowen Group, Inc. Executive Incentive Award Agreement (U.S. Employees)
Bonus & Incentive Agreements
Cowen Holdings, Inc.
NY
2007
Cowen Group, Inc. Executive Incentive Award Agreement with Kim S. Fennebresque (Restricted Stock Grant)
Bonus & Incentive Agreements
Cowen Holdings, Inc.
NY
2007
Stockholders Agreement between Cowen Group, Inc. and SG Americas Securities Holdings, Inc. dated July 12, 2006
Shareholders Agreements
Cowen Holdings, Inc.
NY
2006
Separation Agreement among Société Générale, SG Americas, Cowen and Company, and Cowen Group (July 11, 2006)
Separation Agreements
Cowen Holdings, Inc.
NY
2006
Tax Matters Agreement among SG Americas, Inc., SG Americas Securities Holdings, Inc., Cowen and Company, LLC, and Cowen Group, Inc. dated July 12, 2006
Escrow Agreements
Cowen Holdings, Inc.
NY
2006
Fully Disclosed Clearing Agreement between SG Americas Securities, LLC and Cowen and Company, LLC
Services Agreements
Cowen Holdings, Inc.
NY
2006
Indemnification Agreement among Société Générale, SG Americas Securities Holdings, Inc., Cowen and Company, LLC, and Cowen Group, Inc. dated July 11, 2006
Indemnification Agreements
Cowen Holdings, Inc.
NY
2006
Employee Matters Agreement among Société Générale, SG Americas, Cowen and Company, and Cowen Group (July 12, 2006)
Separation Agreements
Cowen Holdings, Inc.
NY
2006
Transition Services Agreement by and among Société Générale, SG Americas, Inc., SG Americas Securities Holdings, Inc., Cowen and Company, LLC, and Cowen Group, Inc. (July 12,...
Services Agreements
Cowen Holdings, Inc.
NY
2006
Escrow Agreement among SG Americas Securities Holdings, Inc., Cowen Group, Inc., Cowen and Company, LLC, and JPMorgan Chase Bank, N.A. dated July 12, 2006
Escrow Agreements
Cowen Holdings, Inc.
NY
2006
Employment Agreement between Cowen & Co., LLC and Kim S. Fennebresque (Chairman & CEO)
Employment Agreements
Cowen Holdings, Inc.
NY
2006
Fully Disclosed Clearing Agreement between SG Americas Securities, LLC and Cowen and Company, LLC
Services Agreements
Cowen Holdings, Inc.
NY
2006
Common Stock Certificate for Cowen Group, Inc.
Stock Agreements
Cowen Holdings, Inc.
2006
Stockholders Agreement between Cowen Group, Inc. and SG Americas Securities Holdings, Inc. (2006)
Shareholders Agreements
Cowen Holdings, Inc.
NY
2006
Tax Matters Agreement among SG Americas, Inc., SG Americas Securities Holdings, Inc., Cowen and Company, LLC, and Cowen Group, Inc.
Cowen Holdings, Inc.
NY
2006
Employment Agreement between Cowen & Co., LLC and Kim S. Fennebresque (Chairman & CEO)
Employment Agreements
Cowen Holdings, Inc.
NY
2006
Cowen Group, Inc. 2006 Equity and Incentive Plan
Bonus & Incentive Agreements
Cowen Holdings, Inc.
DE
2006
Fully Disclosed Clearing Agreement between SG Americas Securities, LLC and Cowen and Company, LLC
Services Agreements
Cowen Holdings, Inc.
NY
2006
Employee Matters Agreement among Société Générale, SG Americas Inc., SG Americas Securities Holdings, Inc., Cowen & Co., LLC, and Cowen Group, Inc.
Separation Agreements
Cowen Holdings, Inc.
NY
2006
Transition Services Agreement among Société Générale, SG Americas, Cowen and Company, and Cowen Group (2006)
Transition Agreements
Cowen Holdings, Inc.
DE
2006
Escrow Agreement among SG Americas Securities Holdings, Inc., Cowen Group, Inc., Cowen & Co., LLC, and JPMorgan Chase Bank, N.A.
Escrow Agreements
Cowen Holdings, Inc.
NY
2006
Separation Agreement among Société Générale, SG Americas, Cowen and Company, and Cowen Group (2006)
Separation Agreements
Cowen Holdings, Inc.
NY
2006
Lease Agreement between Rock-McGraw, Inc. and Société Générale for 1221 Avenue of the Americas
Lease Agreements
Cowen Holdings, Inc.
2006
Master Services Agreement between SG Cowen & Co., LLC and SAVVIS Communications Corporation (January 21, 2005)
Services Agreements
Cowen Holdings, Inc.
MO
2006
Indemnification Agreement among Société Générale, SG Americas Securities Holdings, Inc., Cowen and Company, LLC, and Cowen Group, Inc. (2006)
Indemnification Agreements
Cowen Holdings, Inc.
DE
2006
Cowen Group, Inc. Underwriting Agreement with SG Americas Securities Holdings, Inc. and Underwriters
Underwriting Agreements
Cowen Holdings, Inc.
NY
2006
Supplemental Indenture to Lease Agreement between Rock-McGraw, Inc. and Société Générale (May 5, 1998)
Lease Agreements
Cowen Holdings, Inc.
2006
Services Agreement between SG Cowen & Co., LLC and Hewlett-Packard Company dated December 6, 2004
Services Agreements
Cowen Holdings, Inc.
DE
2006
Sublease Agreement between Société Générale and SG Cowen & Co., LLC for 1221 Avenue of the Americas, New York
Lease Agreements
Cowen Holdings, Inc.
NY
2006