KCAP Financial, Inc. (14)

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Contracts

Description of Portman Ridge Finance Corporations Registered Securities (Filed With SEC on March 11, 2021)
Agreement and Plan of Merger, dated as of December 23, 2020 by and among Portman Ridge Finance Corporation, Rye Acquisition Sub Inc., Harvest Capital Credit Corporation and Sierra... (Filed With SEC on December 28, 2020)
Voting and Support Agreement, dated as of December 23, 2020 by and among Portman Ridge Finance Corporation, Joseph A. Jolson, Joseph A. Jolson Trust DTD 6/4/91 and Jolson Family... (Filed With SEC on December 28, 2020)
Loan and Security Agreement dated as of December 18, 2019 among Great Lakes Portman Ridge Funding LLC, The Lenders Party Hereto, The Collateral Administrator, Collateral Agent ad... (Filed With SEC on December 23, 2019)
Incentive Fee Letter Agreement, dated April 1, 2019, by and between the Company and Sierra Crest Investment Management LLC (Filed With SEC on April 2, 2019)
Voting and Support Agreement, dated as of December 23, 2020 by and among Portman Ridge Finance Corporation and JMP Securities LLC (Filed With SEC on December 28, 2020)
Agreement and Plan of Merger, dated as of June 24, 2020 by and among Portman Ridge Finance Corporation, Citadel Acquisition Sub Inc., Garrison Capital Inc. and Sierra Crest... (Filed With SEC on June 25, 2020)
Description of Portman Ridge Finance Corporations Registered Securities (Filed With SEC on March 6, 2020)
Agreement and Plan of Merger, dated as of July 31, 2019 by and among Portman Ridge Finance Corporation, Storm Acquisition Sub Inc., OHA Investment Corporation, and Sierra Crest... (Filed With SEC on August 1, 2019)
Investment Advisory Agreement, dated April 1, 2019, by and between the Company and Sierra Crest Investment Management LLC (Filed With SEC on April 2, 2019)
Administration Agreement, dated April 1, 2019, by and between the Company and BC Partners Management LLC (Filed With SEC on April 2, 2019)
Second Amendment to Loan and Security Agreement, dated as of March 27, 2019, by and among Great Lakes KCAP Funding I, LLC, KCAP Financial, Inc., the financial institutions party... (Filed With SEC on April 2, 2019)
Third Amendment to Loan and Security Agreement, dated as of April 1, 2019, by and among Great Lakes KCAP Funding I, LLC, KCAP Financial, Inc., the financial institutions party to... (Filed With SEC on April 2, 2019)
Agreement and Plan of Merger, dated as of November 8, 2018, by and among KCAP, Commodore, the Disposed Companies, LibreMax and the Merger Subs (Filed With SEC on January 4, 2019)