Piper Jaffray Companies Business Finance Contracts & Agreements
70 Contracts & Agreements
- Credit Agreements (8 contracts)
- Indenture Agreements (7)
- Loan Agreements (18)
- Note Agreements (2)
- Purchase Agreements (9)
- Share Agreements (12)
- Shareholders Agreements (1)
- Stock Agreements (13)
- Form of Restricted Stock and Mutual Fund Restricted Share Agreement for Employee Grants in 202 (Filed With SEC on February 26, 2024)
- Eleventh Amendment to Amended and Restated Loan Agreement, dated December 8, 2023, by and between Piper Sandler & Co. and U.S. Bank National Association (Filed With SEC on February 26, 2024)
- Amended and Restated Credit Agreement, dated December 20, 2022, by and between Piper Sandler Companies and U.S. Bank National Association (Filed With SEC on February 26, 2024)
- First Amendment to Amended and Restated Credit Agreement, dated April 26, 2023, by and between Piper Sandler Companies and U.S. Bank National Association (Filed With SEC on August 2, 2023)
- Piper Sandler Companies Amended and Restated Mutual Fund Restricted Share Investment Plan, effective as of November 16, 2022 (Filed With SEC on February 24, 2023)
- Amended and Restated Loan Agreement (Filed With SEC on February 24, 2023)
- Amended and Restated Credit Agreement, dated December 20, 2022, by and between Piper Sandler Companies and U.S. Bank National Association (Filed With SEC on February 24, 2023)
- Ninth Amendment to Amended and Restated Loan Agreement, dated December 10, 2021, between Piper Sandler & Co. and U.S. Bank National Association (Filed With SEC on February 25, 2022)
- Amended and Restated Loan Agreement dated December 28, 2012, between Piper Sandler & Co. and U.S. Bank National Association (Filed With SEC on February 25, 2022)
- Eighth Amendment to Amended and Restated Loan Agreement, dated December 11, 2020, between Piper Sandler & Co. and U.S. Bank National Association (Filed With SEC on February 25, 2021)
- Credit Agreement, dated December 20, 2019, by and between Piper Sandler Companies and U.S. Bank National Association, as conformed through the first amendment, dated January 15,... (Filed With SEC on February 25, 2021)
- Equity Consideration Restricted Stock Agreement, dated July 9, 2019, by and between Piper Sandler Companies and Jonathan J. Doyle (Filed With SEC on February 28, 2020)
- Seventh Amendment to Amended and Restated Loan Agreement, dated December 13, 2019, between Piper Sandler & Co. and U.S. Bank National Association (Filed With SEC on February 28, 2020)
- Credit Agreement, dated as of December 20, 2019, by and between Piper Jaffray Companies and U.S. Bank National Association (Filed With SEC on December 20, 2019)
- Note Purchase Agreement, dated October 15, 2019, by and among Piper Jaffray Companies, Piper Jaffray & Co., and the Purchasers party thereto (Filed With SEC on October 15, 2019)
- Sixth Amendment to Amended and Restated Loan Agreement, dated December 14, 2018, between Piper Jaffray & Co. and U.S. Bank National Association (Filed With SEC on February 26, 2019)
- Fifth Amendment to Amended and Restated Loan Agreement, dated December 16, 2017, between Piper Jaffray & Co. and U.S. Bank National Association (Filed With SEC on February 26, 2018)
- Form of Specimen Certificate for Piper Jaffray Companies Common Stock (Filed With SEC on February 26, 2018)
- First Amendment to Second Amended and Restated Indenture (Secured Commercial Paper Notes - Series I), dated September 29, 2017, between Piper Jaffray & Co. and the Bank of New... (Filed With SEC on November 8, 2017)
- First Amendment to Amended and Restated Indenture (Secured Commercial Paper Notes Series II), dated as of September 29, 2017, between Piper Jaffray & Co. and the Bank of New York... (Filed With SEC on October 2, 2017)
- Amended and Restated Indenture (Secured Commercial Paper Notes Series II), dated as of April 30, 2015, between Piper Jaffray & Co. and the Bank of New York Mellon (Filed With SEC on October 2, 2017)
- SECOND AMENDMENT TO SECURITIES PURCHASE AGREEMENT (Filed With SEC on May 9, 2017)
- PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN (Amended and Restated as of December 13, 2016) (Filed With SEC on February 24, 2017)
- FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on February 24, 2017)
- PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN (Amended and Restated as of February 16, 2016) (Filed With SEC on May 4, 2016)
- PIPER JAFFRAY COMPANIES RESTRICTED STOCK AGREEMENT (Relating to Equity Consideration under the Securities Purchase Agreement described below) (Filed With SEC on May 4, 2016)
- FIRST AMENDMENT TO SECURITIES PURCHASE AGREEMENT (Filed With SEC on May 4, 2016)
- SECURITIES PURCHASE AGREEMENT among PIPER JAFFRAY COMPANIES (Parent) PIPER JAFFRAY & CO. (Buyer) SIMMONS & COMPANY INTERNATIONAL (TexCo) SCI JV LP (Seller) SCI GP, LLC (GP Seller)... (Filed With SEC on November 17, 2015)
- PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN MUTUAL FUND RESTRICTED SHARE AGREEMENT (2015 Annual Grant California-based employees) Name of Employee:Date of... (Filed With SEC on February 26, 2015)
- PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN MUTUAL FUND RESTRICTED SHARE AGREEMENT (2015 Annual Grant) Name of Employee:Date of Award: February __,... (Filed With SEC on February 26, 2015)
- SECOND AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on February 26, 2015)
- PIPER JAFFRAY & CO. Issuer THE BANK OF NEW YORK MELLON Trustee SECOND AMENDED AND RESTATED INDENTURE Dated as of April 21, 2014 SECURED COMMERCIAL PAPER NOTES- SERIES III (Filed With SEC on April 21, 2014)
- PIPER JAFFRAY COMPANIES MUTUAL FUND RESTRICTED SHARE INVESTMENT PLAN MUTUAL FUND RESTRICTED SHARE AGREEMENT (201_ Annual Grant) Name of Employee:Date of Award: Shares... (Filed With SEC on February 28, 2014)
- FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on February 28, 2014)
- AGREEMENT AND PLAN OF MERGER among PIPER JAFFRAY COMPANIES, (Parent) PIPER JAFFRAY & CO., (Buyer) PIPER JAFFRAY NEWCO INC., (Merger Sub) SEATTLE-NORTHWEST SECURITIES CORPORATION,... (Filed With SEC on April 17, 2013)
- PIPER JAFFRAY & CO. Issuer THE BANK OF NEW YORK MELLON Trustee INDENTURE Dated as of April 1, 2013 SECURED COMMERCIAL PAPER NOTES - SERIES III (Filed With SEC on April 1, 2013)
- AGREEMENT OF PURCHASE AND SALE among PIPER JAFFRAY ASSET MANAGEMENT INC., PIPER JAFFRAY COMPANIES, FIDUCIARY ASSET MANAGEMENT LLC, THE WILEY ANGELL FAMILY TRUST and WILEY D.... (Filed With SEC on March 11, 2013)
- AMENDED AND RESTATED LOAN AGREEMENT (Filed With SEC on February 27, 2013)
- PIPERJAFFRAY COMPANIES $125,000,000 VARIABLE RATE SENIOR NOTES, CLASS A ANDCLASS B NOTE PURCHASE AGREEMENT Dated November 30, 2012 TABLE OF CONTENTS (Filed With SEC on November 30, 2012)
- SIXTH AMENDMENT TO LOAN AGREEMENT (BROKER-DEALER VRDN FACILITY) (Filed With SEC on August 2, 2012)