KCAP Financial, Inc. Business Finance Contracts & Agreements
23 Contracts & Agreements
- Escrow Agreements (1 contract)
- Funding Agreements (2)
- Indenture Agreements (1)
- Loan Agreements (9)
- Note Agreements (2)
- Participation Agreements (1)
- Purchase Agreements (1)
- Registration Rights Agreements (2)
- Stock Agreements (4)
- Loan and Security Agreement Conformed Through the First Amendment dated as of April 29, 2022 among Great Lakes Portman Ridge Funding LLC, The Lenders Party Hereto, The Collateral... (Filed With SEC on May 5, 2022)
- Registration Rights Agreement, dated as of June 23, 2021, by and among the Company and the Purchasers (as defined therein) (Filed With SEC on June 24, 2021)
- Registration Rights Agreement, dated as of April 30, 2021, by and among the Company and the Purchasers (as defined therein) (Filed With SEC on May 3, 2021)
- Third Supplemental Indenture, dated as of April 30, 2021, relating to the 4.875% Notes due 2026, by and between the Company and U.S. Bank National Association, as trustee (Filed With SEC on May 3, 2021)
- Loan and Security Agreement dated as of December 18, 2019 among Great Lakes Portman Ridge Funding LLC, The Lenders Party Hereto, The Collateral Administrator, Collateral Agent ad... (Filed With SEC on December 23, 2019)
- Third Amendment to Loan and Security Agreement, dated as of April 1, 2019, by and among Great Lakes KCAP Funding I, LLC, KCAP Financial, Inc., the financial institutions party to... (Filed With SEC on April 2, 2019)
- Second Amendment to Loan and Security Agreement, dated as of March 27, 2019, by and among Great Lakes KCAP Funding I, LLC, KCAP Financial, Inc., the financial institutions party... (Filed With SEC on April 2, 2019)
- Stock Purchase and Transaction Agreement, dated December 14, 2018, by and between KCAP Financial, Inc. and BC Partners Advisors L.P (Filed With SEC on December 20, 2018)
- Loan and Security Agreement, dated as of March 1, 2018, by and among KCAP Funding I, LLC, KCAP Financial, Inc., the financial institutions party to the Agreement from time to time... (Filed With SEC on March 7, 2018)
- FIRST SUPPLEMENTAL INDENTURE dated as of December 8, 2014 among KCAP SENIOR FUNDING I, LLC, as Issuer and U.S. Bank National Association, as Trustee to the Indenture, dated as of... (Filed With SEC on December 9, 2014)
- KCAP SENIOR FUNDING I, LLC SUBORDINATED NOTES DUE 2024 SUBORDINATED NOTE PURCHASE AGREEMENT By and Between KCAP SENIOR FUNDING I, LLC Issuer and KCAP SENIOR FUNDING I HOLDINGS,... (Filed With SEC on December 9, 2014)
- KCAP Financial, Inc. EXECUTIVE Restricted Stock Award Agreement (Filed With SEC on August 6, 2014)
- KCAP Financial, Inc. Employee Restricted Stock Award Agreement (Filed With SEC on August 6, 2014)
- MASTER LOAN SALE AGREEMENT among KCAP FINANCIAL, INC., as the Originator, KCAP SENIOR FUNDING I HOLDINGS, LLC, as the Depositor and KCAP SENIOR FUNDING I, LLC, as the Issuer Dated... (Filed With SEC on June 19, 2013)
- NOTE PURCHASE AGREEMENT (Filed With SEC on March 1, 2012)
- ESCROW AGREEMENT BETWEEN COMMODORE HOLDINGS, L.L.C., HBK CARAVELLE, L.L.C. TRIMARAN FUND MANAGEMENT, LLC THE SELLERS’ REPRESENTATIVE NAMED HEREIN AND THE BANK OF NEW YORK MELLON... (Filed With SEC on March 1, 2012)
- PURCHASE AND SALE AGREEMENT BY AND AMONG KOHLBERG CAPITAL CORPORATION CommodoreHoldings, L.L.C. TrimaranAdvisors, L.L.C. HBK CARAVELLE, L.L.C. TRIMARAN FUND MANAGEMENT, L.L.C.... (Filed With SEC on March 1, 2012)
- Kohlberg Capital Corporation Restricted Stock Award Agreement (Filed With SEC on June 19, 2008)
- THIRD AMENDMENT TO LOAN FUNDING AND SERVICING AGREEMENT (Filed With SEC on March 14, 2008)
- U.S.$200,000,000 LOAN FUNDING AND SERVICING AGREEMENT (Filed With SEC on March 29, 2007)
- by andbetween KOHLBERG CAPITAL FUNDING LLC I, as the Buyer and KOHLBERG CAPITAL CORPORATION, as the Seller (Filed With SEC on February 16, 2007)
- U.S.$200,000,000 LOAN FUNDING AND SERVICING AGREEMENT by and among (Filed With SEC on February 16, 2007)
- MASTER PAR/NEAR PAR PARTICIPATION AGREEMENT (Filed With SEC on December 15, 2006)