MarketAxess Holdings Inc Contracts & Agreements

Letter Agreement dated as of February 21, 2024, by and between Ilene Fiszel Bieler and MarketAxess Holdings Inc (Filed With SEC on February 26, 2024)

Form of 2024 Restricted Stock Unit Agreement (Non-Deferred) for U.S.-based executive officers other than Richard M. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity... (Filed With SEC on February 26, 2024)

Severance Protection Agreement, dated as of February 21, 2024, by and between Ilene Fiszel Bieler and MarketAxess Holdings Inc (Filed With SEC on February 26, 2024)

Proprietary Information and Non-Competition Agreement, dated as of February 21, 2024, by and between Ilene Fiszel Bieler and MarketAxess Holdings Inc (Filed With SEC on February 26, 2024)

Credit Agreement, dated as of August 9, 2023, among MarketAxess Holdings Inc., a Delaware corporation, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative... (Filed With SEC on August 9, 2023)

First Amendment, dated March 28, 2023, to Credit Agreement, dated as of October 15, 2021, by and among MarketAxess Holdings Inc., as borrower, a syndicate of lenders and JPMorgan... (Filed With SEC on March 31, 2023)

Employment Letter Agreement dated as of January 6, 2023, by and between Christopher R. Concannon and MarketAxess Holdings Inc (Filed With SEC on January 9, 2023)

Employment Letter Agreement dated as of January 6, 2023, by and between Richard M. McVey and MarketAxess Holdings Inc (Filed With SEC on January 9, 2023)

Form of Restricted Stock Unit Award Agreement for Christopher R. Concannon pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on January 9, 2023)

Form of Performance Stock Unit Agreement for Christopher R. Concannon pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on January 9, 2023)

Consulting Services Agreement, dated as of February 1, 2022, by and between MarketAxess Corporation and Nicholas Themelis (Filed With SEC on July 27, 2022)

Separation Agreement, effective as of April 8, 2022, by and between MarketAxess Corporation and Nicholas Themelis (Filed With SEC on July 27, 2022)

Form of 2022 Restricted Stock Unit Agreement (Deferred) for Mr. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on April 27, 2022)

Form of 2022 Performance Stock Unit Agreement (Non-Deferred) for Mr. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on April 27, 2022)

Form of 2022 Incentive Stock Option Agreement for Mr. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on April 27, 2022)

Form of 2022 Restricted Stock Unit Agreement (Non-Deferred) for U.S. based Executive Officers other than Mr. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive... (Filed With SEC on April 27, 2022)

Form of 2022 Performance Stock Unit Agreement (Non-Deferred) for U.S. based Executive Officers other than Mr. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive... (Filed With SEC on April 27, 2022)

Form of 2022 Incentive Stock Option Agreement for U.S. based Executive Officers other than Mr. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on April 27, 2022)

Form of 2022 Restricted Stock Unit Agreement for U.K. based Executive Officers pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on April 27, 2022)

Form of 2022 Performance Stock Unit Agreement for U.K. based Executive Officers pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on April 27, 2022)

Form of Restricted Stock Unit (Buyout) for Naineshkumar Panchal pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on April 27, 2022)

Consulting Services Agreement, dated as of February 1, 2022, by and between MarketAxess Corporation and Antonio DeLise (Filed With SEC on April 27, 2022)

Side Letter Agreement, dated as of February 1, 2022, by and between MarketAxess Holdings Inc. and Antonio DeLise (Filed With SEC on April 27, 2022)

MarketAxess Holdings Inc. 2009 Employee Performance Incentive Plan, as amended (Filed With SEC on February 23, 2022)

MarketAxess Holdings Inc. Nonqualified Deferred Compensation Plan (Filed With SEC on February 23, 2022)

Offer Letter, dated November 24, 2021, by and between MarketAxess Holdings Inc. and Naineshkumar Shantilal Panchal (Filed With SEC on February 23, 2022)

Credit Agreement, dated as of October 15, 2021, among MarketAxess Holdings Inc., the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent (Filed With SEC on October 20, 2021)

Severance Protection Agreement, dated as of August 12, 2021, by and between MarketAxess Holdings Inc. and Christopher N. Gerosa (Filed With SEC on August 13, 2021)

MarketAxess Holdings Inc. Employee Stock Purchase Plan (Filed With SEC on February 19, 2021)

Form of Restricted Stock Unit Agreement (Deferred) for U.S. based Executive Officers pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on February 19, 2021)

Form of Restricted Stock Unit Agreement (Non-Deferred) for U.S. based Executive Officers pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on February 19, 2021)

Guidelines for Restricted Stock Units granted under the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on February 19, 2021)

Form of Performance Stock Unit Agreement for U.S. based Executive Officers pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on February 19, 2021)

Form of Incentive Stock Option Agreement U.S. based Executive Officers pursuant to the MarketAxess Holdings Inc. 2012 Incentive Plan (Filed With SEC on February 19, 2021)

Form of Restricted Stock Agreement for U.K. based Executive Officers pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on February 19, 2021)

Form of Restricted Stock Agreement (Performance) for U.K. based Executive Officers pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on February 19, 2021)

Form of Restricted Stock Agreement for Directors pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on February 19, 2021)

Form of Restricted Stock Unit Agreement for Directors pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (Filed With SEC on February 19, 2021)

Form of Amendment of Severance Protection Agreement for U.S. based Executive Officers (Filed With SEC on February 19, 2021)

Form of Amendment of Severance Protection Agreement for U.K. based Executive Officers (Filed With SEC on February 19, 2021)

Credit Agreement, dated as of November 13, 2020, among MarketAxess Holdings Inc., a Delaware corporation, the lenders party thereto and JPMorgan Chase Bank, N.A., as... (Filed With SEC on November 18, 2020)

Third Amendment, dated as of August 19, 2020, to Amended and Restated Credit Agreement by and among MarketAxess Holdings., the other loan parties party thereto, the lenders party... (Filed With SEC on October 30, 2020)

Fourth Amendment, dated October 8, 2020, to Amended and Restated Credit Agreement by and among MarketAxess Holdings Inc., the other loan parties party thereto, the lenders party... (Filed With SEC on October 30, 2020)

Severance Protection Agreement, dated as of July 31, 2020, by and between MarketAxess and Tony Delise (Filed With SEC on August 4, 2020)

Severance Protection Agreement, dated as of July 31, 2020, by and between MarketAxess and Scott Pintoff (Filed With SEC on August 4, 2020)

Severance Protection Agreement, dated as of July 31, 2020, by and between MarketAxess and Kevin McPherson (Filed With SEC on August 4, 2020)

Severance Protection Agreement, dated as of July 31, 2020, by and between MarketAxess and Nick Themelis (Filed With SEC on August 4, 2020)

MarketAxess Europe Limited Severance Protection Agreement, dated as of July 31, 2020, by and between MarketAxess Europe and Christophe Roupie (Filed With SEC on August 4, 2020)

Amendment No. 1 to Unit Purchase Agreement, dated as of November 1, 2019, by and between MarketAxess Holdings Inc. and RF7 LLC (as the Sellers Representative) (Filed With SEC on February 18, 2020)

Description of registrants securities (Filed With SEC on February 18, 2020)

Restricted Stock Agreement Pursuant to the MarketAxess Holdings Inc. 2012 Incentive Plan, dated as of April 1, 2017, by and between MarketAxess Holdings, Inc. and Christophe Roupie (Filed With SEC on February 18, 2020)

Unit Purchase Agreement, dated as of August 12, 2019, by and among MarketAxess Holdings Inc., LiquidityEdge LLC, each of the Sellers identified therein, RF7 LLC (as the Sellers... (Filed With SEC on October 25, 2019)

Second Amendment, dated October 14, 2019, to Amended and Restated Credit Agreement by and among MarketAxess Holdings Inc., the other loan parties party thereto, the lenders party... (Filed With SEC on October 17, 2019)

Employment Letter Agreement, dated as of January 7, 2019, by and between Christopher R. Concannon and MarketAxess Holdings Inc (Filed With SEC on January 9, 2019)

Form of Incentive Stock Option Agreement for Christopher R. Concannon pursuant to the MarketAxess Holdings Inc. 2012 Incentive Plan (Filed With SEC on January 9, 2019)

Form of Performance Share Award Agreement for Christopher R. Concannon pursuant to the MarketAxess Holdings Inc. 2012 Incentive Plan (Filed With SEC on January 9, 2019)

Form of RSU Award Agreement (annual vesting) for Christopher R. Concannon pursuant to the MarketAxess Holdings Inc. 2012 Incentive Plan (Filed With SEC on January 9, 2019)

Form of RSU Award Agreement (cliff vesting) for Christopher R. Concannon pursuant to the MarketAxess Holdings Inc. 2012 Incentive Plan (Filed With SEC on January 9, 2019)

Second Amendment to Richard M. McVey Employment Agreement (Filed With SEC on November 13, 2018)

Stock Option Agreement (125% FMV) between the Company and Richard M. McVey, dated as of November 8, 2018 (Filed With SEC on November 13, 2018)

Stock Option Agreement (135% FMV) between the Company and Richard M. McVey, dated as of November 8, 2018 (Filed With SEC on November 13, 2018)

Performance Share Award Agreement (125% FMV) between the Company and Richard M. McVey, dated as of November 8, 2018 (Filed With SEC on November 13, 2018)

Performance Share Award Agreement (135% FMV) between the Company and Richard M. McVey, dated as of November 8, 2018 (Filed With SEC on November 13, 2018)

Form of Proprietary Information and Non-Competition Agreement for U.S. based Executive Officers (Filed With SEC on February 21, 2018)

Amendment, dated as of August 14, 2017, to the Restricted Stock Agreement, dated April 1, 2017, between MarketAxess Holdings Inc. and Christophe Roupie (Filed With SEC on October 27, 2017)

Form of Indemnification Agreement for Directors (Filed With SEC on October 27, 2017)

Omnibus Amendment, dated October 19, 2017, by and among MarketAxess Holdings Inc., the other loan parties party hereto, the lenders party hereto and JPMorgan Chase Bank, N.A (Filed With SEC on October 24, 2017)

RESTRICTED STOCK AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2012 INCENTIVE PLAN (Filed With SEC on July 27, 2017)

Dated 15 of March 2017 MARKETAXESS EUROPE LIMITED and Christophe Roupie (Filed With SEC on April 27, 2017)

AMENDMENT NUMBER ONE TOTHE MARKETAXESS HOLDINGS INC. 2012 INCENTIVE PLAN AS AMENDED AND RESTATED EFFECTIVE JUNE 7, 2016 (Filed With SEC on April 21, 2017)

AMENDMENT TO EMPLOYMENT LETTER AGREEMENT (Filed With SEC on January 12, 2017)

MARKETAXESS SEVERANCE PAY PLAN (Filed With SEC on January 12, 2017)

[MARKETAXESS HOLDINGS, INC. LETTERHEAD] (Filed With SEC on January 12, 2017)

PERFORMANCE SHARE AWARD AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2012 INCENTIVE PLAN (Filed With SEC on January 25, 2016)

RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2012 STOCK INCENTIVE PLAN (Filed With SEC on January 25, 2016)

STOCK OPTION AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2012 INCENTIVE PLAN (Filed With SEC on January 25, 2016)

AMENDED AND RESTATED CREDIT AGREEMENT dated as ofJanuary 14, 2013, amended and restated as of October 30, 2015 among MARKETAXESS HOLDINGS INC., as Borrower The LendersParty Hereto... (Filed With SEC on November 3, 2015)

AMENDED AND RESTATED GUARANTEE AGREEMENT (Filed With SEC on November 3, 2015)

AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT dated as of January 14,2013, amended and restated as of October 30, 2015, by MARKETAXESS HOLDINGS INC. and its SUBSIDIARIES... (Filed With SEC on November 3, 2015)

MarketAxess Holdings Inc. 299 Park Avenue, 10th Floor New York, New York, 10171 (Filed With SEC on January 21, 2015)

STOCK OPTION AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2012 INCENTIVE PLAN (Filed With SEC on January 21, 2015)

PERFORMANCE SHARE AWARD AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2012 INCENTIVE PLAN (Filed With SEC on January 21, 2015)

CREDIT AGREEMENT dated as of January 14, 2013 among MARKETAXESS HOLDINGS INC., as Borrower The Lenders Party Hereto and JPMORGANCHASE BANK, N.A. as Administrative Agent TABLE OF... (Filed With SEC on January 17, 2013)

GUARANTEE AGREEMENT (Filed With SEC on January 17, 2013)

PLEDGE AND SECURITY AGREEMENT dated as of January 14, 2013 by MARKETAXESSHOLDINGS INC. and its SUBSIDIARIES PARTY HERETO in favor of JPMORGAN CHASE BANK, N.A. as Administrative... (Filed With SEC on January 17, 2013)

DATED 26 October 2012 Euroclear S.A./N.V. and MarketAxess Holdings Inc. SHARE PURCHASEAGREEMENT relating to the sale and purchase of shares in Xtrakter Limited Slaughter and May... (Filed With SEC on November 2, 2012)

MARKETAXESS HOLDINGS INC. 3,597,333 Shares of Common Stock Underwriting Agreement (Filed With SEC on February 23, 2012)

SHARE REPURCHASE AGREEMENT (Filed With SEC on February 22, 2012)

MARKETAXESS HOLDINGS INC. RESTATED 2001 STOCK INCENTIVE PLAN TABLE OF CONTENTS (Filed With SEC on February 17, 2012)

PERFORMANCE AWARD AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2009 CODE SECTION 162(m) EXECUTIVE PERFORMANCE INCENTIVE PLAN (Filed With SEC on February 17, 2012)

GUIDELINES FOR RESTRICTED STOCK UNITS GRANTED UNDER THE MARKETAXESS HOLDINGS INC. 2004 STOCK INCENTIVE PLAN (Amended and Restated Effective as of April 28, 2006) (Filed With SEC on January 20, 2011)

RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2004 STOCK INCENTIVE PLAN (AMENDED AND RESTATED EFFECTIVE APRIL 28, 2006) (Filed With SEC on January 20, 2011)

MarketAxess Holdings Inc. 299 Park Avenue, 10th Floor New York, New York, 10171 (Filed With SEC on January 20, 2011)

STOCK OPTION AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2004 STOCK INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE APRIL 28, 2006) (Filed With SEC on January 20, 2011)

RESTRICTED STOCK UNIT AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2004 STOCK INCENTIVE PLAN (AMENDED AND RESTATED EFFECTIVE APRIL 28, 2006) (Filed With SEC on January 20, 2011)

EX-10.1.B: AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on March 3, 2009)

EX-10.14.B: AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on March 3, 2009)

EX-10.28.A: SEVERANCE PAY PLAN (Filed With SEC on March 3, 2009)

EX-10.28.B: AMENDMENT NO.1 TO SEVERANCE PAY PLAN (Filed With SEC on March 3, 2009)

RESTRICTED STOCK AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2004 STOCK INCENTIVE PLAN (AMENDED AND RESTATED EFFECTIVE APRIL 28, 2006) (Filed With SEC on January 23, 2009)

INVESTOR RIGHTS AGREEMENT (Filed With SEC on June 3, 2008)

THE SECURITIES REPRESENTED BY THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, AND HAVE BEEN ACQUIRED FOR INVESTMENT AND NOT WITH A VIEW TO, OR... (Filed With SEC on June 3, 2008)

SECURITIES PURCHASE AGREEMENT Dated as of June 2, 2008 AMONG MARKETAXESS HOLDINGS INC. TCV VI, L.P. AND TCV MEMBER FUND, L.P. (Filed With SEC on June 3, 2008)

MARKETAXESS HOLDINGS INC. RESTRICTED STOCK AGREEMENT (Filed With SEC on March 6, 2008)

ESCROW AGREEMENT (Filed With SEC on March 6, 2008)

PERFORMANCE SHARE AWARD AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2004 STOCK INCENTIVE PLAN (Filed With SEC on January 18, 2008)

RESTRICTED STOCK AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2004 STOCK INCENTIVE PLAN (Filed With SEC on January 18, 2008)

STOCK OPTION AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2004 STOCK INCENTIVE PLAN (AS AMENDED AND RESTATED EFFECTIVE APRIL 28, 2006) (Filed With SEC on January 18, 2008)

STOCK OPTION AGREEMENT PURSUANT TO THE MARKETAXESS HOLDINGS INC. 2004 STOCK INCENTIVE PLAN (Filed With SEC on January 18, 2008)

Preliminary Statement (Filed With SEC on January 18, 2008)

EX-10.1: SETTLEMENT AND COMPROMISE AGREEMENT (Filed With SEC on December 18, 2006)

WAIVER AND GENERAL RELEASE (Filed With SEC on September 22, 2006)

EX-10.1: STOCK OPTION AGREEMENT (Filed With SEC on September 14, 2006)

EX-10.2: RESTRICTED STOCK AGREEMENT (Filed With SEC on September 14, 2006)

EX-10.1: OFFER LETTER (Filed With SEC on September 12, 2006)

EX-10.1: RESTRICTED STOCK AGREEMENT (Filed With SEC on April 5, 2006)

EX-10.1: OFFER LETTER (Filed With SEC on February 11, 2005)

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MarketAxess Holdings Inc Contracts & Agreements