Stifel Financial Corp Contracts & Agreements

77 Contracts & Agreements
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Description of Stifel Financial Corp. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Stifel Financial Corp
Capital Markets
2025
Stifel Financial Corp. Wealth Accumulation Plan 2025 Restatement
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
MO
2025
Stifel Financial Corp. Restricted Stock Unit Award Agreement (Performance RSUs)
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2025
Stifel Financial Corp. Deferred Award Agreement for Restricted Stock Units and Debentures
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2025
Stifel Nicolaus/KBW Restricted Cash Award Agreement
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2024
Description of Stifel Financial Corp. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Stifel Financial Corp
Capital Markets
2024
Stifel Financial Corp. Deferred Award Agreement with Participant under 2001 Incentive Stock Plan
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2024
Credit Agreement among Stifel Financial Corp., Stifel, Nicolaus & Company, Inc., and Bank of America, N.A. (September 27, 2023)
Credit Agreements
Stifel Financial Corp
Capital Markets
MO
2023
Stifel Financial Corp. Deferred Award Agreement with Key Employee under 2001 Incentive Stock Plan
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2021
Stifel Financial Corp. Underwriting Agreement for 12,000,000 Depositary Shares of 4.50% Non-Cumulative Preferred Stock, Series D
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2021
Stifel Financial Corp. Restricted Cash Award Agreement (2020 Incentive Compensation)
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2021
Sixth Supplemental Indenture to Indenture Dated January 23, 2012 for 4.000% Senior Notes Due 2030 between Stifel Financial Corp. and U.S. Bank National Association
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2020
Stifel Financial Corp. Underwriting Agreement for 8,000,000 Depositary Shares of 6.125% Non-Cumulative Preferred Stock, Series C
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2020
Underwriting Agreement for $400,000,000 4.000% Senior Notes due 2030 between Stifel Financial Corp. and Underwriters
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2020
Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement)
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2020
Deposit Agreement among Stifel Financial Corp., Computershare Trust Company, N.A., Computershare Inc., and Holders of Depositary Receipts (Series B Preferred Stock)
Deposit Agreements
Stifel Financial Corp
Capital Markets
DE
2019
Stifel Financial Corp. Underwriting Agreement for 6,000,000 Depositary Shares of 6.25% Non-Cumulative Preferred Stock, Series B (2019)
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2019
Stifel Financial Corp. Restricted Stock Unit Award Agreement (Performance RSUs)
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2019
Stifel Financial Corp. Wealth Accumulation Plan 2017 Restatement (as Amended November 5, 2018)
Profit Sharing Plans
Stifel Financial Corp
Capital Markets
MO
2018
Stifel Financial Corp. 2001 Incentive Stock Plan (2018 Restatement)
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2018
Vessel Charter Agreement between Stifel Financial Corp. and Broadway Boat Company Ltd.
Services Agreements
Stifel Financial Corp
Capital Markets
NY
2018
Stifel Financial Corp. Restricted Stock Unit Award Agreement (Performance RSUs)
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2018
Stifel Financial Corp. 2001 Incentive Stock Plan (2011 Restatement) Restricted Stock Award Agreement
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
DE
2018
Stifel Financial Corp. Restricted Stock Unit Modification of Award Agreement with Participant
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2017
Fifth Supplemental Indenture to Indenture Dated January 23, 2012 for 5.20% Senior Notes Due 2047 between Stifel Financial Corp. and U.S. Bank National Association
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2017
Underwriting Agreement for $200,000,000 5.20% Senior Notes due 2047 between Stifel Financial Corp. and Underwriters
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2017
Stifel Financial Corp. Wealth Accumulation Plan 2017 Restatement
Profit Sharing Plans
Stifel Financial Corp
Capital Markets
MO
2017
Underwriting Agreement for 6,000,000 Depositary Shares of 6.25% Non-Cumulative Preferred Stock, Series A, by Stifel Financial Corp. and Underwriters
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2016
Deposit Agreement between Stifel Financial Corp. and Computershare Trust Company, N.A. and Computershare Inc. (July 15, 2016)
Deposit Agreements
Stifel Financial Corp
Capital Markets
DE
2016
Underwriting Agreement for $200,000,000 4.25% Senior Notes due 2024 between Stifel Financial Corp. and Underwriters
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2016
Underwriting Agreement for $300,000,000 3.50% Senior Notes due 2020 between Stifel Financial Corp. and Underwriters led by Keefe, Bruyette & Woods, Inc.
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2015
Fourth Supplemental Indenture to Indenture Dated January 23, 2012 for 3.50% Senior Notes Due 2020 between Stifel Financial Corp. and U.S. Bank National Association
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2015
Stifel Financial Corp. Wealth Accumulation Plan 2015 Restatement
Profit Sharing Plans
Stifel Financial Corp
Capital Markets
MO
2015
Stifel Financial Corp. $300,000,000 4.25% Senior Notes Due 2024 Underwriting Agreement with Merrill Lynch and Keefe, Bruyette & Woods
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2014
Third Supplemental Indenture to Indenture for 4.25% Senior Notes Due 2024 between Stifel Financial Corp. and U.S. Bank National Association
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2014
Underwriting Agreement for $150,000,000 5.375% Senior Notes due 2022 between Stifel Financial Corp. and Underwriters
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2012
Second Supplemental Indenture to Indenture for 5.375% Senior Notes Due 2022 between Stifel Financial Corp. and U.S. Bank National Association
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2012
Agreement and Plan of Merger between Stifel Financial Corp. and KBW, Inc. dated November 5, 2012
Merger Agreements
Stifel Financial Corp
Capital Markets
DE
2012
Employment Agreement between Stifel Financial Corp. and Thomas B. Michaud
Employment Agreements
Stifel Financial Corp
Capital Markets
2012
Underwriting Agreement for $175,000,000 6.70% Senior Notes due 2022 between Stifel Financial Corp. and Underwriters
Underwriting Agreements
Stifel Financial Corp
Capital Markets
NY
2012
Indenture Agreement between Stifel Financial Corp. and U.S. Bank National Association (2012)
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2012
First Supplemental Indenture to Indenture for 6.70% Senior Notes Due 2022 between Stifel Financial Corp. and U.S. Bank National Association
Indenture Agreements
Stifel Financial Corp
Capital Markets
DE
2012
Stifel Financial Corp. 2001 Incentive Stock Plan (2011 Restatement)
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2011
Agreement and Plan of Merger among Stifel Financial Corp., PTAS, Inc., and Thomas Weisel Partners Group, Inc. dated April 25, 2010
Merger Agreements
Stifel Financial Corp
Capital Markets
DE
2010
Employment Agreement between Stifel, Nicolaus & Company, Incorporated and Victor J. Nesi (June 25, 2009)
Employment Agreements
Stifel Financial Corp
Capital Markets
MO
2010
Stifel Financial Corp. Common Stock Purchase Agreement with Underwriters (September 9, 2009)
Purchase Agreements
Stifel Financial Corp
Capital Markets
NY
2009
Amendment No. 3 to Asset Purchase Agreement between UBS Financial Services Inc. and Stifel, Nicolaus & Company, Incorporated
Purchase Agreements
Stifel Financial Corp
Capital Markets
NY
2009
Amendment No. 1 to Asset Purchase Agreement between UBS Financial Services Inc. and Stifel, Nicolaus & Company, Incorporated
Purchase Agreements
Stifel Financial Corp
Capital Markets
NY
2009
Asset Purchase Agreement between UBS Financial Services Inc. and Stifel, Nicolaus & Company, Incorporated (March 23, 2009)
Purchase Agreements
Stifel Financial Corp
Capital Markets
MO
2009
Stifel Financial Corp. and The Western and Southern Life Insurance Company Purchase Agreement with Underwriters for 1,700,000 Shares of Common Stock
Purchase Agreements
Stifel Financial Corp
Capital Markets
NY
2008
Junior Subordinated Indenture between Stifel Financial Corp. and Wilmington Trust Company (June 28, 2007)
Indenture Agreements
Stifel Financial Corp
Capital Markets
NY
2007
Amended and Restated Trust Agreement among Stifel Financial Corp., Wilmington Trust Company, and Administrative Trustees (Stifel Financial Capital Trust IV)
Trust Agreements
Stifel Financial Corp
Capital Markets
DE
2007
Guarantee Agreement between Stifel Financial Corp. and Wilmington Trust Company for Stifel Financial Capital Trust IV Preferred Securities
Guaranty Agreements
Stifel Financial Corp
Capital Markets
DE
2007
Junior Subordinated Indenture between Stifel Financial Corp. and Wilmington Trust Company (March 30, 2007)
Indenture Agreements
Stifel Financial Corp
Capital Markets
NY
2007
Amended and Restated Trust Agreement among Stifel Financial Corp., Wilmington Trust Company, and Administrative Trustees (March 30, 2007)
Trust Agreements
Stifel Financial Corp
Capital Markets
DE
2007
Guarantee Agreement between Stifel Financial Corp. and Wilmington Trust Company for Stifel Financial Capital Trust III Preferred Securities
Guaranty Agreements
Stifel Financial Corp
Capital Markets
DE
2007
Registration Rights Agreement between BankAtlantic Bancorp, Inc. and Stifel Financial Corp. (February 28, 2007)
Registration Rights Agreements
Stifel Financial Corp
Capital Markets
DE
2007
Agreement and Plan of Merger among Stifel Financial Corp., SF RB Merger Sub, Inc., Ryan Beck Holdings, Inc., and BankAtlantic Bancorp, Inc.
Merger Agreements
Stifel Financial Corp
Capital Markets
NJ
2007
Voting Agreement among BankAtlantic Bancorp, Stifel Financial Corp., and Certain Stockholders (January 8, 2007)
Voting Agreements
Stifel Financial Corp
Capital Markets
DE
2007
Agreement and Plan of Merger among Stifel Financial Corp., FSFC Acquisition Co., and First Service Financial Company (November 20, 2006)
Merger Agreements
Stifel Financial Corp
Capital Markets
MO
2006
Stifel Financial Corp. Subscription Agreement for Common Stock Purchase
Subscription Agreements
Stifel Financial Corp
Capital Markets
MO
2006
Junior Subordinated Indenture between Stifel Financial Corp. and Wilmington Trust Company (August 12, 2005)
Indenture Agreements
Stifel Financial Corp
Capital Markets
NY
2005
Amended and Restated Trust Agreement among Stifel Financial Corp., Wilmington Trust Company, and Administrative Trustees (August 12, 2005)
Trust Agreements
Stifel Financial Corp
Capital Markets
DE
2005
Guarantee Agreement between Stifel Financial Corp. and Wilmington Trust Company for Stifel Financial Capital Trust II Preferred Securities
Guaranty Agreements
Stifel Financial Corp
Capital Markets
DE
2005
Underwriting Agreement for $30,000,000 9.00% Cumulative Trust Preferred Securities by Stifel Financial Capital Trust I and Stifel Financial Corp.
Underwriting Agreements
Stifel Financial Corp
Capital Markets
DC
2002
Indenture for 9.00% Junior Subordinated Debentures due 2032 between Stifel Financial Corp. and Wilmington Trust Company
Indenture Agreements
Stifel Financial Corp
Capital Markets
MO
2002
Amended and Restated Trust Agreement among Stifel Financial Corp., Wilmington Trust Company, and Administrative Trustees (April 23, 2002)
Trust Agreements
Stifel Financial Corp
Capital Markets
DE
2002
Preferred Securities Guarantee Agreement between Stifel Financial Corp. and Wilmington Trust Company (April 23, 2002)
Guaranty Agreements
Stifel Financial Corp
Capital Markets
DC
2002
Description of Stifel Financial Corp. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Stifel Financial Corp
Capital Markets
2022
Description of Stifel Financial Corp. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
Stifel Financial Corp
Capital Markets
2021
Stifel Financial Corp. Wealth Accumulation Plan 2019 Restatement
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
MO
2019
Stifel Financial Corp. Deferred Award Agreement for Restricted Stock Units (RSUs) with Participant
Bonus & Incentive Agreements
Stifel Financial Corp
Capital Markets
2019
Stifel Financial Corp 2017 Restricted Stock Award Agreement with Participant
Equity Distribution Agreements
Stifel Financial Corp
Capital Markets
DE
2017
First Amendment to Stifel Financial Corp. Wealth Accumulation Plan (2015 Restatement)
Retirement Agreements
Stifel Financial Corp
Capital Markets
2015
First Amendment to Stifel, Nicolaus & Company, Incorporated Wealth Accumulation Plan 2010 Restatement
Retirement Agreements
Stifel Financial Corp
Capital Markets
MO
2010
Voting Agreement among Stifel Financial Corp., Thomas Weisel Partners Group, Inc. Stockholder, and TWP Acquisition Company (Canada), Inc.
Voting Agreements
Stifel Financial Corp
Capital Markets
DE
2010
Stifel Financial Corp. ATM Equity Offering Sales Agreement with Merrill Lynch and Stifel Nicolaus (June 3, 2009)
Equity Distribution Agreements
Stifel Financial Corp
Capital Markets
NY
2009