Pledge Agreements in the Capital Markets Industry
18 Contracts & Agreements
- AFFILIATED MANAGERS GROUP, INC. (1 contract)
- Barings BDC, Inc. (1)
- CM Finance Inc (1)
- GlassBridge Enterprises, Inc. (2)
- Harvest Capital Credit Corp (1)
- Heritage Global Inc. (1)
- LADENBURG THALMANN FINANCIAL SERVICES INC. (1)
- Lazard Ltd (3)
- Main Street Capital CORP (2)
- Oaktree Specialty Lending Corp (2)
- Oaktree Strategic Income Corp (1)
- Runway Growth Credit Fund Inc. (1)
- TD AMERITRADE HOLDING CORP (1)
- Pledge Agreement, dated as of August 23, 2021, by and between the Company, as pledgor, in favor of Capital One, as administrative agent (CM Finance Inc, Filed With SEC on August 25, 2021)
- Pledge Agreement, dated March 17, 2020, between the Company and Orix PTP Holdings, LLC (GlassBridge Enterprises, Inc., Filed With SEC on April 3, 2020)
- Pledge Agreement, dated as of June 22, 2018, by and between the Company, as pledgor, and CIBC Bank USA (Runway Growth Credit Fund Inc., Filed With SEC on June 27, 2018)
- Pledge Agreement, dated as of October 17, 2017, between the Company and FSH (Oaktree Specialty Lending Corp, Filed With SEC on October 17, 2017)
- Pledge Agreement, dated as of October 17, 2017, between the Company and FSH (Oaktree Strategic Income Corp, Filed With SEC on October 17, 2017)
- Pledge Agreement, dated September 28, 2017, by and between the Company and IOENGINE, LLC (GlassBridge Enterprises, Inc., Filed With SEC on September 28, 2017)
- PLEDGE AGREEMENT (Harvest Capital Credit Corp, Filed With SEC on August 9, 2016)
- EQUITY PLEDGE AGREEMENT (Barings BDC, Inc., Filed With SEC on May 11, 2011)
- AMENDED AND RESTATED EQUITY PLEDGE AGREEMENT (Main Street Capital CORP, Filed With SEC on September 21, 2010)
- PLEDGE AGREEMENT (Oaktree Specialty Lending Corp, Filed With SEC on December 9, 2009)
- EQUITY PLEDGE AGREEMENT (Main Street Capital CORP, Filed With SEC on October 28, 2008)
- PLEDGE AGREEMENT (LADENBURG THALMANN FINANCIAL SERVICES INC., Filed With SEC on October 22, 2007)
- PLEDGE AGREEMENT (Heritage Global Inc., Filed With SEC on September 26, 2007)
- PLEDGE AGREEMENT between (Lazard Ltd, Filed With SEC on June 16, 2005)
- PLEDGE AGREEMENT among (Lazard Ltd, Filed With SEC on April 18, 2005)
- PLEDGE AGREEMENT between (Lazard Ltd, Filed With SEC on April 18, 2005)
- PLEDGE AND SECURITYAGREEMENT (AFFILIATED MANAGERS GROUP, INC., Filed With SEC on September 3, 2004)
- 1st Amendment to Amended & Restated Stk. Pledge Ag (TD AMERITRADE HOLDING CORP, Filed With SEC on December 13, 2002)
