Underwriting Agreements in the Capital Markets Industry
598 Contracts & Agreements
- AFFILIATED MANAGERS GROUP, INC. (10 contracts)
- ALTIMAR ACQUISITION CORP. (5)
- Ameriprise Financial (11)
- Apollo Global Management LLC (5)
- APOLLO INVESTMENT CORP (2)
- Ares Management Corp (8)
- Artisan Partners Asset Management Inc. (9)
- Ascendant Digital Acquisition Corp. (2)
- Ashford Inc. (1)
- AssetMark Financial Holdings, Inc. (1)
- B. Riley Financial, Inc. (17)
- Barings BDC, Inc. (1)
- BGC Partners, Inc. (3)
- BlackRock (14)
- BlackRock Capital Investment Corp (3)
- BlackRock TCP Capital Corp. (5)
- Blackstone / GSO Secured Lending Fund (1)
- Blackstone Group L.P. (1)
- Bridge Investment Group Holdings Inc. (1)
- CAPITAL SOUTHWEST CORP (9)
- Carlyle Group L.P. (4)
- Cboe Global Markets (4)
- Charles Schwab Corporation (33)
- CME Group Inc. (3)
- CONCIERGE TECHNOLOGIES INC (2)
- ContextLogic Inc. (1)
- COWEN INC. (3)
- Donnelley Financial Solutions, Inc. (1)
- E*Trade (12)
- Eaton Vance Corp (2)
- Evercore (4)
- FactSet Research Systems Inc (1)
- FIDUS INVESTMENT Corp (3)
- FinTech Acquisition Corp. IV (5)
- Focus Financial Partners Inc. (5)
- Franklin Resources (8)
- Freedom Holding Corp. (1)
- FS KKR Capital Corp (9)
- GAMCO INVESTORS, INC. ET AL (1)
- GLADSTONE CAPITAL CORP (4)
- GLADSTONE INVESTMENT CORPORATION (4)
- Goldman Sachs (7)
- GOLDMAN SACHS ASSET BACKED SECURITIES CORP (2)
- Goldman Sachs BDC, Inc. (1)
- GOLUB CAPITAL BDC, Inc. (7)
- Great Elm Capital Corp. (3)
- GSV Capital Corp. (1)
- Hamilton Lane INC (11)
- HENNESSY ADVISORS INC (2)
- Hercules Capital, Inc. (4)
- Heritage Global Inc. (1)
- Horizon Technology Finance Corp (5)
- HOULIHAN LOKEY, INC. (8)
- Intercontinental Exchange (6)
- Invesco Ltd. (1)
- Janus Henderson Group plc (1)
- KKR & Co. Inc. (4)
- LADENBURG THALMANN FINANCIAL SERVICES INC. (5)
- Lazard Ltd (5)
- Legg Mason Inc (5)
- LPL Financial Holdings Inc. (2)
- Main Street Capital CORP (6)
- Manning & Napier, Inc. (1)
- MarketAxess Holdings Inc (1)
- Medley Capital Corp (1)
- Moelis & Co (6)
- MONROE CAPITAL Corp (1)
- Moody's Corp (14)
- MORGAN STANLEY ABS CAPITAL I INC CDC MOR CAP TR 2004-HE2 (1)
- Morgan Stanley ABS Capital I Inc. Trust 2006-HE7 (1)
- Morgan Stanley ABS Capital I Inc. Trust 2006-NC3 (1)
- Morgan Stanley ABS Capital I Inc. Trust 2006-NC4 (1)
- Morgan Stanley ABS Capital I Inc. Trust 2006-NC5 (1)
- Morgan Stanley ABS Capital I Inc. Trust 2006-WMC2 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2012-C5 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2012-C6 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2013-C10 (2)
- Morgan Stanley Bank of America Merrill Lynch Trust 2013-C11 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2013-C12 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2013-C13 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2013-C9 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2014-C17 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2014-C18 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2014-C19 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2015-C21 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2015-C22 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2015-C24 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2015-C25 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2015-C26 (2)
- Morgan Stanley Bank of America Merrill Lynch Trust 2015-C27 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2016-C28 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2016-C29 (2)
- Morgan Stanley Bank of America Merrill Lynch Trust 2016-C30 (3)
- Morgan Stanley Bank of America Merrill Lynch Trust 2016-C32 (2)
- Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33 (1)
- Morgan Stanley Bank of America Merrill Lynch Trust 2017-C34 (1)
- Morgan Stanley Capital I Trust 2011-C3 (1)
- Morgan Stanley Capital I Trust 2012-C4 (1)
- Morgan Stanley Capital I Trust 2015-UBS8 (1)
- Morgan Stanley Capital I Trust 2016-BNK2 (1)
- Morgan Stanley Capital I Trust 2016-UBS11 (2)
- Morgan Stanley Capital I Trust 2016-UBS12 (1)
- Morgan Stanley Capital I Trust 2016-UBS9 (1)
- Morgan Stanley Capital I Trust 2017-H1 (1)
- Morgan Stanley Capital I Trust 2017-HR2 (1)
- Morgan Stanley Capital I Trust 2018-H3 (1)
- Morgan Stanley Capital I Trust 2018-H4 (1)
- Morgan Stanley Capital I Trust 2018-L1 (1)
- Morgan Stanley Capital I Trust 2019-H6 (1)
- Morgan Stanley Capital I Trust 2019-H7 (1)
- Morgan Stanley Capital I Trust 2019-L2 (1)
- Morgan Stanley Capital I Trust 2019-L3 (1)
- Morgan Stanley Capital I Trust 2020-HR8 (1)
- Morgan Stanley Capital I Trust 2020-L4 (1)
- Morgan Stanley Capital I Trust 2021-L5 (1)
- Morgan Stanley Capital I Trust 2021-L6 (1)
- Morgan Stanley Capital I Trust 2021-L7 (1)
- Morgan Stanley Capital I Trust 2022-L8 (1)
- Morgan Stanley Structured Trust I 2007-1 (1)
- MSCI Inc (2)
- MVC CAPITAL, INC. (1)
- Nasdaq, Inc. (15)
- Nebula Parent Corp. (4)
- New Mountain Finance Corp (2)
- NewHold Investment Corp. II (4)
- Newtek Business Services Corp. (1)
- Northern Trust Corp. (13)
- Oaktree Specialty Lending Corp (3)
- Och-Ziff Capital Management Group LLC (1)
- OFS Capital Corp (4)
- Owl Rock Capital Corp (6)
- Oxford Square Capital Corp. (1)
- P10, Inc. (2)
- PennantPark Floating Rate Capital Ltd. (4)
- PENNANTPARK INVESTMENT CORP (3)
- PROSPECT CAPITAL CORP (9)
- Pzena Investment Management, Inc. (1)
- Raymond James Financial Inc. (9)
- Robinhood Markets, Inc. (2)
- Runway Growth Credit Fund Inc. (3)
- S&P Global, Inc. (4)
- Silvercrest Asset Management Group Inc. (3)
- State Street Corp. (35)
- Stellus Capital Investment Corp (1)
- StepStone Group Inc. (3)
- Stifel Financial Corp (11)
- Tango Holdings, Inc. (2)
- TCG BDC, INC. (1)
- TD AMERITRADE HOLDING CORP (3)
- The Bank of New York Mellon Corp. (7)
- TPG Partners, LLC (4)
- TPG Specialty Lending, Inc. (8)
- Tradeweb Markets Inc. (3)
- Trinity Capital Inc. (6)
- TriplePoint Venture Growth BDC Corp. (2)
- ValueSetters Inc. (4)
- Victory Capital Holdings, Inc. (1)
- Virtu Financial, Inc. (8)
- Virtus Investment Partners, Inc. (3)
- VPC Impact Acquisition Holdings (2)
- Waddell & Reed Financial, Inc. (2)
- WhiteHorse Finance, Inc. (5)
- WisdomTree Investments, Inc. (2)
- Underwriting Agreement, dated as of March 19, 2024, among Nasdaq, Inc., the Selling Stockholder and Morgan Stanley & Co. LLC and Goldman Sachs & Co. LLC, as representatives of the... (Nasdaq, Inc., Filed With SEC on March 20, 2024)
- Underwriting Agreement, dated as of March 14, 2024, among Affiliated Managers Group, Inc. and BofA Securities, Inc., Morgan Stanley & Co. LLC, RBC Capital Markets, LLC, and Wells... (AFFILIATED MANAGERS GROUP, INC., Filed With SEC on March 20, 2024)
- Underwriting Agreement, dated March 13, 2024, by and among State Street Corporation and Morgan Stanley & Co. LLC, Blaylock Van, LLC, Scotia Capital (USA) Inc. and UBS Securities... (State Street Corp., Filed With SEC on March 18, 2024)
- Underwriting Agreement, dated March 6, 2024, among Lazard Group LLC and Citigroup Global Markets Inc., as representative of the several underwriters listed on Schedule I thereto (Lazard Ltd, Filed With SEC on March 12, 2024)
- Underwriting Agreement, dated March 6, 2024, by and among Goldman Sachs BDC, Inc., Goldman Sachs Asset Management, L.P. and BofA Securities, Inc., as representative of the several... (Goldman Sachs BDC, Inc., Filed With SEC on March 11, 2024)
- Underwriting Agreement, dated March 4, 2024, among the Company, HLA, Morgan Stanley & Co. LLC and the selling stockholder referenced therein (Hamilton Lane INC, Filed With SEC on March 7, 2024)
- Underwriting Agreement, dated March 5, 2024, among BlackRock Funding, Inc., BlackRock, Inc. and Morgan Stanley & Co. LLC, BofA Securities, Inc., Citigroup Global Markets Inc. and... (BlackRock, Filed With SEC on March 6, 2024)
- Underwriting Agreement, dated as of February 29, 2024, by and among TPG Inc., TPG Operating Group I, L.P., TPG Operating Group II, L.P, TPG Operating Group III, L.P., TPG Holdings... (TPG Partners, LLC, Filed With SEC on March 5, 2024)
- Underwriting Agreement, dated February 29, 2024, by and among the Company, the Adviser and Morgan Stanley & Co. LLC as representative of the several underwriters named in Schedule... (TPG Specialty Lending, Inc., Filed With SEC on March 5, 2024)
- Underwriting Agreement, dated as of February 28, 2024, by and among TPG Inc., TPG Operating Group I, L.P., TPG Operating Group II, L.P, TPG Operating Group III, L.P., TPG Holdings... (TPG Partners, LLC, Filed With SEC on March 4, 2024)
- Underwriting Agreement, dated February 27, 2024, by and among Perella Weinberg Partners, PWP Holdings LP and Citizens JMP Securities, LLC (FinTech Acquisition Corp. IV, Filed With SEC on March 1, 2024)
- Underwriting Agreement, dated as of February 26, 2024, by and among TPG Inc., TPG OpCo Holdings, L.P. and TPG Operating Group II, L.P, J.P. Morgan Securities LLC, Morgan Stanley &... (TPG Partners, LLC, Filed With SEC on February 29, 2024)
- Underwriting Agreement, dated February 7, 2024, among the Company, Barings LLC, and Wells Fargo Securities, LLC, SMBC Nikko Securities America, Inc., BMO Capital Markets Corp.,... (Barings BDC, Inc., Filed With SEC on February 13, 2024)
- Underwriting Agreement, dated January 29, 2024, by and among Golub Capital BDC, Inc., GC Advisors LLC, Golub Capital LLC, and Wells Fargo Securities, LLC, J.P. Morgan Securities... (GOLUB CAPITAL BDC, Inc., Filed With SEC on February 1, 2024)
- Underwriting Agreement, dated January 24, 2024, by and among State Street Corporation and BofA Securities, Inc., Deutsche Bank Securities Inc. and Goldman Sachs & Co. LLC, as... (State Street Corp., Filed With SEC on January 30, 2024)
- Underwriting Agreement, dated January (New Mountain Finance Corp, Filed With SEC on January 26, 2024)
- Underwriting Agreement, dated January 17, 2024, by and among the Company, the Adviser and the Underwriters (Owl Rock Capital Corp, Filed With SEC on January 23, 2024)
- Underwriting Agreement dated January 8, 2024 by and among Sixth Street Specialty Lending, Inc., Sixth Street Specialty Lending Advisers, LLC and BofA Securities, Inc. as... (TPG Specialty Lending, Inc., Filed With SEC on January 16, 2024)
- Underwriting Agreement, dated January 10, 2024, between Main Street Capital Corporation and SMBC Nikko Securities America, Inc. as representative of the underwriters named in... (Main Street Capital CORP, Filed With SEC on January 12, 2024)
- Underwriting Agreement dated December 6, 2023 by and among MidCap Financial Investment Corporation, Apollo Investment Management, L.P., Apollo Investment Administration, LLC and... (APOLLO INVESTMENT CORP, Filed With SEC on December 13, 2023)
- Underwriting Agreement, dated November 30, 2023, by and among Golub Capital BDC, Inc., GC Advisors LLC, Golub Capital LLC, and SMBC Nikko Securities America, Inc., J.P. Morgan... (GOLUB CAPITAL BDC, Inc., Filed With SEC on December 5, 2023)
- Underwriting Agreement, dated November 16, 2023, by and among State Street Corporation and Citigroup Global Markets Inc., HSBC Securities (USA) Inc., Siebert Williams Shank & Co.,... (State Street Corp., Filed With SEC on November 21, 2023)
- Underwriting Agreement, dated November 15, 2023, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC,... (Charles Schwab Corporation, Filed With SEC on November 17, 2023)
- Underwriting Agreement, dated November 13, 2023, by and among the Company, Runway Growth Capital LLC, OCM Growth Holdings, LLC, Oaktree Opportunities Fund XB Holdings (Delaware),... (Runway Growth Credit Fund Inc., Filed With SEC on November 16, 2023)
- Underwriting Agreement, dated November 13, 2023, by and among the Company, Carlyle Global Credit Investment Management L.L.C., and Carlyle Global Credit Administration L.L.C., on... (TCG BDC, INC., Filed With SEC on November 16, 2023)
- Underwriting Agreement, dated November 13, 2023, by and among FS KKR Capital Corp., FS/KKR Advisor, LLC and BofA Securities, Inc., BMO Capital Markets Corp., J.P. Morgan... (FS KKR Capital Corp, Filed With SEC on November 15, 2023)
- Underwriting Agreement, dated as of November 8, 2023, among Apollo Global Management, Inc. and BofA Securities, Inc., Citigroup Global Markets Inc., Goldman Sachs & Co. LLC and... (Tango Holdings, Inc., Filed With SEC on November 13, 2023)
- Underwriting Agreement, dated as of November 7, 2023 (the Underwriting Agreement), by and among the Company, the Guarantors and Morgan Stanley & Co. LLC, BofA Securities, Inc.,... (Ares Management Corp, Filed With SEC on November 13, 2023)
- Underwriting Agreement, dated November 7, 2023, among the Company and Citigroup Global Markets Inc., BofA Securities, Inc. and J.P. Morgan Securities LLC, as representatives of... (Ameriprise Financial, Filed With SEC on November 9, 2023)
- Underwriting Agreement, dated November 8, 2023, among LPL Holdings, the Company, Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and U.S.... (LPL Financial Holdings Inc., Filed With SEC on November 9, 2023)
- Underwriting Agreement, dated November (New Mountain Finance Corp, Filed With SEC on November 7, 2023)
- Underwriting Agreement, dated August 22, 2023, by and among CSC and BofA Securities, Inc., Citigroup Global Markets Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC,... (Charles Schwab Corporation, Filed With SEC on August 24, 2023)
- Underwriting Agreement, dated as of August 16, 2023, among Apollo Global Management, Inc. and Morgan Stanley & Co. LLC, BofA Securities, Inc., UBS Securities LLC and Wells Fargo... (Tango Holdings, Inc., Filed With SEC on August 23, 2023)
- Underwriting Agreement, dated August 17, 2023, among WhiteHorse Finance, Inc., H.I.G. WhiteHorse Advisers, LLC, H.I.G. WhiteHorse Administration, LLC and Oppenheimer & Co. Inc.,... (WhiteHorse Finance, Inc., Filed With SEC on August 21, 2023)
- Underwriting Agreement, dated August 9, 2023, by and among Blackstone Secured Lending Fund, Blackstone Credit BDC Advisors LLC, Blackstone Alternative Credit Advisors LP and Wells... (Blackstone / GSO Secured Lending Fund, Filed With SEC on August 14, 2023)
- Underwriting Agreement, dated as of August 10, 2023, by and among the Company, Gladstone Management Corporation, Gladstone Administration, LLC and Piper Sandler & Co., as... (GLADSTONE CAPITAL CORP, Filed With SEC on August 11, 2023)
- Underwriting Agreement, dated August 7, 2023, by and among the Company, the Adviser and the Underwriters (TPG Specialty Lending, Inc., Filed With SEC on August 10, 2023)
- Underwriting Agreement, dated August 7, 2023, by and among Hercules Capital, Inc. and Morgan Stanley & Co. LLC, UBS Securities LLC and Wells Fargo Securities, LLC as... (Hercules Capital, Inc., Filed With SEC on August 10, 2023)
- Underwriting Agreement, dated August 8, 2023, by and among Oaktree Specialty Lending Corporation, Oaktree Fund Advisors, LLC, Oaktree Fund Administration, LLC, BofA Securities,... (Oaktree Specialty Lending Corp, Filed With SEC on August 9, 2023)
- Underwriting Agreement, dated August 3, 2023, by among Trinity Capital Inc., on the one hand, and UBS Securities LLC, Morgan Stanley & Co., LLC, Keefe, Bruyette & Woods Inc., RBC... (Trinity Capital Inc., Filed With SEC on August 8, 2023)