KCAP Financial, Inc. Contracts & Agreements
59 Contracts & Agreements
- Business Finance (23 contracts)
- Business Formation (1)
- Business Operations (6)
- Human Resources (4)
- Mergers & Acquisitions (4)
- Uncategorized (21)
- Description of Portman Ridge Finance Corporation's Registered Securities (Filed With SEC on March 13, 2024)
- Loan and Security Agreement Conformed Through the First Amendment dated as of April 29, 2022 among Great Lakes Portman Ridge Funding LLC, The Lenders Party Hereto, The Collateral... (Filed With SEC on May 5, 2022)
- Description of Portman Ridge Finance Corporation's Registered Securities (Filed With SEC on March 10, 2022)
- Registration Rights Agreement, dated as of June 23, 2021, by and among the Company and the Purchasers (as defined therein) (Filed With SEC on June 24, 2021)
- Registration Rights Agreement, dated as of April 30, 2021, by and among the Company and the Purchasers (as defined therein) (Filed With SEC on May 3, 2021)
- Third Supplemental Indenture, dated as of April 30, 2021, relating to the 4.875% Notes due 2026, by and between the Company and U.S. Bank National Association, as trustee (Filed With SEC on May 3, 2021)
- Description of Portman Ridge Finance Corporations Registered Securities (Filed With SEC on March 11, 2021)
- Agreement and Plan of Merger, dated as of December 23, 2020 by and among Portman Ridge Finance Corporation, Rye Acquisition Sub Inc., Harvest Capital Credit Corporation and Sierra... (Filed With SEC on December 28, 2020)
- Voting and Support Agreement, dated as of December 23, 2020 by and among Portman Ridge Finance Corporation, Joseph A. Jolson, Joseph A. Jolson Trust DTD 6/4/91 and Jolson Family... (Filed With SEC on December 28, 2020)
- Voting and Support Agreement, dated as of December 23, 2020 by and among Portman Ridge Finance Corporation and JMP Securities LLC (Filed With SEC on December 28, 2020)
- Agreement and Plan of Merger, dated as of June 24, 2020 by and among Portman Ridge Finance Corporation, Citadel Acquisition Sub Inc., Garrison Capital Inc. and Sierra Crest... (Filed With SEC on June 25, 2020)
- Description of Portman Ridge Finance Corporations Registered Securities (Filed With SEC on March 6, 2020)
- Loan and Security Agreement dated as of December 18, 2019 among Great Lakes Portman Ridge Funding LLC, The Lenders Party Hereto, The Collateral Administrator, Collateral Agent ad... (Filed With SEC on December 23, 2019)
- Agreement and Plan of Merger, dated as of July 31, 2019 by and among Portman Ridge Finance Corporation, Storm Acquisition Sub Inc., OHA Investment Corporation, and Sierra Crest... (Filed With SEC on August 1, 2019)
- Investment Advisory Agreement, dated April 1, 2019, by and between the Company and Sierra Crest Investment Management LLC (Filed With SEC on April 2, 2019)
- Second Amendment to Loan and Security Agreement, dated as of March 27, 2019, by and among Great Lakes KCAP Funding I, LLC, KCAP Financial, Inc., the financial institutions party... (Filed With SEC on April 2, 2019)
- Administration Agreement, dated April 1, 2019, by and between the Company and BC Partners Management LLC (Filed With SEC on April 2, 2019)
- Incentive Fee Letter Agreement, dated April 1, 2019, by and between the Company and Sierra Crest Investment Management LLC (Filed With SEC on April 2, 2019)
- Third Amendment to Loan and Security Agreement, dated as of April 1, 2019, by and among Great Lakes KCAP Funding I, LLC, KCAP Financial, Inc., the financial institutions party to... (Filed With SEC on April 2, 2019)
- Agreement and Plan of Merger, dated as of November 8, 2018, by and among KCAP, Commodore, the Disposed Companies, LibreMax and the Merger Subs (Filed With SEC on January 4, 2019)
- Form of Voting and Support Agreement, dated December 14, 2018, by and between BC Partners Advisors L.P. and the members of the board of directors of KCAP Financial, Inc (Filed With SEC on December 20, 2018)
- Stock Purchase and Transaction Agreement, dated December 14, 2018, by and between KCAP Financial, Inc. and BC Partners Advisors L.P (Filed With SEC on December 20, 2018)
- Loan and Security Agreement, dated as of March 1, 2018, by and among KCAP Funding I, LLC, KCAP Financial, Inc., the financial institutions party to the Agreement from time to time... (Filed With SEC on March 7, 2018)
- AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF KCAP FREEDOM 3 LLC A Delaware Limited Liability Company Dated as of July 19, 2017 (Filed With SEC on July 20, 2017)
- 2006 EQUITY INCENTIVEPLAN As Amended and Restated Effective June 23, 2015 (Filed With SEC on August 5, 2015)
- FORM OF EXECUTIVE EMPLOYMENT AGREEMENT (Filed With SEC on May 6, 2015)
- FIRST SUPPLEMENTAL INDENTURE dated as of December 8, 2014 among KCAP SENIOR FUNDING I, LLC, as Issuer and U.S. Bank National Association, as Trustee to the Indenture, dated as of... (Filed With SEC on December 9, 2014)
- KCAP SENIORFUNDING I, LLC NOTES U.S.$30,900,000Class A-2 Senior Secured Floating Rate Notes due 2024 U.S.$3,600,000CLASS B-2 SENIOR SECURED FLOATING RATE NOTES DUE 2024... (Filed With SEC on December 9, 2014)
- KCAP SENIOR FUNDING I, LLC SUBORDINATED NOTES DUE 2024 SUBORDINATED NOTE PURCHASE AGREEMENT By and Between KCAP SENIOR FUNDING I, LLC Issuer and KCAP SENIOR FUNDING I HOLDINGS,... (Filed With SEC on December 9, 2014)
- KCAP Financial, Inc. Employee Restricted Stock Award Agreement (Filed With SEC on August 6, 2014)
- KCAP FINANCIAL, INC. 2006 EQUITY INCENTIVEPLAN As Amended and Restated Effective June 20, 2014 (Filed With SEC on August 6, 2014)
- KCAP FINANCIAL,INC. NON-EMPLOYEE DIRECTOR PLAN As Amended and Restated June 20, 2014 (Filed With SEC on August 6, 2014)
- KCAP Financial, Inc. EXECUTIVE Restricted Stock Award Agreement (Filed With SEC on August 6, 2014)
- KCAP SENIORFUNDING I, LLC NOTES U.S.$77,250,000Class A-1 Senior Secured Floating Rate Notes due 2024 U.S.$9,000,000CLASS B-1 SENIOR SECURED FLOATING RATE NOTES DUE 2024... (Filed With SEC on June 19, 2013)
- MASTER LOAN SALE AGREEMENT among KCAP FINANCIAL, INC., as the Originator, KCAP SENIOR FUNDING I HOLDINGS, LLC, as the Depositor and KCAP SENIOR FUNDING I, LLC, as the Issuer Dated... (Filed With SEC on June 19, 2013)
- ESCROW AGREEMENT BETWEEN COMMODORE HOLDINGS, L.L.C., HBK CARAVELLE, L.L.C. TRIMARAN FUND MANAGEMENT, LLC THE SELLERS’ REPRESENTATIVE NAMED HEREIN AND THE BANK OF NEW YORK MELLON... (Filed With SEC on March 1, 2012)
- [Trimaran Advisors, L.L.C. letterhead] (Filed With SEC on March 1, 2012)
- [Trimaran Advisors, L.L.C. letterhead] (Filed With SEC on March 1, 2012)
- NOTE PURCHASE AGREEMENT (Filed With SEC on March 1, 2012)
- PURCHASE AND SALE AGREEMENT BY AND AMONG KOHLBERG CAPITAL CORPORATION CommodoreHoldings, L.L.C. TrimaranAdvisors, L.L.C. HBK CARAVELLE, L.L.C. TRIMARAN FUND MANAGEMENT, L.L.C.... (Filed With SEC on March 1, 2012)
- COLLATERAL ADMINISTRATIONAGREEMENT (Filed With SEC on March 1, 2012)
- KOHLBERG CAPITAL CORPORATION (Filed With SEC on March 16, 2011)
- KATONAH DEBT ADVISORS, L.L.C. CONSULTING AGREEMENT (Filed With SEC on March 4, 2011)
- 295Madison Avenue, 6th Floor New York, NY10017 (Filed With SEC on March 4, 2011)
- Katonah Debt Advisors, L.L.C. 295 Madison Avenue, 6th Floor New York, NY 10017 (Filed With SEC on March 4, 2011)
- FORBEARANCEAND SETTLEMENT AGREEMENT (Filed With SEC on November 8, 2010)
- 295 MadisonAvenue, 6th Floor New York, NY 10017 Telephone ###-###-#### Facsimile ###-###-#### (Filed With SEC on May 28, 2010)
- 295Madison Avenue, 6th Floor New York, NY10017 (Filed With SEC on August 10, 2009)
- 295Madison Avenue, 6th Floor New York, NY10017 Telephone(212) 455-8300 Facsimile ###-###-#### (Filed With SEC on August 10, 2009)
- 295Madison Avenue, 6th Floor New York, NY10017 Telephone(212) 455-8300 Facsimile ###-###-#### (Filed With SEC on August 10, 2009)
- KOHLBERG CAPITAL CORPORATION AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN (Filed With SEC on June 19, 2008)
- Kohlberg Capital Corporation Restricted Stock Award Agreement (Filed With SEC on June 19, 2008)
- [Remainder of Page Intentionally Left Blank] (Filed With SEC on March 14, 2008)
- Telephone ###-###-#### Facsimile ###-###-#### (Filed With SEC on March 14, 2008)
- THIRD AMENDMENT TO LOAN FUNDING AND SERVICING AGREEMENT (Filed With SEC on March 14, 2008)
- U.S.$200,000,000 LOAN FUNDING AND SERVICING AGREEMENT (Filed With SEC on March 29, 2007)
- U.S.$200,000,000 LOAN FUNDING AND SERVICING AGREEMENT by and among (Filed With SEC on February 16, 2007)
- by andbetween KOHLBERG CAPITAL FUNDING LLC I, as the Buyer and KOHLBERG CAPITAL CORPORATION, as the Seller (Filed With SEC on February 16, 2007)
- MASTER PAR/NEAR PAR PARTICIPATION AGREEMENT (Filed With SEC on December 15, 2006)