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AFFILIATED MANAGERS GROUP, INC. (10)
Ameriprise Financial (4)
Apollo Global Management LLC (11)
APOLLO INVESTMENT CORP (1)
ARES CAPITAL CORP (18)
Ares Management Corp (12)
Artisan Partners Asset Management Inc. (3)
Ashford Inc. (12)
AssetMark Financial Holdings, Inc. (6)
Bain Capital Specialty Finance, Inc. (8)
Barings BDC, Inc. (7)
BGC Partners, Inc. (6)
BlackRock (8)
BlackRock Capital Investment Corp (4)
BlackRock TCP Capital Corp. (7)
BLACKSTAR ENTERPRISE GROUP, INC. (24)
Blackstone Group L.P. (10)
Blucora, Inc. (6)
BrightSphere Investment Group Inc. (14)
CAPITAL SOUTHWEST CORP (11)
Capitala Finance Corp. (2)
Carlyle Group L.P. (13)
Cboe Global Markets (23)
Charles Schwab Corporation (24)
CM Finance Inc (2)
CME Group Inc. (3)
Cohen & Co Inc. (24)
CONCIERGE TECHNOLOGIES INC (1)
ContextLogic Inc. (8)
COWEN INC. (4)
Crescent Capital BDC, Inc. (6)
DIAMOND HILL INVESTMENT GROUP INC (3)
Donnelley Financial Solutions, Inc. (4)
E*Trade (1)
ENTERPRISE DIVERSIFIED, INC. (1)
Evercore (5)
FactSet Research Systems Inc (2)
Federated Investors (5)
Focus Financial Partners Inc. (4)
Franklin Resources (3)
Freedom Holding Corp. (12)
GAIN Capital Holdings, Inc. (2)
GLADSTONE INVESTMENT CORPORATION (7)
GlassBridge Enterprises, Inc. (15)
Goldman Sachs (20)
GOLUB CAPITAL BDC, Inc. (12)
Great Elm Capital Corp. (1)
Great Elm Capital Group, Inc. (5)
Greenhill & Co., Inc. (1)
Greenpro Capital Corp. (26)
Hamilton Lane INC (15)
Harvest Capital Credit Corp (5)
Hercules Capital, Inc. (13)
Heritage Global Inc. (11)
Horizon Technology Finance Corp (13)
HOULIHAN LOKEY, INC. (4)
Intercontinental Exchange (20)
INTL FCStone Inc. (12)
Invesco Ltd. (1)
Investment Technology Group, Inc. (6)
Janus Henderson Group plc (2)
KCAP Financial, Inc. (5)
KKR & Co. Inc. (29)
Kyto Technology & Life Science, Inc. (1)
Lazard Ltd (4)
LPL Financial Holdings Inc. (7)
Main Street Capital CORP (6)
Manning & Napier, Inc. (8)
MarketAxess Holdings Inc (7)
MEDLEY MANAGEMENT INC. (3)
MONROE CAPITAL Corp (4)
Moody's Corp (6)
Morgan Stanley (3)
Morningstar, Inc. (2)
MSCI Inc (12)
MVC CAPITAL, INC. (5)
Nasdaq, Inc. (16)
NATIONAL HOLDINGS CORP (5)
New Mountain Finance Corp (6)
Newtek Business Services Corp. (8)
Northern Trust Corp. (14)
Oaktree Strategic Income Corp (10)
Och-Ziff Capital Management Group LLC (6)
Owl Rock Capital Corp (17)
Oxford Square Capital Corp. (1)
PennantPark Floating Rate Capital Ltd. (3)
Piper Jaffray Companies (7)
PJT Partners Inc. (1)
PROSPECT CAPITAL CORP (11)
Pzena Investment Management, Inc. (2)
RAND CAPITAL CORP (1)
Raymond James Financial Inc. (9)
S&P Global, Inc. (10)
SAFEGUARD SCIENTIFICS INC (2)
SARATOGA INVESTMENT CORP. (7)
SEI Investments Corp (1)
Silvercrest Asset Management Group Inc. (5)
Solar Capital Ltd. (6)
Solar Senior Capital Ltd. (1)
State Street Corp. (10)
Stellus Capital Investment Corp (5)
Stifel Financial Corp (5)
T. Rowe Price Group (1)
TCG BDC, INC. (5)
TD AMERITRADE HOLDING CORP (9)
The Bank of New York Mellon Corp. (10)
Tradeweb Markets Inc. (13)
TriplePoint Venture Growth BDC Corp. (8)
U S GLOBAL INVESTORS INC (2)
VetaNova Inc. (1)
Victory Capital Holdings, Inc. (4)
Virtu Financial, Inc. (3)
Virtus Investment Partners, Inc. (3)
Waddell & Reed Financial, Inc. (3)
WhiteHorse Finance, Inc. (9)
WisdomTree Investments, Inc. (2)

Recent Contracts

Underwriting Agreement, dated May 13, 2021, between the Company and Ladenburg Thalmann & Co. Inc., as representative of the underwriters named in Schedule I thereto (Oxford Square Capital Corp., Filed With SEC on May 14, 2021)
Indenture, dated as of May 14, 2021, among MSCI Inc., each of the subsidiary guarantors party thereto and Wells Fargo Bank, National Association, as Trustee (MSCI Inc, Filed With SEC on May 14, 2021)
Underwriting Agreement, dated May 11, 2021, by and among the Company and BofA Securities, Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, J.P. Morgan... (Charles Schwab Corporation, Filed With SEC on May 13, 2021)
Seventeenth Supplemental Indenture, dated as of May 13, 2021, by and between the Company and The Bank of New York Mellon Trust Company, N.A., as Trustee (Charles Schwab Corporation, Filed With SEC on May 13, 2021)
Business Loan Agreement, dated May 11, 2021, by and between Heritage Global Inc. and C3bank, National Association (Heritage Global Inc., Filed With SEC on May 13, 2021)
Promissory Note, dated May 11, 2021, by and between Heritage Global Inc. and C3bank, National Association (Heritage Global Inc., Filed With SEC on May 13, 2021)
Commercial Security Agreement, dated May 11, 2014, by and between Heritage Global Inc. and C3bank, National Association (Heritage Global Inc., Filed With SEC on May 13, 2021)
Pledge and Security Agreement, dated May 11, 2021, by and between Heritage Global Inc. and C3bank, National Association (Heritage Global Inc., Filed With SEC on May 13, 2021)
Subordinated Indenture dated as of May 11, 2021 among Carlyle Finance L.L.C., the Guarantors named therein and The Bank of New York Mellon Trust Company, N.A., as trustee (Carlyle Group L.P., Filed With SEC on May 11, 2021)
First Supplemental Indenture dated as of May 11, 2021 among Carlyle Finance L.L.C., the Guarantors named therein and The Bank of New York Mellon Trust Company, N.A., as trustee (Carlyle Group L.P., Filed With SEC on May 11, 2021)