Purchase Agreements in the Capital Markets Industry

322 Contracts & Agreements

Browse by Company

AFFILIATED MANAGERS GROUP, INC. (3 contracts)
ALLIANCEBERNSTEIN HOLDING L.P. (1)
ALTIMAR ACQUISITION CORP. (6)
Apollo Global Management LLC (1)
APOLLO INVESTMENT CORP (1)
ARES CAPITAL CORP (15)
Artisan Partners Asset Management Inc. (2)
Ascendant Digital Acquisition Corp. (3)
Ashford Inc. (4)
B. Riley Financial, Inc. (2)
Barings BDC, Inc. (1)
BGC Partners, Inc. (2)
BlackRock (1)
BLACKSTAR ENTERPRISE GROUP, INC. (22)
Blucora, Inc. (5)
BrightSphere Investment Group Inc. (4)
Capital Financial Holdings, Inc (1)
Carlyle Group L.P. (4)
CERES ABINGDON L.P. (1)
CERES ORION L.P. (1)
Ceres Tactical Commodity L.P. (1)
CERES TACTICAL CURRENCY L.P. (1)
CERES TACTICAL SYSTEMATIC L.P. (1)
Cohen & Co Inc. (11)
CONCIERGE TECHNOLOGIES INC (6)
COWEN INC. (2)
Crescent Capital BDC, Inc. (1)
DIAMOND HILL INVESTMENT GROUP INC (1)
Donnelley Financial Solutions, Inc. (3)
E*Trade (7)
ENDI Corp. (3)
ENTERPRISE DIVERSIFIED, INC. (5)
EQUUS TOTAL RETURN, INC. (4)
Evercore (6)
FactSet Research Systems Inc (4)
Federated Investors (8)
Freedom Holding Corp. (6)
FS KKR Capital Corp (1)
GAIN Capital Holdings, Inc. (9)
GlassBridge Enterprises, Inc. (14)
Goldman Sachs (1)
GOLDMAN SACHS ASSET BACKED SECURITIES CORP (3)
GOLUB CAPITAL BDC, Inc. (2)
Great Elm Capital Group, Inc. (8)
Greenhill & Co., Inc. (2)
Greenpro Capital Corp. (11)
HENNESSY ADVISORS INC (1)
Hercules Capital, Inc. (1)
Heritage Global Inc. (11)
Indo Global Exchange(s) Pte, Ltd. (3)
Interactive Brokers (2)
INTL FCStone Inc. (3)
Invesco Ltd. (2)
KCAP Financial, Inc. (1)
KKR & Co. Inc. (2)
LADENBURG THALMANN FINANCIAL SERVICES INC. (1)
Lazard Ltd (1)
Legg Mason Inc (1)
LPL Financial Holdings Inc. (1)
Manning & Napier, Inc. (5)
MarketAxess Holdings Inc (3)
Moody's Corp (3)
Morgan Stanley (3)
MORGAN STANLEY SMITH BARNEY CHARTER ASPECT L.P. (1)
MORGAN STANLEY SMITH BARNEY CHARTER CAMPBELL LP (1)
MORGAN STANLEY SMITH BARNEY CHARTER WNT L.P. (1)
MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP (1)
MORGAN STANLEY SMITH BARNEY SPECTRUM STRATEGIC LP (1)
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP (1)
Morningstar, Inc. (2)
MSCI Inc (1)
Nasdaq, Inc. (2)
NATIONAL HOLDINGS CORP (5)
Newtek Business Services Corp. (1)
Oaktree Specialty Lending Corp (3)
Och-Ziff Capital Management Group LLC (2)
P10, Inc. (4)
PennantPark Floating Rate Capital Ltd. (1)
Piper Jaffray Companies (9)
PROSPECT CAPITAL CORP (1)
S&P Global, Inc. (2)
SAFEGUARD SCIENTIFICS INC (3)
SIEBERT FINANCIAL CORP (1)
Silvercrest Asset Management Group Inc. (3)
Solar Capital Ltd. (1)
State Street Corp. (1)
Stifel Financial Corp (2)
TD AMERITRADE HOLDING CORP (2)
The Bank of New York Mellon Corp. (2)
Tradeweb Markets Inc. (2)
TriplePoint Venture Growth BDC Corp. (2)
ValueSetters Inc. (2)
Victory Capital Holdings, Inc. (2)
Virtu Financial, Inc. (7)
Virtus Investment Partners, Inc. (2)
VPC Impact Acquisition Holdings (4)
WESTWOOD HOLDINGS GROUP INC (1)
WisdomTree Investments, Inc. (1)

Recent Contracts

Membership Interest Purchase Agreement, effective February 15, 2023, between Freedom Holding Corp., Maxim Partners LLC, MJR Holdings, Inc., Wallace LLC, Michael Rabinowitz and... (Freedom Holding Corp., Filed With SEC on August 4, 2023)
Purchase Agreement, dated as of July 27, 2023, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and BofA Securities, Inc., J.P. Morgan Securities... (ARES CAPITAL CORP, Filed With SEC on August 3, 2023)
Form of Securities Purchase Agreement by and between the Company and the certain institutional investors dated May 23, 2023 (ValueSetters Inc., Filed With SEC on May 25, 2023)
Purchase and Sale Agreement between Morgan E&P, LLC and Pro Energy I LLC (EQUUS TOTAL RETURN, INC., Filed With SEC on May 25, 2023)
Sale, Purchase and Assignment Deed, dated as of May 10, 2023, by and between WisdomTree, Inc., WisdomTree International Holdings Ltd, Electra Target HoldCo Limited, ETFS Capital... (WisdomTree Investments, Inc., Filed With SEC on May 10, 2023)
Amendment No. 1 To Membership Interest Purchase Agreement, dated as of March 30, 2023, by and among the Company, Bakkt Marketplace, Seller and Target (VPC Impact Acquisition Holdings, Filed With SEC on April 3, 2023)
Purchase and Assignment and Assumption Agreement by and among RiverPark Advisors, LLC, CrossingBridge Advisors, LLC and Cohanzick Management, LLC dated as of November 18, 2022 (ENDI Corp., Filed With SEC on March 30, 2023)
Amendment No. 1 to Purchase and Assignment and Assumption Agreement by and among RiverPark Advisors, LLC, CrossingBridge Advisors, LLC and Cohanzick Management, LLC dated as of... (ENDI Corp., Filed With SEC on March 30, 2023)
First Amendment, dated September 30, 2022, to the Asset Purchase Agreement dated as of July 15, 2022, by and among Federated Hermes, Inc., C.W. Henderson & Associates, Inc. and... (Federated Investors, Filed With SEC on February 24, 2023)
Purchase Agreement, dated as of January 12, 2023, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Morgan Stanley & Co. LLC, BofA Securities,... (ARES CAPITAL CORP, Filed With SEC on January 18, 2023)
Agreement of Purchase and Sale, dated as of December 16, 2022, by and between Ashford Hospitality Limited Partnership and Ashford Hospitality Advisors LLC (Ashford Inc., Filed With SEC on December 21, 2022)
Securities Purchase Agreement October 31, 2022 (BLACKSTAR ENTERPRISE GROUP, INC., Filed With SEC on November 21, 2022)
Securities Purchase Agreement August 30, 2022 (BLACKSTAR ENTERPRISE GROUP, INC., Filed With SEC on November 21, 2022)
Securities Purchase Agreement May 5, 2022 (BLACKSTAR ENTERPRISE GROUP, INC., Filed With SEC on November 21, 2022)
Purchase Agreement, dated as of November 7, 2022, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Morgan Stanley & Co. LLC, BofA Securities,... (ARES CAPITAL CORP, Filed With SEC on November 10, 2022)
Membership Interest Purchase Agreement, dated as of November 2, 2022, by and among the Company, Bakkt Marketplace, Seller and Target (VPC Impact Acquisition Holdings, Filed With SEC on November 3, 2022)
Sale and Purchase Agreement, dated August 25, 2022, by and among Westech Investment Advisors LLC, P10, Inc., Westech Investment Management, Inc., Maurice C. Werdegar, David R.... (P10, Inc., Filed With SEC on August 26, 2022)
Form of Securities Purchase Agreement dated August 18, 2022 (ENDI Corp., Filed With SEC on August 18, 2022)
Purchase Agreement, dated as of July 28, 2022, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Morgan Stanley & Co. LLC, BofA Securities, Inc.... (ARES CAPITAL CORP, Filed With SEC on August 2, 2022)
Purchase Agreement, dated August 2, 2022 (APOLLO INVESTMENT CORP, Filed With SEC on August 2, 2022)
ASSET PURCHASE AGREEMENT Among FEDERATED HERMES, INC., C.W. HENDERSON & ASSOCIATES, INC., And THE OWNERS IDENTIFIED HEREIN Dated as of July 15, 2022 (Federated Investors, Filed With SEC on August 2, 2022)
Asset Purchase Agreement, by and between S&P Global Inc. and Morningstar, Inc., dated as of April 3, 2022 (Morningstar, Inc., Filed With SEC on July 29, 2022)
Amendment to the Asset Purchase Agreement, by and between S&P Global Inc. and Morningstar, Inc., dated as of June 1, 2022 (Morningstar, Inc., Filed With SEC on July 29, 2022)
Membership Interest Purchase and Contribution Agreement (the Purchase Agreement), dated as of April 15, 2022, by and among Ashford Hospitality Holdings, LLC, Remington Holdings,... (Ashford Inc., Filed With SEC on May 11, 2022)
SECURITIES PURCHASE AGREEMENT (BLACKSTAR ENTERPRISE GROUP, INC., Filed With SEC on March 2, 2022)
Amendment No. 1 to Asset Purchase Agreement, dated as of February 11, 2022, by and between S&P Global Inc. and FactSet Research Systems Inc (FactSet Research Systems Inc, Filed With SEC on March 1, 2022)
Asset Purchase Agreement, dated as of December 24, 2021, by and between S&P Global Inc. and FactSet Research Systems Inc (FactSet Research Systems Inc, Filed With SEC on March 1, 2022)
Asset Purchase Agreement, by and between S&P Global Inc. and Factset Research Systems Inc., dated as of December 24, 2021 (S&P Global, Inc., Filed With SEC on February 8, 2022)
Form of Securities Purchase Agreement between New Parent and each purchaser party signatory thereto (ENTERPRISE DIVERSIFIED, INC., Filed With SEC on February 3, 2022)
Purchase Agreement, dated as of January 12, 2022, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and Morgan Stanley & Co. LLC, BofA Securities,... (ARES CAPITAL CORP, Filed With SEC on January 18, 2022)
Purchase Agreement, dated as of January 6, 2022, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and BofA Securities, Inc., J.P. Morgan Securities... (ARES CAPITAL CORP, Filed With SEC on January 13, 2022)
Purchase Agreement, dated as of December 30, 2021, for 653 Collins Ave, Miami Beach, FL, between Siebert Financial Corp. and City National Bank of Florida, a national banking... (SIEBERT FINANCIAL CORP, Filed With SEC on January 5, 2022)
Securities Purchase Agreement Sixth Street Lending LLC (BLACKSTAR ENTERPRISE GROUP, INC., Filed With SEC on December 8, 2021)
Purchase Agreement, dated November 15, 2021, among Crescent Capital BDC, Inc. Crescent Cap Advisors, LLC, CCAP Administration LLC and BofA Securities, Inc., Wells Fargo... (Crescent Capital BDC, Inc., Filed With SEC on November 18, 2021)
Unit Purchase Agreement, dated November 4, 2021, by and among Victory Capital Holdings, Inc., WestEnd Advisors, LLC, and the other parties listed thereto (Victory Capital Holdings, Inc., Filed With SEC on November 8, 2021)
Purchase Agreement, dated as of October 28, 2021, among Ares Capital Corporation, Ares Capital Management LLC, Ares Operations LLC and BofA Securities, Inc., J.P. Morgan... (ARES CAPITAL CORP, Filed With SEC on November 4, 2021)
Securities Purchase Agreement GS Capital Partners, LLC (BLACKSTAR ENTERPRISE GROUP, INC., Filed With SEC on October 26, 2021)
Securities Purchase Agreement Power Up Lending Group Ltd (BLACKSTAR ENTERPRISE GROUP, INC., Filed With SEC on October 26, 2021)
Asset Purchase Agreement, made as of August 18, 2021, by and among Aberdeen Standard Investments Inc., a Delaware corporation, Aberdeen Capital Management LLC, a Connecticut... (P10, Inc., Filed With SEC on October 12, 2021)
Asset Purchase Agreement, made as of August 18, 2021, by and among Aberdeen Standard Investments Inc., a Delaware corporation, Standard Life Portfolio Investments US Inc., a... (P10, Inc., Filed With SEC on October 12, 2021)