Legg Mason Inc Business Finance Contracts & Agreements
36 Contracts & Agreements
- Credit Agreements (5 contracts)
- Indenture Agreements (7)
- Investor Rights Agreements (1)
- Note Agreements (10)
- Purchase Agreements (1)
- Registration Rights Agreements (1)
- Repurchase Agreements (1)
- Stock Agreements (5)
- Underwriting Agreements (5)
- Share Repurchase Agreement dated December 22, 2017 by and between Legg Mason, Inc. and Shanda Asset Management Investment Limited (Filed With SEC on December 26, 2017)
- FIRST AMENDMENT TO INVESTOR RIGHTS AND STANDSTILL AGREEMENT (Filed With SEC on January 31, 2017)
- LEGG MASON, INC. 5.45% JUNIOR SUBORDINATED NOTE DUE 2056 (Filed With SEC on August 8, 2016)
- LEGG MASON, INC., as Issuer and THE BANK OF NEW YORK MELLON, as Trustee SECONDSUPPLEMENTAL INDENTURE DATED AS OF AUGUST 8, 2016 TO INDENTURE DATED AS OF MARCH 14, 2016... (Filed With SEC on August 8, 2016)
- LeggMason, Inc. 5.45% Junior Subordinated Notes due 2056 Underwriting Agreement (Filed With SEC on August 8, 2016)
- LEGG MASON, INC. 4.750% Senior Note due 2026 CUSIP: 524901 AV7 / ISIN: US524901 AV77 / Common Code: 132280410 Dated: March 22, 2016 (Filed With SEC on March 22, 2016)
- LEGG MASON, INC., as Issuer and THE BANK OF NEW YORK MELLON, as Trustee FOURTHSUPPLEMENTAL INDENTURE Dated as of March 22, 2016 to INDENTURE Dated as of January 22, 2014... (Filed With SEC on March 22, 2016)
- Legg Mason, Inc. 4.750%Senior Notes due 2026 Underwriting Agreement (Filed With SEC on March 22, 2016)
- LEGG MASON, INC. 6.375% JUNIOR SUBORDINATED NOTE DUE 2056 (Filed With SEC on March 14, 2016)
- LEGG MASON, INC., as Issuer and THE BANK OF NEW YORK MELLON, as Trustee FIRSTSUPPLEMENTAL INDENTURE DATED AS OF MARCH 14, 2016 TO INDENTURE DATED AS OF MARCH 14, 2016 $250,000,000... (Filed With SEC on March 14, 2016)
- Legg Mason, Inc. 6.375%Junior Subordinated Notes due 2056 Underwriting Agreement (Filed With SEC on March 8, 2016)
- LEGG MASON, INC. 5.625% Senior Note due 2044 CUSIP: 524901AR6 / ISIN: US524901AR65 / COMMON CODE: 097681333 (Filed With SEC on June 26, 2014)
- LEGG MASON, INC. 3.950% Senior Note due 2024 CUSIP: 524901AT2 / ISIN: US524901AT22 / COMMON CODE: 108283998 (Filed With SEC on June 26, 2014)
- LEGG MASON, INC. 2.700% Senior Note due 2019 CUSIP: 524901AS4 / ISIN: US524901AS49 / COMMON CODE: 108283858 (Filed With SEC on June 26, 2014)
- LEGG MASON, INC., asIssuer and THE BANK OF NEW YORK MELLON, as Trustee THIRDSUPPLEMENTAL INDENTURE Dated as of June 26, 2014 to INDENTURE Dated as of January 22, 2014 $250,000,000... (Filed With SEC on June 26, 2014)
- LEGG MASON, INC., asIssuer and THE BANK OF NEW YORK MELLON, as Trustee SECONDSUPPLEMENTAL INDENTURE Dated as of June 26, 2014 to INDENTURE Dated as of January 22, 2014... (Filed With SEC on June 26, 2014)
- Legg Mason, Inc. 5.625%Senior Notes Due 2044 2.700% Senior Notes Due 2019 3.950% Senior Notes Due 2024 Underwriting Agreement June 23, 2014 (Filed With SEC on June 26, 2014)
- LEGG MASON, INC. 5.625% Senior Note due 2044 CUSIP: 524901AR6 / ISIN: US524901AR65 / COMMON CODE: 097681333 Dated: January 22, 2014 (Filed With SEC on January 22, 2014)
- LEGG MASON, INC., asIssuer and THE BANK OF NEW YORK MELLON, as Trustee FIRSTSUPPLEMENTAL INDENTURE Dated as of January 22, 2014 to INDENTURE Dated as of January 22, 2014... (Filed With SEC on January 22, 2014)
- LeggMason, Inc. 5.625% Senior Notes Due 2044 Underwriting Agreement (Filed With SEC on January 22, 2014)
- 5-YEAR REVOLVING CREDIT AGREEMENT dated as of October 14, 2005, as amended and restated by the Amendment Agreement dated as of February 11, 2010, among LEGG MASON, INC., as... (Filed With SEC on November 8, 2011)
- 5-YEAR REVOLVING CREDIT AGREEMENT dated as of October 14, 2005, as amended and restated by the Amendment Agreement dated as of February 11, 2010, among LEGG MASON, INC., as... (Filed With SEC on February 12, 2010)
- LEGGMASON & CO., LLC DEFERREDCOMPENSATION/PHANTOM STOCK PLAN (2009Amending Restatement) (Filed With SEC on May 29, 2009)
- MASTER AMENDMENT NO. 1 TO CREDIT SUPPORT AGREEMENTS (Filed With SEC on November 7, 2008)
- ISDA International Swaps and Derivatives Association, Inc. CREDIT SUPPORT ANNEX to the Schedule to the ISDA MASTER AGREEMENT dated as of December 28, 2007 between (Filed With SEC on February 11, 2008)
- LEGG MASON, INC. and THE BANK OF NEW YORK as Trustee INDENTURE Dated as of January 31, 2008 2.50% Senior Convertible Notes due 2015 TABLE OF CONTENTS (Filed With SEC on February 6, 2008)
- DESCRIPTION OF THE NOTES (Filed With SEC on January 18, 2008)
- NOTE PURCHASE AGREEMENT among LEGG MASON, INC. THE PURCHASERS NAMED HEREIN and for limited purposes KOHLBERG KRAVIS ROBERTS & CO. L.P. January 14, 2008 TABLE OF CONTENTS (Filed With SEC on January 18, 2008)
- KEY EMPLOYEE PHANTOM STOCK AGREEMENT (Filed With SEC on June 9, 2006)
- LEGG MASON WOOD WALKER, INCORPORATED DEFERRED COMPENSATION/PHANTOM STOCK PLAN (November, 2000 Amending Restatement, as Amended July, 2001) TABLE OF CONTENTS (Filed With SEC on June 9, 2006)
- TERM NOTE (Filed With SEC on February 9, 2006)
- Execution Counterpart PPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPPP $130,000,000 REVOLVING CREDIT AGREEMENT Dated as of December 1, 2005 Among CAM NORTH AMERICA, LLC as Borrower... (Filed With SEC on February 9, 2006)
- REGISTRATION AND INVESTOR RIGHTS AGREEMENT by andbetween Citigroup Inc. (Filed With SEC on December 7, 2005)
- LEGG MASON, INC. NON-EMPLOYEE DIRECTOR EQUITY PLAN NON-QUALIFIED STOCK OPTION AGREEMENT (Filed With SEC on November 9, 2005)
- PURCHASE AGREEMENT (Filed With SEC on June 29, 2005)
- KEY EMPLOYEE PHANTOM STOCK AGREEMENT (Filed With SEC on June 3, 2005)