Funding Agreements in the Capital Markets Industry
52 Contracts & Agreements
- ARES CAPITAL CORP (11 contracts)
- Ashford Inc. (1)
- Barings BDC, Inc. (2)
- BGC Partners, Inc. (1)
- BlackRock TCP Capital Corp. (1)
- CION Investment Corp (5)
- FS KKR Capital Corp (5)
- Hercules Capital, Inc. (6)
- Horizon Technology Finance Corp (7)
- KCAP Financial, Inc. (2)
- MSCI Inc (3)
- Oaktree Specialty Lending Corp (1)
- Oaktree Strategic Income Corp (2)
- Oxford Square Capital Corp. (4)
- Solar Capital Ltd. (1)
- Amended and Restated Trust Agreement, dated as of November 9, 2022, by and among Horizon Funding 2022-1 LLC, as the trust depositor, and Wilmington Trust, National Association, as... (Horizon Technology Finance Corp, Filed With SEC on November 14, 2022)
- Administration Agreement, dated as of November 9, 2022, by and among Horizon Funding Trust 2022-1, as issuer, the Company, as administrator, Wilmington Trust, National... (Horizon Technology Finance Corp, Filed With SEC on November 14, 2022)
- Sale and Contribution Agreement, dated as of November 9, 2022, by and among the Company, as the seller, and Horizon Funding 2022-1 LLC, as the trust depositor (Horizon Technology Finance Corp, Filed With SEC on November 14, 2022)
- Omnibus Amendment to Warehouse Documents, dated as of March 19, 2021, among OCSI Senior Funding Ltd., as borrower, the Registrant, as servicer, and Deutsche Bank AG, New York... (Oaktree Specialty Lending Corp, Filed With SEC on May 6, 2021)
- Amended and Restated Trust Agreement, dated as of August 13, 2019, Horizon Funding 2019-1 LLC, as the Trust Depositor, and Wilmington Trust, National Association, as the Owner... (Horizon Technology Finance Corp, Filed With SEC on August 13, 2019)
- Administration Agreement, dated as of August 13, 2019, among Horizon Funding Trust 2019-1, as Issuer, the Company, as Administrator, Wilmington Trust, National Association, as... (Horizon Technology Finance Corp, Filed With SEC on August 13, 2019)
- Sale and Contribution Agreement, dated as of August 13, 2019, by and between the Company, as the Seller, and Horizon Funding 2019-1 LLC, as the Trust Depositor (Horizon Technology Finance Corp, Filed With SEC on August 13, 2019)
- Amended and Restated Trust Agreement, dated as of January 22, 2019, between Hercules Capital Funding 2019-1 LLC, as Trust Depositor, and Wilmington Trust, National Association, as... (Hercules Capital, Inc., Filed With SEC on January 22, 2019)
- Enhanced Return Funding Program Agreement and Amendment No. 1 to the Fifth Amended and Restated Advisory Agreement, dated January 15, 2019, by and among Braemar Hotels & Resorts... (Ashford Inc., Filed With SEC on January 18, 2019)
- Administration Agreement, dated November 1, 2018, by and among Hercules Capital, Inc., as Administrator, Hercules Capital Funding Trust 2018-1, as Issuer, Wilmington Trust... (Hercules Capital, Inc., Filed With SEC on November 2, 2018)
- Sale and Contribution Agreement, dated as of November 1, 2018, between Hercules Capital, Inc., as Seller, and Hercules Capital Funding 2018-1 LLC, as Trust Depositor (Hercules Capital, Inc., Filed With SEC on November 2, 2018)
- Amended and Restated Trust Agreement, dated as of November 1, 2018, between Hercules Capital Funding 2018-1 LLC, as Trust Depositor, and Wilmington Trust, National Association, as... (Hercules Capital, Inc., Filed With SEC on November 2, 2018)
- Sale, Contribution and Master Participation Agreement by and between Oxford Square Funding 2018, LLC, as the buyer and Oxford Square Capital Corp., as the seller, dated October... (Oxford Square Capital Corp., Filed With SEC on October 12, 2018)
- Sale and Contribution Agreement, dated as of September 24, 2018, by and between Oaktree Strategic Income Corporation, as seller, and OCSI Senior Funding Ltd., as purchaser (Oaktree Strategic Income Corp, Filed With SEC on September 25, 2018)
- Collateral Administration Agreement, dated as of August 3, 2018, among Bank of America N.A., as administrative agent, Barings Funding, as borrower, and State Street Bank and Trust... (Barings BDC, Inc., Filed With SEC on August 6, 2018)
- Amended and Restated Limited Liability Company Agreement of Barings Funding, dated as of August 3, 2018 (Barings BDC, Inc., Filed With SEC on August 6, 2018)
- Form Collateral Administration Agreement among Oxford Square Funding 2018, LLC, as borrower, Oxford Square Capital Corp., as collateral manager, and The Bank of New York Mellon... (Oxford Square Capital Corp., Filed With SEC on June 22, 2018)
- Form of Sale, Contribution And Master Participation Agreement by and between Oxford Square Funding 2018, LLC, as the buyer and Oxford Square Capital Corp., as the seller, dated... (Oxford Square Capital Corp., Filed With SEC on June 22, 2018)
- Sale and Contribution Agreement, dated as of December 19, 2017, by and between 33rd Street Funding, LLC and CON Investment Corporation (CION Investment Corp, Filed With SEC on December 22, 2017)
- OMNIBUS AMENDMENT NO. 4 (Ares Capital JB Funding LLC) (ARES CAPITAL CORP, Filed With SEC on August 28, 2017)
- May 19, 2017 MURRAY HILL FUNDING, LLC as MHF; CION INVESTMENT CORPORATION, as CIC; and MURRAY HILL FUNDING II, LLC, as the Issuer (CION Investment Corp, Filed With SEC on May 25, 2017)
- Dated August 26, 2016 Sale and Contribution Agreement between 34TH STREET FUNDING, LLC as the Transferee and C*ON INVESTMENT CORPORATION, as the Transferor (CION Investment Corp, Filed With SEC on September 1, 2016)
- MASTER TRANSFER AGREEMENT by and between FIFTH STREET SENIOR FLOATING RATE CORP., as the Seller and FS SENIOR FUNDING LTD., as the Buyer Dated as of May 28, 2015 (Oaktree Strategic Income Corp, Filed With SEC on August 10, 2015)
- OMNIBUS AMENDMENT NO. 3 (Ares Capital JB Funding LLC) (ARES CAPITAL CORP, Filed With SEC on July 1, 2015)
- FIRST SUPPLEMENTAL INDENTURE dated as of December 8, 2014 among KCAP SENIOR FUNDING I, LLC, as Issuer and U.S. Bank National Association, as Trustee to the Indenture, dated as of... (KCAP Financial, Inc., Filed With SEC on December 9, 2014)
- [FORM OF SALE, CONTRIBUTION AND MASTERPARTICIPATION AGREEMENT] SALE, CONTRIBUTION AND MASTER PARTICIPATIONAGREEMENT by and between TICC FUNDING, LLC, as the Buyer and TICC CAPITAL... (Oxford Square Capital Corp., Filed With SEC on October 29, 2014)
- Morgan Stanley Senior Funding, Inc. 1585 Broadway New York, New York10036 (BGC Partners, Inc., Filed With SEC on October 22, 2014)
- OMNIBUS AMENDMENT NO. 2 (Ares Capital JB Funding LLC) (ARES CAPITAL CORP, Filed With SEC on December 23, 2013)
- AMENDED AND RESTATED TRUST AGREEMENT by and between HORIZON FUNDING 2013-1 LLC, as the Trust Depositor and WILMINGTON TRUST, NATIONALASSOCIATION, as the Owner Trustee Dated as of... (Horizon Technology Finance Corp, Filed With SEC on August 6, 2013)
- SALE AND CONTRIBUTION AGREEMENT between SPECIAL VALUE CONTINUATION PARTNERS, LP, as Seller and TCPC FUNDING I, LLC, as Purchaser Dated as of May 15, 2013 (BlackRock TCP Capital Corp., Filed With SEC on May 17, 2013)
- ADMINISTRATION AGREEMENT between HERCULES CAPITAL FUNDING TRUST 2012-1, as Issuer, HERCULES TECHNOLOGY GROWTH CAPITAL, INC., as Administrator WILMINGTON TRUST, NATIONAL... (Hercules Capital, Inc., Filed With SEC on December 20, 2012)
- Confirmation—Flatiron Funding, LLC (CION Investment Corp, Filed With SEC on December 19, 2012)
- ISDA® International Swaps and Derivatives Association,Inc. 2002 MASTERAGREEMENT dated as of December 17,2012 CITIBANK, N.A.and FLATIRON FUNDING, LLC (CION Investment Corp, Filed With SEC on December 19, 2012)
- OMNIBUS AMENDMENT NO. 1 (Ares Capital JB Funding LLC) (ARES CAPITAL CORP, Filed With SEC on September 17, 2012)
- Amended and Restated Confirmation Letter Agreement, dated as of June 12, 2012, by and between Arch Street Funding LLC and Citibank, N.A (FS KKR Capital Corp, Filed With SEC on June 15, 2012)
- May 17, 2012 WALNUT STREET FUNDING LLC, as Pledgor WELLS FARGO BANK, NATIONAL ASSOCIATION, as Collateral Agent on behalf of the Secured Parties and WELLS FARGO BANK, NATIONAL... (FS KKR Capital Corp, Filed With SEC on May 18, 2012)
- Amended and Restated Confirmation Letter Agreement, dated as of February 16, 2012, by and between Arch Street Funding LLC and Citibank, N.A (FS KKR Capital Corp, Filed With SEC on February 21, 2012)
- Amended and Restated Confirmation, dated as of February 15, 2012, between Race Street Funding LLC and JPMorgan Chase Bank, N.A., London Branch (FS KKR Capital Corp, Filed With SEC on February 21, 2012)
- Amendment No. 1 to the Asset Transfer Agreement, dated as of February 15, 2012, between FS Investment Corporation and Locust Street Funding LLC (FS KKR Capital Corp, Filed With SEC on February 21, 2012)
- [Form of Amendment No. 2 to Loan and Servicing Agreement] AMENDMENTNO. 2 TO LOAN AND SERVICING AGREEMENT (Solar Capital Funding II LLC) (Solar Capital Ltd., Filed With SEC on February 8, 2012)