Escrow Agreements in the Capital Markets Industry

51 Contracts & Agreements
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Document Custody Agreement between Bain Capital Specialty Finance, Inc. and U.S. Bank National Association (April 28, 2025)
Escrow Agreements
Bain Capital Specialty Finance, Inc.
Capital Markets
DE
2025
Custody Agreement between TriplePoint Venture Growth BDC Corp. and KeyBank National Association
Escrow Agreements
TriplePoint Venture Growth BDC Corp.
Capital Markets
2023
Document Custody Agreement between SuRo Capital Corp. and U.S. Bank National Association (October 28, 2022)
Escrow Agreements
GSV Capital Corp.
Capital Markets
MD
2022
Subscription Escrow Agreement between Prospect Capital Corporation and UMB Bank, N.A.
Escrow Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2022
Escrow Agreement among Blackstone Private Credit Fund, Blackstone Securities Partners L.P., and UMB Bank, N.A. dated October 5, 2020
Escrow Agreements
Blackstone Private Credit Fund
Capital Markets
NY
2021
Subscription Escrow Agreement among Prospect Capital Corporation, Preferred Capital Securities, LLC, and UMB Bank, N.A.
Escrow Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2020
Document Custody Agreement among Runway Growth Credit Fund Inc., U.S. Bank National Association, and KeyBank National Association (May 31, 2019)
Escrow Agreements
Runway Growth Credit Fund Inc.
Capital Markets
MD
2019
Escrow Agreement among Ceres Managed Futures LLC, UMB Fund Services, Inc., UMB Bank, N.A., and Listed Funds
Escrow Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
2017
Escrow Agreement for Public Offering among Greenpro Capital Corp., Placement Agent, and Continental Stock Transfer & Trust Company
Escrow Agreements
Greenpro Capital Corp.
Capital Markets
NY
2017
Escrow Agreement among Ceres Managed Futures LLC, UMB Fund Services, Inc., UMB Bank, N.A., and Listed Funds (August 17, 2017)
Escrow Agreements
CERES ORION L.P.
Capital Markets
2017
Escrow Agreement among Nexsan Corporation, Imation Corp., Robert B. Fernander, and Escrow Agent Clint Parsley
Escrow Agreements
GlassBridge Enterprises, Inc.
Capital Markets
TX
2017
Account Control Agreement among CM Finance SPV LLC, Citibank, N.A., and Virtus Group, LP (November 9, 2016)
Escrow Agreements
CM Finance Inc
Capital Markets
NY
2016
Escrow Agreement among GAMCO Investors, Inc., GGCP, Inc., Cascade Investment, L.L.C., and JPMorgan Chase Bank, N.A. dated August 15, 2016
Escrow Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
DE
2016
Custody Control Agreement among CĪON Investment Corporation, East West Bank, and U.S. Bank National Association (April 30, 2015)
Escrow Agreements
CION Investment Corp
Capital Markets
2015
Escrow Agreement among Great American Group, Inc., Bryant Riley, and Continental Stock Transfer & Trust Company, Inc. dated June 18, 2014
Escrow Agreements
B. Riley Financial, Inc.
Capital Markets
NY
2014
Custody Agreement between Fiduciary Trust Company International and Account Holder
Escrow Agreements
Franklin Resources
Capital Markets
NY
2013
Escrow Agreement among Indo Global Exchange(s) Pte Ltd., Greenberg Traurig LLP, and Selling Shareholders (September 23, 2013)
Escrow Agreements
Indo Global Exchange(s) Pte, Ltd.
Capital Markets
CA
2013
Amendment No. 5 to Escrow Agreement among The Bank of New York, Ceres Managed Futures LLC, and Morgan Stanley Smith Barney LLC
Escrow Agreements
CERES ABINGDON L.P.
Capital Markets
2013
Subscription Escrow Agreement among Demeter Management Corporation, The Bank of New York, and Morgan Stanley & Co. Incorporated (July 25, 2007)
Escrow Agreements
CERES ABINGDON L.P.
Capital Markets
NY
2013
Amendment No. 5 to Escrow Agreement among The Bank of New York, Ceres Managed Futures LLC, and Morgan Stanley Smith Barney LLC
Escrow Agreements
Ceres Tactical Commodity L.P.
Capital Markets
2013
Subscription Escrow Agreement among Demeter Management Corporation, The Bank of New York, and Morgan Stanley & Co. Incorporated (July 25, 2007)
Escrow Agreements
Ceres Tactical Commodity L.P.
Capital Markets
NY
2013
Amendment No. 5 to Escrow Agreement among The Bank of New York, Ceres Managed Futures LLC, and Morgan Stanley Smith Barney LLC
Escrow Agreements
CERES ORION L.P.
Capital Markets
2013
Subscription Escrow Agreement among Demeter Management Corporation, The Bank of New York, and Morgan Stanley & Co. Incorporated (July 25, 2007)
Escrow Agreements
CERES ORION L.P.
Capital Markets
NY
2013
Amendment No. 5 to Escrow Agreement among The Bank of New York, Ceres Managed Futures LLC, and Morgan Stanley Smith Barney LLC
Escrow Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
2013
Subscription Escrow Agreement among Demeter Management Corporation, The Bank of New York, and Morgan Stanley & Co. Incorporated (July 25, 2007)
Escrow Agreements
CERES TACTICAL SYSTEMATIC L.P.
Capital Markets
NY
2013
Escrow Agreement among Commodore Holdings, LLC, HBK Caravelle, LLC, Trimaran Fund Management, LLC, Sellers’ Representative, and The Bank of New York Mellon dated February 29,...
Escrow Agreements
KCAP Financial, Inc.
Capital Markets
NY
2012
Custody Agreement Between High Net-Worth Client and Fiduciary Trust Company International
Escrow Agreements
Franklin Resources
Capital Markets
NY
2011
Escrow Agreement among The Merit Group, Inc., National Patent Development Corporation, and JPMorgan Chase Bank, N.A.
Escrow Agreements
Wright Investors Service Holdings, Inc.
Capital Markets
NY
2010
Escrow Agreement among Safeguard Scientifics, Inc., U.S. Bank National Association (Trustee), and U.S. Bank National Association (Escrow Agent) dated March 26, 2010
Escrow Agreements
SAFEGUARD SCIENTIFICS INC
Capital Markets
NY
2010
Escrow Agreement among Alternative Asset Management Acquisition Corp., Great American Group, Inc., and Continental Stock Transfer & Trust Company (July 31, 2009)
Escrow Agreements
B. Riley Financial, Inc.
Capital Markets
DE
2009
Institutional Custodial Agreement between Amegy Bank National Association and Account Holder
Escrow Agreements
EQUUS TOTAL RETURN, INC.
Capital Markets
TX
2009
Custodial Agreement among Main Street Capital Corporation, Branch Banking and Trust Company (as Custodian and Administrative Agent)
Escrow Agreements
Main Street Capital CORP
Capital Markets
NC
2008
Escrow Agreement among GAMCO Investors Inc., Cascade Investment, L.L.C., and JPMorgan Chase Bank, N.A. dated October 2, 2008
Escrow Agreements
GAMCO INVESTORS, INC. ET AL
Capital Markets
WA
2008
Escrow Agreement among MarketAxess Technologies Inc., Braden Janowski (Sellers’ Representative), and JPMorgan Chase Bank, N.A.
Escrow Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2008
Custody Agreement between Main Street Capital Corporation and Branch Banking and Trust Company
Escrow Agreements
Main Street Capital CORP
Capital Markets
NC
2008
Subscription Escrow Agreement among Demeter Management Corporation, The Bank of New York, and Morgan Stanley & Co. Incorporated (July 25, 2007)
Escrow Agreements
CERES TACTICAL CURRENCY L.P.
Capital Markets
NY
2007
Subscription Escrow Agreement among Demeter Management Corporation, The Bank of New York, and Morgan Stanley & Co. Incorporated (July 25, 2007)
Escrow Agreements
MORGAN STANLEY SMITH BARNEY CHARTER WNT L.P.
Capital Markets
NY
2007
Subscription Escrow Agreement among Demeter Management Corporation, The Bank of New York, and Morgan Stanley & Co. Incorporated (July 25, 2007)
Escrow Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM SELECT LP
Capital Markets
NY
2007
Subscription Escrow Agreement among Demeter Management Corporation, The Bank of New York, and Morgan Stanley & Co. Incorporated (July 25, 2007)
Escrow Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM TECHNICAL LP
Capital Markets
NY
2007
Subscription Escrow Agreement among Demeter Management Corporation, The Bank of New York, and Morgan Stanley & Co. Incorporated (July 25, 2007)
Escrow Agreements
MORGAN STANLEY SMITH BARNEY SPECTRUM GLOBAL BALANCED LP
Capital Markets
NY
2007