GAIN Capital Holdings, Inc. Business Finance Contracts & Agreements

Supplemental Indenture (Filed With SEC on July 31, 2020)

Fourth Waiver and Amendment to the Credit Agreement, dated as of August 8, 2019, between GAIN Capital Holdings, Inc. as Borrower and Barclays Bank PLC, Sterling National Bank,... (Filed With SEC on August 14, 2019)

Form of CEO Restricted Stock Unit Grant (Time Based) (Filed With SEC on November 6, 2018)

Form of Executive Restricted Stock Unit Grant (Time Based) (Filed With SEC on November 6, 2018)

Form of Employee Restricted Stock Unit Grant (Time Based) (Filed With SEC on November 6, 2018)

Asset Purchase Agreement, dated as of May 29, 2018, between 360tGTX Inc. and GAIN Capital Holdings, Inc (Filed With SEC on August 9, 2018)

GAINCAPITAL HOLDINGS, INC. AS ISSUER 5.00%CONVERTIBLE SENIOR NOTES DUE 2022 _____________________ INDENTURE DATEDAS OF AUGUST 22, 2017 _____________________ THEBANK OF NEW YORK... (Filed With SEC on August 23, 2017)

CREDIT AGREEMENT dated as of August 2, 2017 between GAIN CAPITAL HOLDINGS, INC., as Borrower The LENDERS Party Hereto, and BARCLAYS BANK PLC, as Administrative Agent, Collateral... (Filed With SEC on August 8, 2017)

ASSET PURCHASE AGREEMENT dated as of February 7, 2017 between GAIN CAPITAL GROUP, LLC, and FOREX CAPITAL MARKETS L.L.C. ASSET PURCHASE AGREEMENT (Filed With SEC on May 10, 2017)

ASSET PURCHASE AGREEMENT dated as of July 10, 2014 between GAIN GTX BERMUDA, LTD., GAIN CAPITAL HOLDINGS, INC. and VALAQUENTA INTELLECTUAL PROPERTIES LIMITED TABLE OF CONTENTS (Filed With SEC on November 10, 2014)

ASSET PURCHASE AGREEMENT dated as of July 10, 2014 among GAIN GTX BERMUDA, LTD., GAIN CAPITAL HOLDINGS, INC. and FOREXSTER LIMITED TABLE OF CONTENTS (Filed With SEC on November 10, 2014)

MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among GAIN CAPITAL HOLDINGS, INC. (BUYER), GLOBAL ASSET ADVISORS, LLC (COMPANY), LUCKY GOOD DOG, L.L.C. and GLENN A. SWANSON... (Filed With SEC on May 12, 2014)

MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among GAIN CAPITAL HOLDINGS, INC. (BUYER), TOP THIRD AG MARKETING LLC (COMPANY), GLOBAL ASSET ADVISORS, LLC (GAA), and MARK GOLD,... (Filed With SEC on May 12, 2014)

GAIN CAPITAL HOLDINGS, INC. AS ISSUER 4.125% CONVERTIBLE SENIOR NOTES DUE 2018 INDENTURE DATED AS OF NOVEMBER 27, 2013 THE BANK OF NEW YORK MELLON AS TRUSTEE TABLE OF CONTENTS (Filed With SEC on November 27, 2013)

LOAN AND SECURITY AGREEMENT (Filed With SEC on November 12, 2013)

AMENDED AND RESTATED STOCK PURCHASE AGREEMENT dated as of September 24, 2013 among GAIN CAPITAL HOLDINGS, INC., GARY L. TILKIN and GLOBAL FUTURES & FOREX, LTD. relating to the... (Filed With SEC on September 26, 2013)

STOCK PURCHASE AGREEMENT dated as of April 24, 2013 among GAIN CAPITAL HOLDINGS, INC., GARY L. TILKIN and GLOBAL FUTURES & FOREX, LTD. relating to the purchase and sale of 100% of... (Filed With SEC on May 10, 2013)

RIGHTS AGREEMENT dated as of April 9, 2013 between GAINCAPITAL HOLDINGS, INC. and BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC. as Rights Agent TABLE OF CONTENTS (Filed With SEC on April 10, 2013)

STOCK PURCHASE AGREEMENT between OPTIONSXPRESS HOLDINGS, INC. and GAIN CAPITAL GROUP, LLC dated as of June 27, 2012 TABLE OF CONTENTS (Filed With SEC on August 9, 2012)

AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on September 22, 2011)

FIRST AMENDMENT TO UNCONDITIONAL GUARANTY (Filed With SEC on September 22, 2011)

ASSET PURCHASE AGREEMENT (Filed With SEC on May 16, 2011)

SEVENTH LOAN MODIFICATION AGREEMENT (Filed With SEC on March 30, 2011)