Equity Distribution Agreements in the Capital Markets Industry

64 Contracts & Agreements

Browse by Company

AFFILIATED MANAGERS GROUP, INC. (2 contracts)
ARES CAPITAL CORP (21)
CAPITAL SOUTHWEST CORP (9)
Cohen & Co Inc. (2)
FIDUS INVESTMENT Corp (2)
Goldman Sachs BDC, Inc. (3)
GOLUB CAPITAL BDC, Inc. (2)
Hercules Capital, Inc. (2)
Horizon Technology Finance Corp (4)
LADENBURG THALMANN FINANCIAL SERVICES INC. (1)
Main Street Capital CORP (2)
New Mountain Finance Corp (2)
Newtek Business Services Corp. (1)
Oaktree Specialty Lending Corp (3)
PennantPark Floating Rate Capital Ltd. (2)
PROSPECT CAPITAL CORP (3)
Stellus Capital Investment Corp (3)

Recent Contracts

Equity Distribution Agreement, dated as of February 7, 2024, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Regions Securities LLC (ARES CAPITAL CORP, Filed With SEC on February 7, 2024)
Equity Distribution Agreement, dated as of February 7, 2024, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and RBC Capital Markets, LLC (ARES CAPITAL CORP, Filed With SEC on February 7, 2024)
Equity Distribution Agreement, dated as of February 7, 2024, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Mizuho Securities USA LLC (ARES CAPITAL CORP, Filed With SEC on February 7, 2024)
Equity Distribution Agreement, dated as of February 7, 2024, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Jefferies LLC (ARES CAPITAL CORP, Filed With SEC on February 7, 2024)
Equity Distribution Agreement, dated as of February 7, 2024, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Truist Securities, Inc (ARES CAPITAL CORP, Filed With SEC on February 7, 2024)
Equity Distribution Agreement, dated as of November 15, 2023, among Goldman Sachs BDC, Inc., Goldman Sachs Asset Management, L.P. and Truist Securities, Inc (Goldman Sachs BDC, Inc., Filed With SEC on November 16, 2023)
Equity Distribution Agreement, dated October 6, 2023, by and among Golub Capital BDC, Inc., GC Advisors LLC, Golub Capital LLC, Keefe, Bruyette & Woods, Inc. and Regions... (GOLUB CAPITAL BDC, Inc., Filed With SEC on October 10, 2023)
Equity Distribution Agreement, dated October 5, 2023, by and between Cohen & Company Inc. and Northland Capital Markets (Cohen & Co Inc., Filed With SEC on October 5, 2023)
Equity Distribution Agreement. Dated September 22, 2023, by and among Horizon Technology Finance Corporation, Horizon Technology Finance Management, LLC, Goldman Sachs & Co. LLC... (Horizon Technology Finance Corp, Filed With SEC on September 22, 2023)
Equity Distribution Agreement, dated August 11, 2023, by and among Stellus Capital Investment Corporation and Stellus Capital Management, LLC, on the one hand, and Keefe, Bruyette... (Stellus Capital Investment Corp, Filed With SEC on August 14, 2023)
Amendment No. 1, dated August 11, 2023, to Equity Distribution Agreement by and among Fidus Investment Corporation and Fidus Investment Advisors, LLC, on the one hand, and Raymond... (FIDUS INVESTMENT Corp, Filed With SEC on August 11, 2023)
Second Amendment to the Equity Distribution Agreement, dated August 8, 2023, by and among Oaktree Specialty Lending Corporation, Oaktree Fund Advisors, LLC and Oaktree Fund... (Oaktree Specialty Lending Corp, Filed With SEC on August 8, 2023)
Equity Distribution Agreement, dated as of July 25, 2023, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Mizuho Securities USA LLC (ARES CAPITAL CORP, Filed With SEC on July 25, 2023)
Equity Distribution Agreement, dated as of July 25, 2023, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Jefferies LLC (ARES CAPITAL CORP, Filed With SEC on July 25, 2023)
Amendment No.1, dated May 18, 2023, to Equity Distribution Agreement, dated November 3, 2021, between the Company and B. Riley Securities, Inc. and Raymond James & Associates, Inc (New Mountain Finance Corp, Filed With SEC on May 19, 2023)
Form of Equity Distribution Agreement (Hercules Capital, Inc., Filed With SEC on May 5, 2023)
Equity Distribution Agreement, dated as of April 25, 2023, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and SMBC Nikko Securities America, Inc (ARES CAPITAL CORP, Filed With SEC on April 25, 2023)
Equity Distribution Agreement, dated as of April 25, 2023, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Truist Securities, Inc (ARES CAPITAL CORP, Filed With SEC on April 25, 2023)
Equity Distribution Agreement, dated as of April 25, 2023, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Regions Securities LLC (ARES CAPITAL CORP, Filed With SEC on April 25, 2023)
Amendment to the Equity Distribution Agreement, dated as of February 8, 2023, by and among Oaktree Specialty Lending Corporation, Oaktree Fund Advisors, LLC, Oaktree Fund... (Oaktree Specialty Lending Corp, Filed With SEC on February 9, 2023)
Equity Distribution Agreement, dated November 10, 2022, by and among Fidus Investment Corporation, Fidus Investment Advisors, LLC, Raymond James & Associates, Inc. and B. Riley... (FIDUS INVESTMENT Corp, Filed With SEC on November 10, 2022)
Amended and Restated Equity Distribution Agreement, dated August 29, 2022, by and among Stellus Capital Investment Corporation and Stellus Capital Management, LLC, on the one... (Stellus Capital Investment Corp, Filed With SEC on August 29, 2022)
Equity Distribution Agreement Raymond James & Associates, Inc (PennantPark Floating Rate Capital Ltd., Filed With SEC on August 3, 2022)
Equity Distribution Agreement JMP Securities LLC (PennantPark Floating Rate Capital Ltd., Filed With SEC on August 3, 2022)
Form of Third Amendment, dated August 2, 2022, to Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of JMP Securities LLC and B.... (CAPITAL SOUTHWEST CORP, Filed With SEC on August 2, 2022)
Form of Third Amendment, dated August 2, 2022, to Third Amended and Restated Equity Distribution Agreement, dated May 26, 2021, between the Company and each of Jefferies LLC and... (CAPITAL SOUTHWEST CORP, Filed With SEC on August 2, 2022)
Amendment No. 1 to the Equity Distribution Agreement, dated as of July 20, 2022, by and among the Company and the several Placement Agents named in Schedule 1 to the Equity... (Newtek Business Services Corp., Filed With SEC on July 20, 2022)
Equity Distribution Agreement, dated as of May 27, 2022, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and SMBC Nikko Securities America, Inc (ARES CAPITAL CORP, Filed With SEC on May 27, 2022)
Equity Distribution Agreement, dated as of May 27, 2022, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Truist Securities, Inc (ARES CAPITAL CORP, Filed With SEC on May 27, 2022)
Equity Distribution Agreement, dated as of May 27, 2022, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Regions Securities LLC (ARES CAPITAL CORP, Filed With SEC on May 27, 2022)
Equity Distribution Agreement, dated as of May 27, 2022 (AFFILIATED MANAGERS GROUP, INC., Filed With SEC on May 27, 2022)
Equity Distribution Agreement, dated as of May 26, 2022, among Goldman Sachs BDC, Inc., Goldman Sachs Asset Management, L.P. and SMBC Nikko Securities America, Inc (Goldman Sachs BDC, Inc., Filed With SEC on May 26, 2022)
Equity Distribution Agreement, dated as of May 26, 2022, among Goldman Sachs BDC, Inc., Goldman Sachs Asset Management, L.P. and Truist Securities, Inc (Goldman Sachs BDC, Inc., Filed With SEC on May 26, 2022)
Form of Equity Distribution Agreement (Hercules Capital, Inc., Filed With SEC on May 9, 2022)
Form of Equity Distribution Agreement (Main Street Capital CORP, Filed With SEC on March 4, 2022)
Equity Distribution Agreement, dated February 7, 2022, by and among Oaktree Specialty Lending Corporation, Oaktree Fund Advisors, LLC, Oaktree Fund Administration, LLC, Keefe,... (Oaktree Specialty Lending Corp, Filed With SEC on February 7, 2022)
Equity Distribution Agreement, dated November 16, 2021, by and among Stellus Capital Investment Corporation and Stellus Capital Management, LLC, on the one hand, and Keefe,... (Stellus Capital Investment Corp, Filed With SEC on November 16, 2021)
Equity Distribution Agreement, dated November 3, 2021, by among New Mountain Finance Corporation, New Mountain Finance Advisers BDC, L.L.C., and New Mountain Finance... (New Mountain Finance Corp, Filed With SEC on November 4, 2021)
Form of Second Amendment, dated November 2, 2021, to Amended and Restated Equity Distribution Agreement between the Company and each of JMP Securities LLC and B. Riley Securities,... (CAPITAL SOUTHWEST CORP, Filed With SEC on November 2, 2021)
Form of Second Amendment, dated November 2, 2021, to Third Amended and Restated Equity Distribution Agreement between the Company and each of Jefferies LLC and Raymond James &... (CAPITAL SOUTHWEST CORP, Filed With SEC on November 2, 2021)