Business Finance Contracts & Agreements in the Capital Markets Industry
5,883 Contracts & Agreements
- Assignment Agreements (19 contracts from 12 companies)
- Contribution Agreements (13 | 8)
- Credit Agreements (874 | 124)
- Debenture Agreements (3 | 2)
- Deposit Agreements (31 | 8)
- Equity Distribution Agreements (65 | 17)
- Escrow Agreements (20 | 16)
- Exchange Agreements (174 | 44)
- Facility Agreements (5 | 3)
- Financing Agreements (5 | 3)
- Forbearance Agreements (2 | 2)
- Funding Agreements (52 | 15)
- Guarantee Agreements (37 | 22)
- Guaranty Agreements (44 | 15)
- Indenture Agreements (658 | 98)
- Investment Agreements (96 | 35)
- Investor Rights Agreements (21 | 13)
- Joinder Agreements (35 | 17)
- Loan Agreements (498 | 81)
- Modification Agreements (19 | 8)
- Note Agreements (568 | 96)
- Participation Agreements (30 | 9)
- Pledge Agreements (18 | 13)
- Purchase Agreements (331 | 99)
- Registration Rights Agreements (165 | 68)
- Release Agreements (23 | 14)
- Repurchase Agreements (36 | 16)
- Security Agreements (61 | 26)
- Servicing Agreements (17 | 8)
- Share Agreements (96 | 40)
- Shareholders Agreements (29 | 13)
- Stock Agreements (961 | 109)
- Subordination Agreement (6 | 3)
- Subscription Agreements (74 | 28)
- Term Sheets (11 | 5)
- Trust Agreements (56 | 25)
- Underwriting Agreements (596 | 163)
- Waiver Agreements (37 | 24)
- Warrant Agreements (97 | 33)
- AFFILIATED MANAGERS GROUP, INC. (62 contracts)
- ALLIANCEBERNSTEIN HOLDING L.P. (10)
- ALTIMAR ACQUISITION CORP. (45)
- Ameriprise Financial (41)
- Apollo Global Management LLC (53)
- APOLLO INVESTMENT CORP (17)
- ARES CAPITAL CORP (99)
- Ares Management Corp (38)
- Artisan Partners Asset Management Inc. (31)
- Ascendant Digital Acquisition Corp. (22)
- Ashford Inc. (40)
- AssetMark Financial Holdings, Inc. (13)
- Associated Capital Group, Inc. (1)
- B. Riley Financial, Inc. (117)
- Bain Capital Specialty Finance, Inc. (15)
- Barings BDC, Inc. (31)
- BC Partners Lending Corp (5)
- BGC Partners, Inc. (76)
- BlackRock (56)
- BlackRock Capital Investment Corp (17)
- BlackRock Private Credit Fund (3)
- BlackRock TCP Capital Corp. (17)
- BLACKSTAR ENTERPRISE GROUP, INC. (48)
- Blackstone / GSO Secured Lending Fund (37)
- Blackstone Group L.P. (45)
- Blackstone Private Credit Fund (54)
- Blackstone Private Equity Strategies Fund L.P. (4)
- Blucora, Inc. (37)
- Bridge Investment Group Holdings Inc. (8)
- BrightSphere Investment Group Inc. (18)
- Capital Financial Holdings, Inc (5)
- CAPITAL SOUTHWEST CORP (41)
- Capitala Finance Corp. (13)
- Carlyle Group L.P. (42)
- Cboe Global Markets (75)
- CERES ABINGDON L.P. (7)
- CERES ORION L.P. (11)
- Ceres Tactical Commodity L.P. (5)
- CERES TACTICAL CURRENCY L.P. (6)
- CERES TACTICAL SYSTEMATIC L.P. (8)
- Charles Schwab Corporation (116)
- CHINAWE COM INC (1)
- Chineseinvestors.com, Inc. (2)
- CION Investment Corp (31)
- CM Finance Inc (11)
- CME Group Inc. (62)
- Cohen & Co Inc. (106)
- COHEN & STEERS INC (2)
- Coinbase Global, Inc. (7)
- CONCIERGE TECHNOLOGIES INC (17)
- ContextLogic Inc. (11)
- COWEN INC. (33)
- Crescent Capital BDC, Inc. (17)
- DIAMOND HILL INVESTMENT GROUP INC (3)
- Diginex Ltd (7)
- Donnelley Financial Solutions, Inc. (18)
- E*Trade (67)
- Eaton Vance Corp (16)
- ENDI Corp. (10)
- ENTERPRISE DIVERSIFIED, INC. (18)
- EQUUS TOTAL RETURN, INC. (16)
- Evercore (51)
- FactSet Research Systems Inc (25)
- Federated Investors (32)
- FIDUS INVESTMENT Corp (16)
- FinTech Acquisition Corp. IV (27)
- Focus Financial Partners Inc. (11)
- Franklin Resources (31)
- Freedom Holding Corp. (36)
- FS KKR Capital Corp (62)
- GAIN Capital Holdings, Inc. (23)
- GAMCO INVESTORS, INC. ET AL (15)
- GCM Grosvenor Inc. (6)
- GLADSTONE CAPITAL CORP (45)
- GLADSTONE INVESTMENT CORPORATION (31)
- GlassBridge Enterprises, Inc. (69)
- Goldman Sachs (123)
- GOLDMAN SACHS ASSET BACKED SECURITIES CORP (9)
- Goldman Sachs BDC, Inc. (7)
- Goldman Sachs Middle Market Lending Corp. (5)
- Goldman Sachs Middle Market Lending Corp. II (4)
- Goldman Sachs Private Middle Market Credit II LLC (4)
- Goldman Sachs Private Middle Market Credit LLC (6)
- GOLUB CAPITAL BDC, Inc. (56)
- Great Elm Capital Corp. (18)
- Great Elm Capital Group, Inc. (51)
- Greenhill & Co., Inc. (31)
- Greenpro Capital Corp. (57)
- GSV Capital Corp. (7)
- Hamilton Lane INC (35)
- Harvest Capital Credit Corp (11)
- HENNESSY ADVISORS INC (24)
- Hercules Capital, Inc. (64)
- Heritage Global Inc. (133)
- Horizon Technology Finance Corp (39)
- HOULIHAN LOKEY, INC. (21)
- Indo Global Exchange(s) Pte, Ltd. (7)
- Interactive Brokers (11)
- Intercontinental Exchange (54)
- INTL FCStone Inc. (85)
- Invesco Ltd. (27)
- Investment Technology Group, Inc. (67)
- Janus Henderson Group plc (5)
- KCAP Financial, Inc. (23)
- KKR & Co. Inc. (89)
- Kyto Technology & Life Science, Inc. (3)
- LADENBURG THALMANN FINANCIAL SERVICES INC. (63)
- Lazard Ltd (52)
- Legg Mason Inc (36)
- LPL Financial Holdings Inc. (24)
- Main Street Capital CORP (40)
- Manning & Napier, Inc. (38)
- MarketAxess Holdings Inc (32)
- Medley Capital Corp (37)
- MEDLEY MANAGEMENT INC. (15)
- Moelis & Co (9)
- MONROE CAPITAL Corp (9)
- Moody's Corp (70)
- Morgan Stanley (84)
- MORGAN STANLEY ABS CAPITAL I INC CDC MOR CAP TR 2004-HE2 (2)
- Morgan Stanley ABS Capital I Inc. Trust 2006-HE7 (1)
- Morgan Stanley ABS Capital I Inc. Trust 2006-NC3 (1)
- Morgan Stanley ABS Capital I Inc. Trust 2006-NC4 (1)
- Morgan Stanley ABS Capital I Inc. Trust 2006-NC5 (1)
- Morgan Stanley ABS Capital I Inc. Trust 2006-WMC2 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2012-C5 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2012-C6 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2013-C10 (2)
- Morgan Stanley Bank of America Merrill Lynch Trust 2013-C11 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2013-C12 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2013-C13 (1)
- MORGAN STANLEY BANK OF AMERICA MERRILL LYNCH TRUST 2013-C8 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2013-C9 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2014-C17 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2014-C18 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2014-C19 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2015-C21 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2015-C22 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2015-C24 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2015-C25 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2015-C26 (2)
- Morgan Stanley Bank of America Merrill Lynch Trust 2015-C27 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2016-C28 (3)
- Morgan Stanley Bank of America Merrill Lynch Trust 2016-C29 (2)
- Morgan Stanley Bank of America Merrill Lynch Trust 2016-C30 (3)
- Morgan Stanley Bank of America Merrill Lynch Trust 2016-C32 (2)
- Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2017-C34 (1)
- Morgan Stanley Capital I Trust 2011-C3 (1)
- Morgan Stanley Capital I Trust 2012-C4 (1)
- Morgan Stanley Capital I Trust 2015-UBS8 (1)
- Morgan Stanley Capital I Trust 2016-BNK2 (1)
- Morgan Stanley Capital I Trust 2016-UBS11 (2)
- Morgan Stanley Capital I Trust 2016-UBS12 (1)
- Morgan Stanley Capital I Trust 2016-UBS9 (1)
- Morgan Stanley Capital I Trust 2017-H1 (1)
- Morgan Stanley Capital I Trust 2017-HR2 (1)
- Morgan Stanley Capital I Trust 2018-H3 (1)
- Morgan Stanley Capital I Trust 2018-H4 (1)
- Morgan Stanley Capital I Trust 2018-L1 (1)
- Morgan Stanley Capital I Trust 2019-H6 (1)
- Morgan Stanley Capital I Trust 2019-H7 (1)
- Morgan Stanley Capital I Trust 2019-L2 (1)
- Morgan Stanley Capital I Trust 2019-L3 (1)
- Morgan Stanley Capital I Trust 2020-HR8 (1)
- Morgan Stanley Capital I Trust 2020-L4 (1)
- Morgan Stanley Capital I Trust 2021-L5 (1)
- Morgan Stanley Capital I Trust 2021-L6 (1)
- Morgan Stanley Capital I Trust 2021-L7 (1)
- Morgan Stanley Capital I Trust 2022-L8 (1)
- Morgan Stanley Direct Lending Fund (14)
- Morgan Stanley Finance LLC (1)
- Morgan Stanley Mortgage Loan Trust 2007-4SL (1)
- MORGAN STANLEY SMITH BARNEY CHARTER ASPECT L.P. (4)
- MORGAN STANLEY SMITH BARNEY CHARTER CAMPBELL LP (4)
- MORGAN STANLEY SMITH BARNEY CHARTER WNT L.P. (4)
- MORGAN STANLEY SMITH BARNEY SPECTRUM GLOBAL BALANCED LP (1)
- MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP (5)
- MORGAN STANLEY SMITH BARNEY SPECTRUM STRATEGIC LP (4)
- MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP (4)
- Morgan Stanley Structured Trust I 2007-1 (1)
- Morningstar, Inc. (11)
- MSCI Inc (57)
- MVC CAPITAL, INC. (31)
- Nasdaq, Inc. (112)
- NATIONAL HOLDINGS CORP (44)
- Nebula Parent Corp. (13)
- New Mountain Finance Corp (35)
- NewHold Investment Corp. II (31)
- Newtek Business Services Corp. (25)
- Northern Trust Corp. (122)
- Oaktree Specialty Lending Corp (55)
- Oaktree Strategic Income Corp (27)
- Och-Ziff Capital Management Group LLC (40)
- OFS Capital Corp (33)
- OPPENHEIMER HOLDINGS INC (1)
- Owl Rock Capital Corp (38)
- Oxford Square Capital Corp. (19)
- P10, Inc. (11)
- PennantPark Floating Rate Capital Ltd. (14)
- PENNANTPARK INVESTMENT CORP (11)
- Piper Jaffray Companies (70)
- PJT Partners Inc. (8)
- PROSPECT CAPITAL CORP (37)
- Pzena Investment Management, Inc. (10)
- QUOTEMEDIA INC (6)
- RAND CAPITAL CORP (5)
- Raymond James Financial Inc. (60)
- Robinhood Markets, Inc. (19)
- Runway Growth Credit Fund Inc. (26)
- S&P Global, Inc. (48)
- SAFEGUARD SCIENTIFICS INC (84)
- SEI Investments Corp (20)
- SIEBERT FINANCIAL CORP (16)
- Silvercrest Asset Management Group Inc. (21)
- Solar Capital Ltd. (22)
- Solar Senior Capital Ltd. (9)
- State Street Corp. (104)
- Stellus Capital Investment Corp (18)
- StepStone Group Inc. (13)
- Stifel Financial Corp (32)
- T. Rowe Price Group (2)
- Tango Holdings, Inc. (7)
- TCG BDC, INC. (12)
- TD AMERITRADE HOLDING CORP (72)
- The Bank of New York Mellon Corp. (49)
- TPG Partners, LLC (21)
- TPG Specialty Lending, Inc. (37)
- Tradeweb Markets Inc. (15)
- Trinity Capital Inc. (12)
- TriplePoint Venture Growth BDC Corp. (13)
- U S GLOBAL INVESTORS INC (8)
- ValueSetters Inc. (35)
- VetaNova Inc. (2)
- Victory Capital Holdings, Inc. (11)
- Virtu Financial, Inc. (36)
- Virtus Investment Partners, Inc. (31)
- VPC Impact Acquisition Holdings (32)
- Waddell & Reed Financial, Inc. (57)
- WESTWOOD HOLDINGS GROUP INC (3)
- WhiteHorse Finance, Inc. (29)
- WisdomTree Investments, Inc. (22)
- Wright Investors Service Holdings, Inc. (6)
- Form of 4.993% Senior Note due 2027 (State Street Corp., Filed With SEC on March 18, 2024)
- Underwriting Agreement, dated March 13, 2024, by and among State Street Corporation and Morgan Stanley & Co. LLC, Blaylock Van, LLC, Scotia Capital (USA) Inc. and UBS Securities... (State Street Corp., Filed With SEC on March 18, 2024)
- Indenture, dated as of March 18, 2024, between Coinbase Global, Inc. and U.S. Bank Trust Company, National Association, as trustee (Coinbase Global, Inc., Filed With SEC on March 18, 2024)
- Amended and Restated Warehousing Agreement, dated as of November 3, 2023, by and among Blackstone Holdings Finance Co. L.L.C., Blackstone Private Investment Advisors L.L.C.,... (Blackstone Private Equity Strategies Fund L.P., Filed With SEC on March 15, 2024)
- Pledge and Security Agreement, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.5 to the Companys Quarterly... (Heritage Global Inc., Filed With SEC on March 14, 2024)
- Business Loan Agreement, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.4 to the Companys Quarterly Report... (Heritage Global Inc., Filed With SEC on March 14, 2024)
- Promissory Note, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.3 to the Companys Quarterly Report on Form... (Heritage Global Inc., Filed With SEC on March 14, 2024)
- Loan Modification Agreement and Reaffirmation of Loan, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.2 to... (Heritage Global Inc., Filed With SEC on March 14, 2024)
- Amended and Restated Promissory Note, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.1 to the Companys... (Heritage Global Inc., Filed With SEC on March 14, 2024)
- Description of Capital Stock (AssetMark Financial Holdings, Inc., Filed With SEC on March 14, 2024)
- First Supplemental Indenture, dated March 14, 2024, among BlackRock Funding, Inc., BlackRock, Inc. and The Bank of New York Mellon, as trustee (BlackRock, Filed With SEC on March 14, 2024)
- Indenture, dated March 14, 2024, among BlackRock Funding, Inc., BlackRock, Inc. and The Bank of New York Mellon, as trustee (BlackRock, Filed With SEC on March 14, 2024)
- First Amendment to Master Note Purchase Agreement, dated as of March 13, 2024, among BlackRock Capital Investment Corporation and the Noteholders party thereto (BlackRock Capital Investment Corp, Filed With SEC on March 14, 2024)
- Tenth Supplemental Indenture, dated as of March 12, 2024, between Lazard Group LLC and The Bank of New York Mellon, as trustee (Lazard Ltd, Filed With SEC on March 12, 2024)
- Underwriting Agreement, dated March 6, 2024, among Lazard Group LLC and Citigroup Global Markets Inc., as representative of the several underwriters listed on Schedule I thereto (Lazard Ltd, Filed With SEC on March 12, 2024)
- Second Amendment, dated as of March 8, 2024, to the Credit Agreement, dated as of November 30, 2018, as amended as of August 6, 2018 and as assumed by BGC Group, Inc. as of... (BGC Partners, Inc., Filed With SEC on March 12, 2024)
- Third Supplemental Indenture, dated as of March 11, 2024, relating to the 6.375% Notes due 2027, by and between the Company and Computershare Trust Company, National Association... (Goldman Sachs BDC, Inc., Filed With SEC on March 11, 2024)
- Underwriting Agreement, dated March 6, 2024, by and among Goldman Sachs BDC, Inc., Goldman Sachs Asset Management, L.P. and BofA Securities, Inc., as representative of the several... (Goldman Sachs BDC, Inc., Filed With SEC on March 11, 2024)
- Underwriting Agreement, dated March 4, 2024, among the Company, HLA, Morgan Stanley & Co. LLC and the selling stockholder referenced therein (Hamilton Lane INC, Filed With SEC on March 7, 2024)
- CME Group Inc. Fourth Amendment and Restated Omnibus Stock Plan (As amended and restated effective March 1, 2024) (CME Group Inc., Filed With SEC on March 7, 2024)
- Underwriting Agreement, dated March 5, 2024, among BlackRock Funding, Inc., BlackRock, Inc. and Morgan Stanley & Co. LLC, BofA Securities, Inc., Citigroup Global Markets Inc. and... (BlackRock, Filed With SEC on March 6, 2024)
- First Supplemental Indenture, dated as of March 5, 2024, among TPG Operating Group II, L.P., the Guarantors named therein and U.S. Bank Trust Company, National Association, as... (TPG Partners, LLC, Filed With SEC on March 5, 2024)
- Senior Indenture, dated as of March 5, 2024, among TPG Operating Group II, L.P., the Guarantors named therein and U.S. Bank Trust Company, National Association, as trustee (TPG Partners, LLC, Filed With SEC on March 5, 2024)
- Underwriting Agreement, dated as of February 29, 2024, by and among TPG Inc., TPG Operating Group I, L.P., TPG Operating Group II, L.P, TPG Operating Group III, L.P., TPG Holdings... (TPG Partners, LLC, Filed With SEC on March 5, 2024)
- Description of Capital Stock (ContextLogic Inc., Filed With SEC on March 5, 2024)
- Underwriting Agreement, dated February 29, 2024, by and among the Company, the Adviser and Morgan Stanley & Co. LLC as representative of the several underwriters named in Schedule... (TPG Specialty Lending, Inc., Filed With SEC on March 5, 2024)
- First Supplemental Indenture, dated as of March 4, 2024, among TPG Operating Group II, L.P., the Guarantors named therein and U.S. Bank Trust Company, National Association, as... (TPG Partners, LLC, Filed With SEC on March 4, 2024)
- Subordinated Indenture, dated as of March 4, 2024, among TPG Operating Group II, L.P., the Guarantors named therein and U.S. Bank Trust Company, National Association, as trustee (TPG Partners, LLC, Filed With SEC on March 4, 2024)
- Underwriting Agreement, dated as of February 28, 2024, by and among TPG Inc., TPG Operating Group I, L.P., TPG Operating Group II, L.P, TPG Operating Group III, L.P., TPG Holdings... (TPG Partners, LLC, Filed With SEC on March 4, 2024)
- Form of ICE Purchase Agreement (VPC Impact Acquisition Holdings, Filed With SEC on March 4, 2024)
- Form of Third-Party Purchase Agreement (VPC Impact Acquisition Holdings, Filed With SEC on March 4, 2024)
- Form of Pre-Funded Warrant (VPC Impact Acquisition Holdings, Filed With SEC on March 4, 2024)
- Form of Class 2 Warrant (VPC Impact Acquisition Holdings, Filed With SEC on March 4, 2024)
- Form of Class 1 Warrant (VPC Impact Acquisition Holdings, Filed With SEC on March 4, 2024)
- Underwriting Agreement, dated February 27, 2024, by and among Perella Weinberg Partners, PWP Holdings LP and Citizens JMP Securities, LLC (FinTech Acquisition Corp. IV, Filed With SEC on March 1, 2024)
- First Supplemental Indenture, dated February 28, 2024, among Black Knight InfoServ, LLC, the guarantors party thereto and Computershare Trust Company, N.A (Intercontinental Exchange, Filed With SEC on March 1, 2024)
- Underwriting Agreement, dated as of February 26, 2024, by and among TPG Inc., TPG OpCo Holdings, L.P. and TPG Operating Group II, L.P, J.P. Morgan Securities LLC, Morgan Stanley &... (TPG Partners, LLC, Filed With SEC on February 29, 2024)
- Amendment No. 2, dated February 29, 2024, to Equity Distribution Agreement by and among Fidus Investment Corporation and Fidus Investment Advisors, LLC, on the one hand, and... (FIDUS INVESTMENT Corp, Filed With SEC on February 29, 2024)
- Form of Restricted Stock Unit Agreement of KKR & Co. Inc. (Directors) (KKR & Co. Inc., Filed With SEC on February 29, 2024)
- Ninth Amendment to the Revolving Credit Agreement among Breckenridge Funding, the lenders party thereto, BNP Paribas, the Company and Wells Fargo Bank, National Association, dated... (Blackstone / GSO Secured Lending Fund, Filed With SEC on February 28, 2024)