Loan Agreements in the Capital Markets Industry
498 Contracts & Agreements
- ARES CAPITAL CORP (11 contracts)
- Ashford Inc. (4)
- B. Riley Financial, Inc. (4)
- Bain Capital Specialty Finance, Inc. (7)
- BGC Partners, Inc. (2)
- BlackRock Capital Investment Corp (1)
- BlackRock TCP Capital Corp. (3)
- Blackstone / GSO Secured Lending Fund (7)
- Blackstone Private Credit Fund (12)
- Capitala Finance Corp. (2)
- Cboe Global Markets (4)
- CHINAWE COM INC (1)
- CION Investment Corp (12)
- CM Finance Inc (2)
- Cohen & Co Inc. (9)
- COWEN INC. (1)
- Crescent Capital BDC, Inc. (5)
- E*Trade (2)
- Eaton Vance Corp (3)
- EQUUS TOTAL RETURN, INC. (5)
- Evercore (6)
- FactSet Research Systems Inc (1)
- Federated Investors (2)
- Focus Financial Partners Inc. (1)
- Freedom Holding Corp. (5)
- FS KKR Capital Corp (6)
- GAIN Capital Holdings, Inc. (3)
- GLADSTONE CAPITAL CORP (9)
- GlassBridge Enterprises, Inc. (2)
- GOLDMAN SACHS ASSET BACKED SECURITIES CORP (1)
- Goldman Sachs Private Middle Market Credit II LLC (3)
- Goldman Sachs Private Middle Market Credit LLC (5)
- GOLUB CAPITAL BDC, Inc. (22)
- Great Elm Capital Corp. (1)
- Great Elm Capital Group, Inc. (9)
- Greenhill & Co., Inc. (6)
- Greenpro Capital Corp. (4)
- GSV Capital Corp. (1)
- Hamilton Lane INC (14)
- Harvest Capital Credit Corp (7)
- HENNESSY ADVISORS INC (7)
- Hercules Capital, Inc. (28)
- Heritage Global Inc. (28)
- Horizon Technology Finance Corp (6)
- INTL FCStone Inc. (1)
- KCAP Financial, Inc. (9)
- KKR & Co. Inc. (1)
- LADENBURG THALMANN FINANCIAL SERVICES INC. (4)
- MarketAxess Holdings Inc (4)
- Medley Capital Corp (13)
- MONROE CAPITAL Corp (1)
- Moody's Corp (1)
- MSCI Inc (1)
- MVC CAPITAL, INC. (4)
- Nasdaq, Inc. (1)
- New Mountain Finance Corp (7)
- Newtek Business Services Corp. (8)
- Oaktree Specialty Lending Corp (12)
- Oaktree Strategic Income Corp (21)
- OFS Capital Corp (17)
- Owl Rock Capital Corp (4)
- Oxford Square Capital Corp. (2)
- P10, Inc. (1)
- PennantPark Floating Rate Capital Ltd. (1)
- PENNANTPARK INVESTMENT CORP (2)
- Piper Jaffray Companies (18)
- PJT Partners Inc. (3)
- PROSPECT CAPITAL CORP (4)
- Runway Growth Credit Fund Inc. (4)
- S&P Global, Inc. (1)
- SAFEGUARD SCIENTIFICS INC (35)
- SEI Investments Corp (2)
- SIEBERT FINANCIAL CORP (1)
- Solar Capital Ltd. (4)
- Solar Senior Capital Ltd. (6)
- TD AMERITRADE HOLDING CORP (3)
- TriplePoint Venture Growth BDC Corp. (1)
- U S GLOBAL INVESTORS INC (1)
- ValueSetters Inc. (7)
- Victory Capital Holdings, Inc. (3)
- WhiteHorse Finance, Inc. (16)
- Business Loan Agreement, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.4 to the Companys Quarterly Report... (Heritage Global Inc., Filed With SEC on March 14, 2024)
- Loan Modification Agreement and Reaffirmation of Loan, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (filed as Exhibit 10.2 to... (Heritage Global Inc., Filed With SEC on March 14, 2024)
- Second Amendment dated December 14, 2023 to the Amended and Restated Limited Liability Company Agreement, dated February 9, 2021, as amended on September 8, 2021 of International... (Bain Capital Specialty Finance, Inc., Filed With SEC on February 27, 2024)
- Eleventh Amendment to Amended and Restated Loan Agreement, dated December 8, 2023, by and between Piper Sandler & Co. and U.S. Bank National Association (Piper Jaffray Companies, Filed With SEC on February 26, 2024)
- Loan and Security Agreement, dated as of February 9, 2024, by and between GB HRP, LLC and POINT DIGITAL FINANCE, INC (GlassBridge Enterprises, Inc., Filed With SEC on February 15, 2024)
- Fourth Amendment, dated January 17, 2024, to Loan, Security and Collateral Management Agreement by and among Investcorp Credit Management BDC SPV, LLC, as borrower, each of the... (CM Finance Inc, Filed With SEC on January 23, 2024)
- First Amendment to Third Amended and Restated Loan Agreement, dated December 22, 2023, by and between J.V.B. Financial Group, LLC and Byline Bank (Cohen & Co Inc., Filed With SEC on December 26, 2023)
- Third Amendment to Amended and Restated Loan and Security Agreement among Jackson Hole Funding, the Company, the lenders party thereto, Citibank, N.A., Virtus Group, LP and... (Blackstone / GSO Secured Lending Fund, Filed With SEC on December 21, 2023)
- Amendment Seven to the Business Loan Agreement between OFS Capital Corporation and Banc of California (formerly known as Pacific Western Bank) dated December 15, 2023 (OFS Capital Corp, Filed With SEC on December 15, 2023)
- Second Amendment to Amended and Restated Loan and Security Agreement among Jackson Hole Funding, the Company, the lenders party thereto, Citibank, N.A., Virtus Group, LP and... (Blackstone / GSO Secured Lending Fund, Filed With SEC on November 17, 2023)
- Term Loan and Security Agreement, dated as of September 25, 2023, by and between GlassBridge Enterprises, Inc. and Tacora Capital, LP (GlassBridge Enterprises, Inc., Filed With SEC on September 29, 2023)
- Business Loan Agreement, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (Heritage Global Inc., Filed With SEC on August 10, 2023)
- Loan Modification Agreement and Reaffirmation of Loan, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (Heritage Global Inc., Filed With SEC on August 10, 2023)
- Waiver and Fifth Amendment to Loan and Servicing Agreement, dated as of August 4, 2023, among TCPC Funding II, LLC, as borrower, Special Value Continuation Partners LLC, as... (BlackRock TCP Capital Corp., Filed With SEC on August 8, 2023)
- Amendment to Loan (Evercore, Filed With SEC on August 3, 2023)
- Amendment to Loan (Evercore, Filed With SEC on August 3, 2023)
- Amendment No. 6 to the Credit and Security Agreement, dated as of June 23, 2023, among NMFC Senior Loan Program III LLC, as borrower, New Mountain Finance Corporation, as... (New Mountain Finance Corp, Filed With SEC on August 2, 2023)
- Amendment No. 1 to Second Amended and Restated Loan and Security Agreement, dated as of June 29, 2023, by and among Horizon Credit II LLC, as borrower, the lenders that are... (Horizon Technology Finance Corp, Filed With SEC on June 30, 2023)
- Term Loan Credit Agreement, dated as of June 28, 2023, among Nasdaq, Inc., the lenders and other parties party thereto, and Bank of America, N.A., as Administrative Agent (Nasdaq, Inc., Filed With SEC on June 28, 2023)
- Amendment No. 4 to Sixth Amended and Restated Credit Agreement, dated as of June 16, 2023 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management Corporation,... (GLADSTONE CAPITAL CORP, Filed With SEC on June 22, 2023)
- Third Amended and Restated Loan Agreement, dated June 9, 2023, by and between J.V.B. Financial Group, LLC and Byline Bank (Cohen & Co Inc., Filed With SEC on June 9, 2023)
- Second Amendment to Third Amended and Restated Loan and Security Agreement, dated as of May 15, 2023, by and among 34th Street Funding, LLC, JPMorgan Chase Bank, National... (CION Investment Corp, Filed With SEC on May 18, 2023)
- Second Amendment to Amended and Restated Loan and Security Agreement, dated as of May 10, 2023, among Goldman Sachs Private Middle Market Credit SPV LLC, as borrower, Goldman... (Goldman Sachs Private Middle Market Credit LLC, Filed With SEC on May 16, 2023)
- Amendment to Revolving Loan and Security Agreement dated April 28, 2023 between Netcapital Inc. and Vaxstar LLC (ValueSetters Inc., Filed With SEC on May 2, 2023)
- Sixth Amendment to Fifth Amended and Restated Loan Agreement, dated April 12, 2023, by and among WhiteHorse Finance Credit I, LLC, as borrower, JPMorgan Chase Bank, National... (WhiteHorse Finance, Inc., Filed With SEC on April 13, 2023)
- Fourth Amendment to Loan Financing and Servicing Agreement, dated as of March 9, 2022, by and among BCRED Denali Peak Funding LLC, BCRED Twin Peaks LLC, as servicer, the lenders... (Blackstone Private Credit Fund, Filed With SEC on March 17, 2023)
- Sixth Amendment to Loan and Security Agreement, dated March 7, 2023, by and among CCAP, as the collateral manager, seller and equity holder, CCAP SPV, as the borrower, and Wells... (Crescent Capital BDC, Inc., Filed With SEC on March 8, 2023)
- Amended and Restated Loan Agreement (Piper Jaffray Companies, Filed With SEC on February 24, 2023)
- Loan Administration and Custodial Agreement, dated September 12, 2022 by and between PhenixFIN Corp. and Computershare Trust Company, N.A (Medley Capital Corp, Filed With SEC on December 16, 2022)
- Amendment Six to the Business Loan Agreement between OFS Capital Corporation and Pacific Western Bank dated December 15, 2022 (OFS Capital Corp, Filed With SEC on December 15, 2022)
- Loan Modification Agreement and Reaffirmation of Loan, by and between Heritage Global Inc. and C3bank, National Association, effective as of April 1, 2022 (Heritage Global Inc., Filed With SEC on November 10, 2022)
- First Amendment to Amended and Restated Loan and Security Agreement, dated as of September 16, 2022, among Jackson Hole Funding, the Company, the lenders party thereto, Citibank,... (Blackstone / GSO Secured Lending Fund, Filed With SEC on November 10, 2022)
- Third Amendment to Multi-Draw Term Loan and Security Agreement, dated October 20, 2022, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C (Hamilton Lane INC, Filed With SEC on October 26, 2022)
- Fourth Amendment to Term Loan and Security Agreement, dated October 20, 2022, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C (Hamilton Lane INC, Filed With SEC on October 26, 2022)
- Third Amendment to Revolving Loan and Security Agreement, dated October 20, 2022, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C (Hamilton Lane INC, Filed With SEC on October 26, 2022)
- Multi-Draw Term Loan and Security Agreement, dated October 20, 2022, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C (Hamilton Lane INC, Filed With SEC on October 26, 2022)
- First Amendment to Amended and Restated Loan and Security Agreement, dated as of September 16, 2022, among Jackson Hole Funding, the Company, the lenders party thereto, Citibank,... (Blackstone / GSO Secured Lending Fund, Filed With SEC on September 22, 2022)
- First Amendment to the Seventh Amended and Restated Loan and Servicing Agreement, dated September 7, 2022, among Prospect Capital Funding LLC, Prospect Capital Corporation, the... (PROSPECT CAPITAL CORP, Filed With SEC on September 7, 2022)
- Fifth Amendment to Loan Documents, dated as of June 27, 2022, by and among Inspire Event Technologies Holdings, LLC, Inspire Event Technologies, LLC, Inspire Event Technologies... (Ashford Inc., Filed With SEC on August 12, 2022)
- Amendment No. 16 to Loan and Servicing Agreement, dated as of June 30, 2022, among Ares Capital CP Funding LLC, as the borrower, Ares Capital Corporation, as the servicer, Wells... (ARES CAPITAL CORP, Filed With SEC on July 1, 2022)