Registration Rights Agreements in the Capital Markets Industry

164 Contracts & Agreements

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AFFILIATED MANAGERS GROUP, INC. (1 contract)
ALTIMAR ACQUISITION CORP. (7)
Apollo Global Management LLC (1)
Artisan Partners Asset Management Inc. (4)
Ascendant Digital Acquisition Corp. (3)
Ashford Inc. (1)
AssetMark Financial Holdings, Inc. (1)
B. Riley Financial, Inc. (4)
Barings BDC, Inc. (1)
BGC Partners, Inc. (9)
BlackRock (2)
Blackstone / GSO Secured Lending Fund (9)
Blackstone Group L.P. (2)
Bridge Investment Group Holdings Inc. (2)
BrightSphere Investment Group Inc. (1)
Carlyle Group L.P. (5)
Charles Schwab Corporation (1)
Chineseinvestors.com, Inc. (1)
Cohen & Co Inc. (1)
CONCIERGE TECHNOLOGIES INC (1)
COWEN INC. (1)
Donnelley Financial Solutions, Inc. (1)
E*Trade (4)
ENDI Corp. (4)
ENTERPRISE DIVERSIFIED, INC. (1)
Evercore (2)
FinTech Acquisition Corp. IV (3)
Focus Financial Partners Inc. (2)
Freedom Holding Corp. (1)
GAIN Capital Holdings, Inc. (1)
GAMCO INVESTORS, INC. ET AL (2)
GCM Grosvenor Inc. (3)
GLADSTONE CAPITAL CORP (1)
GlassBridge Enterprises, Inc. (2)
Great Elm Capital Corp. (1)
Great Elm Capital Group, Inc. (3)
Hamilton Lane INC (2)
Heritage Global Inc. (1)
HOULIHAN LOKEY, INC. (4)
Intercontinental Exchange (1)
INTL FCStone Inc. (1)
KCAP Financial, Inc. (2)
KKR & Co. Inc. (5)
Lazard Ltd (1)
Legg Mason Inc (1)
Manning & Napier, Inc. (2)
MEDLEY MANAGEMENT INC. (2)
Moody's Corp (1)
Nasdaq, Inc. (4)
NATIONAL HOLDINGS CORP (7)
NewHold Investment Corp. II (3)
Och-Ziff Capital Management Group LLC (5)
PJT Partners Inc. (2)
PROSPECT CAPITAL CORP (2)
Pzena Investment Management, Inc. (2)
S&P Global, Inc. (3)
SIEBERT FINANCIAL CORP (1)
Silvercrest Asset Management Group Inc. (2)
State Street Corp. (1)
StepStone Group Inc. (3)
Stifel Financial Corp (1)
Tango Holdings, Inc. (1)
TCG BDC, INC. (1)
TD AMERITRADE HOLDING CORP (2)
Tradeweb Markets Inc. (2)
Virtu Financial, Inc. (5)
VPC Impact Acquisition Holdings (4)
Waddell & Reed Financial, Inc. (1)

Recent Contracts

Registration Rights Agreement, dated as of November 1, 2023, by and among Nasdaq, Inc. and Adenza Parent, LP (Nasdaq, Inc., Filed With SEC on November 3, 2023)
Registration Rights Agreement, dated as of September 12, 2023, among S&P Global Inc., BofA Securities, Inc. and Citigroup Global Markets Inc., as representatives of the initial... (S&P Global, Inc., Filed With SEC on September 12, 2023)
Amendment No. 3 to Registration Rights Agreement dated as of August 1, 2023 by and among the Company, Cohanzick Management, LLC and the parties listed on the signature page thereto (ENDI Corp., Filed With SEC on August 1, 2023)
Registration Rights Agreement, dated as of May 25, 2023, between BGC Partners, Inc. and the parties named therein (BGC Partners, Inc., Filed With SEC on May 25, 2023)
Registration Rights and Lock-Up Agreement (SIEBERT FINANCIAL CORP, Filed With SEC on May 3, 2023)
Second Amendment to Registration Rights Agreement dated as of May 1, 2023 by and among the Company, Cohanzick Management, LLC and the parties listed on the signature page thereto (ENDI Corp., Filed With SEC on May 2, 2023)
Registration Rights Agreement, dated as of April 1, 2023, by and between Bakkt Holdings, Inc. and Apex Fintech Solutions Inc (VPC Impact Acquisition Holdings, Filed With SEC on April 3, 2023)
Amendment to Registration Rights Agreement dated as of August 31, 2022 by and among the Company, Cohanzick Management, LLC and the parties listed on the signature page thereto (ENDI Corp., Filed With SEC on September 1, 2022)
Registration Rights Agreement dated August 11, 2022 by and among Cohanzick Management, LLC and certain holders of the Companys Securities (ENDI Corp., Filed With SEC on August 12, 2022)
Registration Rights Agreement, dated as of January 1, 2022, among Apollo Global Management, Inc., Scott M. Kleinman, James C. Zelter and the other persons party thereto (Tango Holdings, Inc., Filed With SEC on May 10, 2022)
Registration Rights Agreement, dated as of March 18, 2022, among S&P Global Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Mizuho Securities USA LLC, as... (S&P Global, Inc., Filed With SEC on March 18, 2022)
Registration Rights Agreement, dated as of March 2, 2022, among S&P Global Inc., Standard & Poors Financial Services LLC, Goldman Sachs & Co. LLC, Deutsche Bank Securities Inc.... (S&P Global, Inc., Filed With SEC on March 2, 2022)
Addendum to Amended and Restated Registration Rights Agreement, effective as of November 5, 2021 (GCM Grosvenor Inc., Filed With SEC on February 25, 2022)
Form of Registration Rights Agreement by and between New Parent and the CBA Member (ENTERPRISE DIVERSIFIED, INC., Filed With SEC on February 3, 2022)
Registration Rights Agreement, dated as of December 29, 2021, by and among Blue Owl Capital Inc., Marc Zahr and Augustus, LLC (ALTIMAR ACQUISITION CORP., Filed With SEC on December 30, 2021)
Registration Rights Agreement, dated as of November 4, 2021, by and between Gladstone Capital Corporation and Raymond James & Associates, Inc., as representative of the several... (GLADSTONE CAPITAL CORP, Filed With SEC on November 4, 2021)
Registration Rights Agreement, dated October 20, 2021, by and among the Company and certain security holders of the Company (NewHold Investment Corp. II, Filed With SEC on October 26, 2021)
Registration Rights Agreement, dated October 15, 2021 by and among the Company, the Equity Holders, the Sponsor and the other parties named therein (VPC Impact Acquisition Holdings, Filed With SEC on October 21, 2021)
Form of Registration Rights Agreement between the Registrant and certain security holders (NewHold Investment Corp. II, Filed With SEC on October 4, 2021)
Registration Rights Agreement, dated as of September 30, 2021, by and among the Fund and Citigroup Global Markets Inc., J.P. Morgan Securities, LLC, RBC Capital Markets, LLC, SMBC... (Blackstone / GSO Secured Lending Fund, Filed With SEC on October 1, 2021)
Registration Rights Agreement, dated as of September 20, 2021, by and between Blue Owl Capital Inc. and Illiquid Markets 1888 Fund, LLC (ALTIMAR ACQUISITION CORP., Filed With SEC on September 20, 2021)
Registration Rights Agreement, dated as of September 20, 2021, by and between Blue Owl Capital Inc. and Koch Companies Defined Benefit Master Trust (ALTIMAR ACQUISITION CORP., Filed With SEC on September 20, 2021)
Registration Rights Agreement, dated as of September 20, 2021, by and between Blue Owl Capital Inc. and Koch Financial Assets III, LLC (ALTIMAR ACQUISITION CORP., Filed With SEC on September 20, 2021)
Amended & Restated Registration Rights Agreement, dated September 20, 2021, by and among the Company and the other persons and entities party thereto (StepStone Group Inc., Filed With SEC on September 20, 2021)
Amended and Restated Registration Rights Agreement dated July 21, 2021, by and among MarketWise, Inc., Ascendant Sponsor LP, and certain members of Ascendant Sponsor LP and of... (Ascendant Digital Acquisition Corp., Filed With SEC on July 28, 2021)
Registration Rights Agreement, dated as of July 23, 2021, by and among the Fund and Citigroup Global Markets Inc., Goldman Sachs & Co. LLC and Wells Fargo Securities, LLC, as the... (Blackstone / GSO Secured Lending Fund, Filed With SEC on July 27, 2021)
Registration Rights Agreement, dated July 16, 2021, by and among Bridge Investment Group Holdings Inc. and each other person identified on the schedule of holders attached thereto (Bridge Investment Group Holdings Inc., Filed With SEC on July 20, 2021)
Form of Registration Rights Agreement, to be effective upon the consummation of this offering (Bridge Investment Group Holdings Inc., Filed With SEC on July 2, 2021)
Amended and Restated Registration Rights Agreement, dated as of June 24, 2021, by and among Fintech Investor Holdings IV, LLC, Fintech Masala Advisors, LLC, PWP Professional... (FinTech Acquisition Corp. IV, Filed With SEC on June 30, 2021)
Registration Rights Agreement, dated as of June 23, 2021, by and among the Company and the Purchasers (as defined therein) (KCAP Financial, Inc., Filed With SEC on June 24, 2021)
Form of Registration Rights Agreement between the Registrant and certain security holders (NewHold Investment Corp. II, Filed With SEC on June 22, 2021)
Amended and Restated Registration Rights Agreement, dated as of May 7, 2021 (Blackstone Group L.P., Filed With SEC on May 7, 2021)
Registration Rights Agreement, dated as of April 30, 2021, by and among the Company and the Purchasers (as defined therein) (KCAP Financial, Inc., Filed With SEC on May 3, 2021)
Registration Rights Agreement, dated as of April 27, 2021, by and among the Fund and Citigroup Global Markets Inc., Goldman Sachs & Co. LLC and SMBC Nikko Securities America,... (Blackstone / GSO Secured Lending Fund, Filed With SEC on April 29, 2021)
Registration Rights Agreement, dated as of March 16, 2021, by and among the Fund and Citigroup Global Markets Inc., Goldman Sachs & Co. LLC and SMBC Nikko Securities America,... (Blackstone / GSO Secured Lending Fund, Filed With SEC on March 18, 2021)
Registration Rights Agreement, dated as of December 1, 2020, by and among the Fund and Citigroup Global Markets Inc., Goldman Sachs & Co. LLC and SMBC Nikko Securities America,... (Blackstone / GSO Secured Lending Fund, Filed With SEC on December 3, 2020)
Amended and Restated Registration Rights Agreement (GCM Grosvenor Inc., Filed With SEC on November 20, 2020)
Registration and Shareholder Rights Agreement among the Company, the Sponsor and certain other equity holders named therein (ALTIMAR ACQUISITION CORP., Filed With SEC on October 28, 2020)
Registration Rights Agreement, dated as of October 23, 2020, by and among the Fund and Citigroup Global Markets Inc., Goldman Sachs & Co. LLC and SMBC Nikko Securities America,... (Blackstone / GSO Secured Lending Fund, Filed With SEC on October 27, 2020)
Form of Registration and Shareholder Rights Agreement among the Registrant, the Sponsor and the Holders signatory thereto (ALTIMAR ACQUISITION CORP., Filed With SEC on October 21, 2020)