Fifth Street Asset Management Inc. Contracts & Agreements

64 Contracts & Agreements
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Plan of Liquidation of Fifth Street Asset Management Inc. (Dissolved Delaware Corporation)
Plan of Reorganization Agreements
Fifth Street Asset Management Inc.
2017
Asset Purchase Agreement among Fifth Street Management LLC, Oaktree Capital Management, L.P., Fifth Street Asset Management Inc., and Fifth Street Holdings L.P. dated July 13, 2017
Purchase Agreements
Fifth Street Asset Management Inc.
DE
2017
Noncompetition and Nonsolicitation Agreement between Oaktree Capital Management, L.P. and Fifth Street Asset Management Inc. dated July 13, 2017
Non-Competition Agreements
Fifth Street Asset Management Inc.
DE
2017
Amended and Restated Credit Agreement among Fifth Street Holdings L.P., Guarantors, Lenders, SMBC as Administrative Agent, and Cortland Capital as Collateral Agent (June 30, 2017)
Credit Agreements
Fifth Street Asset Management Inc.
NY
2017
Employment Agreement between Fifth Street Management LLC, FSC CT LLC, and Patrick Dalton (Co-President)
Employment Agreements
Fifth Street Asset Management Inc.
2016
Non-Competition, Non-Solicitation and Non-Disclosure Agreement between Patrick Dalton and FSC CT LLC
Non-Competition Agreements
Fifth Street Asset Management Inc.
CT
2016
Amendment to Employment Agreement between Fifth Street Management LLC and Bernard D. Berman (2016)
Employment Agreements
Fifth Street Asset Management Inc.
NY
2016
Amendment to Employment Agreement between Fifth Street Management LLC and Ivelin M. Dimitrov (October 31, 2016)
Employment Agreements
Fifth Street Asset Management Inc.
CT
2016
Amendment to Employment Agreement between Alexander C. Frank and FSC CT, Inc. (Fifth Street)
Employment Agreements
Fifth Street Asset Management Inc.
CT
2016
Amendment No. 1 to Credit Agreement among Fifth Street Holdings L.P., Guarantors, Lenders, and Sumitomo Mitsui Banking Corporation
Credit Agreements
Fifth Street Asset Management Inc.
NY
2016
Indemnification Agreement between Fifth Street Asset Management Inc. and Director or Officer
Indemnification Agreements
Fifth Street Asset Management Inc.
DE
2015
Fifth Street Asset Management Inc. Amended and Restated Deferred Bonus and Retention Plan (Effective January 1, 2015)
Bonus & Incentive Agreements
Fifth Street Asset Management Inc.
2015
Tax Receivable Agreement among Fifth Street Asset Management Inc., Fifth Street Holdings L.P., and Certain Principals (October 29, 2014)
Management Agreements
Fifth Street Asset Management Inc.
NY
2014
Credit Agreement among Fifth Street Holdings L.P., Guarantors, Lenders, and Sumitomo Mitsui Banking Corporation (2014)
Credit Agreements
Fifth Street Asset Management Inc.
NY
2014
Amended and Restated Employment Offer Letter between Fifth Street Management LLC, FSC CT, Inc., and Todd Owens (October 29, 2014)
Employment Agreements
Fifth Street Asset Management Inc.
2014
Employment Letter Agreement between Fifth Street Asset Management, Inc. and Bernard D. Berman
Employment Agreements
Fifth Street Asset Management Inc.
2014
Employment Letter Agreement between Fifth Street Asset Management, Inc. and Alexander C. Frank
Employment Agreements
Fifth Street Asset Management Inc.
2014
Employment Letter Agreement between Fifth Street Asset Management, Inc. and Ivelin M. Dimitrov
Employment Agreements
Fifth Street Asset Management Inc.
2014
Fifth Street Asset Management Inc. 2014 Omnibus Incentive Plan
Bonus & Incentive Agreements
Fifth Street Asset Management Inc.
DE
2014
Amended and Restated Employment Offer Letter between Fifth Street Management LLC, FSC CT, Inc., and Todd Owens
Employment Agreements
Fifth Street Asset Management Inc.
2014
Employment Letter Agreement between Fifth Street Asset Management, Inc. and Bernard D. Berman
Employment Agreements
Fifth Street Asset Management Inc.
2014
Employment Letter Agreement between Fifth Street Asset Management, Inc. and Alexander C. Frank
Employment Agreements
Fifth Street Asset Management Inc.
2014
Employment Letter Agreement between Fifth Street Asset Management, Inc. and Ivelin M. Dimitrov
Employment Agreements
Fifth Street Asset Management Inc.
2014
Amended and Restated Employment Offer Letter between Fifth Street Management LLC, FSC CT, Inc., and Todd Owens
Employment Agreements
Fifth Street Asset Management Inc.
2014
Employment Letter Agreement between Fifth Street Management LLC and Bernard D. Berman
Employment Agreements
Fifth Street Asset Management Inc.
2014
Employment Letter Agreement between Fifth Street Asset Management, Inc. and Alexander C. Frank
Employment Agreements
Fifth Street Asset Management Inc.
2014
Employment Letter Agreement between Fifth Street Asset Management, Inc. and Ivelin M. Dimitrov
Employment Agreements
Fifth Street Asset Management Inc.
2014
Fifth Street Deferred Bonus and Retention Plan (as Amended and Restated December 2013)
Bonus & Incentive Agreements
Fifth Street Asset Management Inc.
2014
Fifth Street Asset Management Inc. 2014 Omnibus Incentive Plan
Bonus & Incentive Agreements
Fifth Street Asset Management Inc.
DE
2014
Non-Competition, Non-Solicitation and Non-Disclosure Agreement between FSC CT, Inc. and Employee
Non-Competition Agreements
Fifth Street Asset Management Inc.
CT
2014
Tax Receivable Agreement among Fifth Street Asset Management Inc., Fifth Street Holdings L.P., and Certain Principals (September 2014)
Management Agreements
Fifth Street Asset Management Inc.
NY
2014
Lease Termination Agreement between 777 West Putnam Avenue LLC and FSC CT, LLC (November 13, 2017)
Termination Agreements
Fifth Street Asset Management Inc.
2017
Pledge and Security Agreement between Fifth Street Finance Corp and Fifth Street Holdings L.P.
Pledge Agreements
Fifth Street Asset Management Inc.
2017
Pledge and Security Agreement between Fifth Street Senior Floating Rate Corp. and Fifth Street Holdings L.P. dated October 17, 2017
Pledge Agreements
Fifth Street Asset Management Inc.
2017
Cutback Agreement among Fifth Street Asset Management Inc., Fifth Street Holdings L.P., and Limited Partners (September 26, 2017)
Exchange Agreements
Fifth Street Asset Management Inc.
DE
2017
Voting Agreement between Oaktree Capital Management, L.P. and Certain Stockholders of Fifth Street Finance Corp. (July 13, 2017)
Voting Agreements
Fifth Street Asset Management Inc.
DE
2017
Voting Agreement between Oaktree Capital Management, L.P. and Certain Stockholders of Fifth Street Finance Corp.
Voting Agreements
Fifth Street Asset Management Inc.
DE
2017
Waiver and Termination of Tax Receivables Agreement among FSAM, Holdings, and Principals
Waiver Agreements
Fifth Street Asset Management Inc.
2017
Purchase Agreement between NewStar Financial, Inc. and Fifth Street Holdings L.P.
Purchase Agreements
Fifth Street Asset Management Inc.
DE
2017
Limited Guaranty and Contribution Agreement between Fifth Street Holdings L.P. and Leonard M. Tannenbaum (May 15, 2017)
Guaranty Agreements
Fifth Street Asset Management Inc.
NY
2017
Fourth Amended and Restated Investment Advisory Agreement between Fifth Street Finance Corp. and Fifth Street Management LLC
Advisory Agreements
Fifth Street Asset Management Inc.
NY
2017
Amendment No. 1 to Purchase and Settlement Agreement among Fifth Street Finance Corp., Fifth Street Holdings L.P., Leonard M. Tannenbaum, Fifth Street Asset Management Inc., and...
Purchase Agreements
Fifth Street Asset Management Inc.
2016
Purchase and Settlement Agreement among Fifth Street Finance Corp., Fifth Street Holdings L.P., Leonard M. Tannenbaum, Fifth Street Asset Management Inc., and RiverNorth Entities
Purchase Agreements
Fifth Street Asset Management Inc.
DE
2016
Warrant Agreement between Fifth Street Asset Management, Inc. and RiverNorth Capital Management, LLC
Warrant Agreements
Fifth Street Asset Management Inc.
DE
2016
Agreement Regarding Allocation and Indemnification for Purchase of Company Shares between Fifth Street Holdings L.P. and Leonard M. Tannenbaum
Purchase Agreements
Fifth Street Asset Management Inc.
DE
2016
Third Amended and Restated Investment Advisory Agreement between Fifth Street Finance Corp. and Fifth Street Management LLC
Advisory Agreements
Fifth Street Asset Management Inc.
NY
2016
Amended and Restated Limited Partnership Agreement of Fifth Street Holdings L.P. (October 29, 2014)
Limited Partnership Agreements
Fifth Street Asset Management Inc.
DE
2014
Exchange Agreement among Fifth Street Asset Management Inc., Fifth Street Holdings L.P., and Limited Partners (November 4, 2014)
Exchange Agreements
Fifth Street Asset Management Inc.
DE
2014
Registration Rights Agreement between Fifth Street Asset Management Inc. and Covered Persons (November 4, 2014)
Registration Rights Agreements
Fifth Street Asset Management Inc.
DE
2014
Amendment to Contribution Agreement among Fifth Street Holdings L.P., Transferors, and Call Holders (October 24, 2014)
Contribution Agreements
Fifth Street Asset Management Inc.
2014
Amendment to Contribution Agreement between Fifth Street Holdings L.P. and Transferors (October 24, 2014)
Contribution Agreements
Fifth Street Asset Management Inc.
2014
Underwriting Agreement for Class A Common Stock Offering by Fifth Street Asset Management Inc. and Underwriters
Underwriting Agreements
Fifth Street Asset Management Inc.
NY
2014
Amended and Restated Investment Management Agreement between Fifth Street Management LLC and Fifth Street Credit Opportunities Fund, L.P.
Investment Agreements
Fifth Street Asset Management Inc.
DE
2014
Investment Management Agreement between Fifth Street Senior Loan Fund I Operating Entity, LLC and Fifth Street Management LLC (February 18, 2014)
Investment Agreements
Fifth Street Asset Management Inc.
DE
2014
Investment Management Agreement between Fifth Street Senior Loan Fund II Operating Entity, LLC and Fifth Street Management LLC
Investment Agreements
Fifth Street Asset Management Inc.
DE
2014
Fifth Street Asset Management Inc. Class A Common Stock Certificate
Stock Agreements
Fifth Street Asset Management Inc.
2014
Amended and Restated Limited Partnership Agreement of Fifth Street Holdings L.P.
Limited Partnership Agreements
Fifth Street Asset Management Inc.
DE
2014
Contribution Agreement among Fifth Street Holdings L.P., Transferors, and Call Holders (September 17, 2014)
Contribution Agreements
Fifth Street Asset Management Inc.
DE
2014
Contribution Agreement among Fifth Street Holdings L.P. and Transferors Regarding Exchange and Sale of Interests
Contribution Agreements
Fifth Street Asset Management Inc.
DE
2014
Contribution Agreement between Fifth Street Holdings L.P. and Alexander C. Frank (FSCO GP Interests)
Contribution Agreements
Fifth Street Asset Management Inc.
DE
2014
Registration Rights Agreement between Fifth Street Asset Management Inc. and Covered Persons
Registration Rights Agreements
Fifth Street Asset Management Inc.
DE
2014
Exchange Agreement among Fifth Street Asset Management Inc., Fifth Street Holdings L.P., and Limited Partners (2014)
Exchange Agreements
Fifth Street Asset Management Inc.
DE
2014
Second Amended and Restated Investment Advisory Agreement between Fifth Street Finance Corp. and Fifth Street Management LLC
Advisory Agreements
Fifth Street Asset Management Inc.
NY
2014
Investment Advisory Agreement between Fifth Street Senior Floating Rate Corp. and Fifth Street Management LLC
Advisory Agreements
Fifth Street Asset Management Inc.
NY
2014