KCAP Financial, Inc. | Business Contracts

Loan and Security Agreement Conformed Through the First Amendment dated as of April 29, 2022 among Great Lakes Portman Ridge Funding LLC, The Lenders Party Hereto, The Collateral... (Filed With SEC on May 5, 2022)

Description of Portman Ridge Finance Corporation's Registered Securities (Filed With SEC on March 10, 2022)

Agreement and Plan of Merger, dated as of December 23, 2020 by and among Portman Ridge Finance Corporation, Rye Acquisition Sub Inc., Harvest Capital Credit Corporation and Sierra... (Filed With SEC on December 28, 2020)

Voting and Support Agreement, dated as of December 23, 2020 by and among Portman Ridge Finance Corporation and JMP Securities LLC (Filed With SEC on December 28, 2020)

Incentive Fee Letter Agreement, dated April 1, 2019, by and between the Company and Sierra Crest Investment Management LLC (Filed With SEC on April 2, 2019)

Registration Rights Agreement, dated as of June 23, 2021, by and among the Company and the Purchasers (as defined therein) (Filed With SEC on June 24, 2021)

Registration Rights Agreement, dated as of April 30, 2021, by and among the Company and the Purchasers (as defined therein) (Filed With SEC on May 3, 2021)

Third Supplemental Indenture, dated as of April 30, 2021, relating to the 4.875% Notes due 2026, by and between the Company and U.S. Bank National Association, as trustee (Filed With SEC on May 3, 2021)

Description of Portman Ridge Finance Corporations Registered Securities (Filed With SEC on March 11, 2021)

Voting and Support Agreement, dated as of December 23, 2020 by and among Portman Ridge Finance Corporation, Joseph A. Jolson, Joseph A. Jolson Trust DTD 6/4/91 and Jolson Family... (Filed With SEC on December 28, 2020)

Agreement and Plan of Merger, dated as of June 24, 2020 by and among Portman Ridge Finance Corporation, Citadel Acquisition Sub Inc., Garrison Capital Inc. and Sierra Crest... (Filed With SEC on June 25, 2020)

Description of Portman Ridge Finance Corporations Registered Securities (Filed With SEC on March 6, 2020)

Loan and Security Agreement dated as of December 18, 2019 among Great Lakes Portman Ridge Funding LLC, The Lenders Party Hereto, The Collateral Administrator, Collateral Agent ad... (Filed With SEC on December 23, 2019)

Agreement and Plan of Merger, dated as of July 31, 2019 by and among Portman Ridge Finance Corporation, Storm Acquisition Sub Inc., OHA Investment Corporation, and Sierra Crest... (Filed With SEC on August 1, 2019)

Investment Advisory Agreement, dated April 1, 2019, by and between the Company and Sierra Crest Investment Management LLC (Filed With SEC on April 2, 2019)

Third Amendment to Loan and Security Agreement, dated as of April 1, 2019, by and among Great Lakes KCAP Funding I, LLC, KCAP Financial, Inc., the financial institutions party to... (Filed With SEC on April 2, 2019)

Second Amendment to Loan and Security Agreement, dated as of March 27, 2019, by and among Great Lakes KCAP Funding I, LLC, KCAP Financial, Inc., the financial institutions party... (Filed With SEC on April 2, 2019)

Administration Agreement, dated April 1, 2019, by and between the Company and BC Partners Management LLC (Filed With SEC on April 2, 2019)

Agreement and Plan of Merger, dated as of November 8, 2018, by and among KCAP, Commodore, the Disposed Companies, LibreMax and the Merger Subs (Filed With SEC on January 4, 2019)

KCAP Financial, Inc. (19)