Shareholders Agreements in the Capital Markets Industry
29 Contracts & Agreements
- Apollo Global Management LLC (1 contract)
- CME Group Inc. (1)
- Federated Investors (1)
- GlassBridge Enterprises, Inc. (1)
- Goldman Sachs (3)
- Invesco Ltd. (1)
- Manning & Napier, Inc. (8)
- MSCI Inc (4)
- Och-Ziff Capital Management Group LLC (3)
- Piper Jaffray Companies (1)
- The Bank of New York Mellon Corp. (2)
- Victory Capital Holdings, Inc. (2)
- Waddell & Reed Financial, Inc. (1)
- All portions of The Bank of New York Mellon Corporation 2022 Annual Report to Shareholders that are incorporated herein by reference. The remaining portions are furnished for the... (The Bank of New York Mellon Corp., Filed With SEC on February 27, 2023)
- All portions of The Bank of New York Mellon Corporation 2020 Annual Report to Shareholders that are incorporated herein by reference. The remaining portions are furnished for the... (The Bank of New York Mellon Corp., Filed With SEC on February 25, 2021)
- Amended and Restated Shareholders Agreement, effective as of December 31, 2019, among The Goldman Sachs Group, Inc. and various parties (Goldman Sachs, Filed With SEC on February 21, 2020)
- Shareholder Agreement, dated May 24, 2019, by and between Invesco Ltd. and Massachusetts Mutual Life Insurance Company (Invesco Ltd., Filed With SEC on May 24, 2019)
- Shareholders Agreement, dated July 2, 2018, among Hermes Fund Managers Limited, BT Pension Scheme Trustees Limited, in its capacity as trustee for and on behalf of the BT Pension... (Federated Investors, Filed With SEC on July 2, 2018)
- Employee Shareholders' Agreement, dated as of February 12, 2018 (Victory Capital Holdings, Inc., Filed With SEC on March 29, 2018)
- Amended and Restated Shareholders' Agreement, dated as of February 12, 2018 (Victory Capital Holdings, Inc., Filed With SEC on March 29, 2018)
- AMENDMENT TO AMENDED AND RESTATED SHAREHOLDER AGREEMENT OF MNA ADVISORS, INC. A New York Corporation (Manning & Napier, Inc., Filed With SEC on March 16, 2015)
- AMENDED AND RESTATED SHAREHOLDERS AGREEMENT (Goldman Sachs, Filed With SEC on February 23, 2015)
- SECOND AMENDMENT TO AMENDED AND RESTATED SHAREHOLDER AGREEMENT OF MNA ADVISORS, INC. A New York Corporation (Manning & Napier, Inc., Filed With SEC on May 9, 2013)
- AGREEMENT AND PLAN OF MERGER among PIPER JAFFRAY COMPANIES, (Parent) PIPER JAFFRAY & CO., (Buyer) PIPER JAFFRAY NEWCO INC., (Merger Sub) SEATTLE-NORTHWEST SECURITIES CORPORATION,... (Piper Jaffray Companies, Filed With SEC on April 17, 2013)
- FIRST AMENDMENT TO AMENDED AND RESTATED SHAREHOLDER AGREEMENT OF MNA ADVISORS, INC. A New York Corporation (Manning & Napier, Inc., Filed With SEC on March 15, 2013)
- AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF M&N ALTERNATIVE OPPORTUNITIES, INC. Dated November 23, 2011 TABLE OF CONTENTS (Manning & Napier, Inc., Filed With SEC on March 28, 2012)
- AMENDED AND RESTATED SHAREHOLDERS AGREEMENT OF MNA ADVISORS, INC. Dated November 23, 2011 TABLE OF CONTENTS (Manning & Napier, Inc., Filed With SEC on March 28, 2012)
- FORM OF AMENDED AND RESTATED SHAREHOLDERS AGREEMENT TABLE OF CONTENTS (Manning & Napier, Inc., Filed With SEC on November 7, 2011)
- FORM OF AMENDED AND RESTATED SHAREHOLDERS AGREEMENT TABLE OF CONTENTS (Manning & Napier, Inc., Filed With SEC on November 7, 2011)
- FORM OF AMENDED AND RESTATED SHAREHOLDERS AGREEMENT TABLE OF CONTENTS (Manning & Napier, Inc., Filed With SEC on September 26, 2011)
- EX-10.6: AMENDED AND RESTATED SHAREHOLDERS' AGREEMENT (Goldman Sachs, Filed With SEC on March 1, 2010)
- SHAREHOLDER SERVICINGAGREEMENT (Waddell & Reed Financial, Inc., Filed With SEC on February 26, 2010)
- SHAREHOLDERS AGREEMENT dated as of July 13, 2007 among (Apollo Global Management LLC, Filed With SEC on August 12, 2008)
- AMENDED AND RESTATED SHAREHOLDER AGREEMENT by and between (MSCI Inc, Filed With SEC on July 8, 2008)
- FIRST AMENDMENT TO THE SHAREHOLDERS AGREEMENT (CME Group Inc., Filed With SEC on May 9, 2008)
- CLASS B SHAREHOLDERS AGREEMENT (Och-Ziff Capital Management Group LLC, Filed With SEC on March 26, 2008)
- SHAREHOLDER AGREEMENT (MSCI Inc, Filed With SEC on February 28, 2008)
- CLASS B SHAREHOLDERS AGREEMENT dated as of (Och-Ziff Capital Management Group LLC, Filed With SEC on November 8, 2007)
- SHAREHOLDER AGREEMENT by and between MORGAN STANLEY and MSCI INC. Dated as of[ ], 2007 (MSCI Inc, Filed With SEC on November 6, 2007)
- CLASS B SHAREHOLDERS AGREEMENT dated as of (Och-Ziff Capital Management Group LLC, Filed With SEC on October 17, 2007)
- SHAREHOLDER AGREEMENT by and between MORGAN STANLEY and MSCI INC. Dated as of[ ], 2007 (MSCI Inc, Filed With SEC on September 26, 2007)
- EX-10.1 Amendment agreement to Shareholders Agreement (GlassBridge Enterprises, Inc., Filed With SEC on January 26, 2006)
