Loan Agreements in the Capital Markets Industry
487 Contracts & Agreements
- ARES CAPITAL CORP (11 contracts)
- Ashford Inc. (4)
- B. Riley Financial, Inc. (4)
- Bain Capital Specialty Finance, Inc. (6)
- BGC Partners, Inc. (2)
- BlackRock Capital Investment Corp (1)
- BlackRock TCP Capital Corp. (3)
- Blackstone / GSO Secured Lending Fund (5)
- Blackstone Private Credit Fund (12)
- Capitala Finance Corp. (2)
- Cboe Global Markets (4)
- CHINAWE COM INC (1)
- CION Investment Corp (12)
- CM Finance Inc (1)
- Cohen & Co Inc. (8)
- COWEN INC. (1)
- Crescent Capital BDC, Inc. (5)
- E*Trade (2)
- Eaton Vance Corp (3)
- EQUUS TOTAL RETURN, INC. (5)
- Evercore (6)
- FactSet Research Systems Inc (1)
- Federated Investors (2)
- Focus Financial Partners Inc. (1)
- Freedom Holding Corp. (5)
- FS KKR Capital Corp (6)
- GAIN Capital Holdings, Inc. (3)
- GLADSTONE CAPITAL CORP (9)
- GOLDMAN SACHS ASSET BACKED SECURITIES CORP (1)
- Goldman Sachs Private Middle Market Credit II LLC (3)
- Goldman Sachs Private Middle Market Credit LLC (5)
- GOLUB CAPITAL BDC, Inc. (22)
- Great Elm Capital Corp. (1)
- Great Elm Capital Group, Inc. (9)
- Greenhill & Co., Inc. (6)
- Greenpro Capital Corp. (4)
- GSV Capital Corp. (1)
- Hamilton Lane INC (14)
- Harvest Capital Credit Corp (7)
- HENNESSY ADVISORS INC (7)
- Hercules Capital, Inc. (28)
- Heritage Global Inc. (26)
- Horizon Technology Finance Corp (6)
- INTL FCStone Inc. (1)
- KCAP Financial, Inc. (9)
- KKR & Co. Inc. (1)
- LADENBURG THALMANN FINANCIAL SERVICES INC. (4)
- MarketAxess Holdings Inc (4)
- Medley Capital Corp (13)
- MONROE CAPITAL Corp (1)
- Moody's Corp (1)
- MSCI Inc (1)
- MVC CAPITAL, INC. (4)
- Nasdaq, Inc. (1)
- New Mountain Finance Corp (7)
- Newtek Business Services Corp. (8)
- Oaktree Specialty Lending Corp (12)
- Oaktree Strategic Income Corp (21)
- OFS Capital Corp (16)
- Owl Rock Capital Corp (4)
- Oxford Square Capital Corp. (2)
- P10, Inc. (1)
- PennantPark Floating Rate Capital Ltd. (1)
- PENNANTPARK INVESTMENT CORP (2)
- Piper Jaffray Companies (17)
- PJT Partners Inc. (3)
- PROSPECT CAPITAL CORP (4)
- Runway Growth Credit Fund Inc. (4)
- S&P Global, Inc. (1)
- SAFEGUARD SCIENTIFICS INC (35)
- SEI Investments Corp (2)
- SIEBERT FINANCIAL CORP (1)
- Solar Capital Ltd. (4)
- Solar Senior Capital Ltd. (6)
- TD AMERITRADE HOLDING CORP (3)
- TriplePoint Venture Growth BDC Corp. (1)
- U S GLOBAL INVESTORS INC (1)
- ValueSetters Inc. (7)
- Victory Capital Holdings, Inc. (3)
- WhiteHorse Finance, Inc. (16)
- Loan Modification Agreement and Reaffirmation of Loan, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (Heritage Global Inc., Filed With SEC on August 10, 2023)
- Business Loan Agreement, by and between Heritage Global Inc. and C3bank, National Association, effective as of May 26, 2023 (Heritage Global Inc., Filed With SEC on August 10, 2023)
- Waiver and Fifth Amendment to Loan and Servicing Agreement, dated as of August 4, 2023, among TCPC Funding II, LLC, as borrower, Special Value Continuation Partners LLC, as... (BlackRock TCP Capital Corp., Filed With SEC on August 8, 2023)
- Amendment to Loan (Evercore, Filed With SEC on August 3, 2023)
- Amendment to Loan (Evercore, Filed With SEC on August 3, 2023)
- Amendment No. 6 to the Credit and Security Agreement, dated as of June 23, 2023, among NMFC Senior Loan Program III LLC, as borrower, New Mountain Finance Corporation, as... (New Mountain Finance Corp, Filed With SEC on August 2, 2023)
- Amendment No. 1 to Second Amended and Restated Loan and Security Agreement, dated as of June 29, 2023, by and among Horizon Credit II LLC, as borrower, the lenders that are... (Horizon Technology Finance Corp, Filed With SEC on June 30, 2023)
- Term Loan Credit Agreement, dated as of June 28, 2023, among Nasdaq, Inc., the lenders and other parties party thereto, and Bank of America, N.A., as Administrative Agent (Nasdaq, Inc., Filed With SEC on June 28, 2023)
- Amendment No. 4 to Sixth Amended and Restated Credit Agreement, dated as of June 16, 2023 by and among Gladstone Business Loan, LLC, as Borrower, Gladstone Management Corporation,... (GLADSTONE CAPITAL CORP, Filed With SEC on June 22, 2023)
- Third Amended and Restated Loan Agreement, dated June 9, 2023, by and between J.V.B. Financial Group, LLC and Byline Bank (Cohen & Co Inc., Filed With SEC on June 9, 2023)
- Second Amendment to Third Amended and Restated Loan and Security Agreement, dated as of May 15, 2023, by and among 34th Street Funding, LLC, JPMorgan Chase Bank, National... (CION Investment Corp, Filed With SEC on May 18, 2023)
- Second Amendment to Amended and Restated Loan and Security Agreement, dated as of May 10, 2023, among Goldman Sachs Private Middle Market Credit SPV LLC, as borrower, Goldman... (Goldman Sachs Private Middle Market Credit LLC, Filed With SEC on May 16, 2023)
- Amendment to Revolving Loan and Security Agreement dated April 28, 2023 between Netcapital Inc. and Vaxstar LLC (ValueSetters Inc., Filed With SEC on May 2, 2023)
- Sixth Amendment to Fifth Amended and Restated Loan Agreement, dated April 12, 2023, by and among WhiteHorse Finance Credit I, LLC, as borrower, JPMorgan Chase Bank, National... (WhiteHorse Finance, Inc., Filed With SEC on April 13, 2023)
- Fourth Amendment to Loan Financing and Servicing Agreement, dated as of March 9, 2022, by and among BCRED Denali Peak Funding LLC, BCRED Twin Peaks LLC, as servicer, the lenders... (Blackstone Private Credit Fund, Filed With SEC on March 17, 2023)
- Sixth Amendment to Loan and Security Agreement, dated March 7, 2023, by and among CCAP, as the collateral manager, seller and equity holder, CCAP SPV, as the borrower, and Wells... (Crescent Capital BDC, Inc., Filed With SEC on March 8, 2023)
- Amended and Restated Loan Agreement (Piper Jaffray Companies, Filed With SEC on February 24, 2023)
- Loan Administration and Custodial Agreement, dated September 12, 2022 by and between PhenixFIN Corp. and Computershare Trust Company, N.A (Medley Capital Corp, Filed With SEC on December 16, 2022)
- Amendment Six to the Business Loan Agreement between OFS Capital Corporation and Pacific Western Bank dated December 15, 2022 (OFS Capital Corp, Filed With SEC on December 15, 2022)
- Loan Modification Agreement and Reaffirmation of Loan, by and between Heritage Global Inc. and C3bank, National Association, effective as of April 1, 2022 (Heritage Global Inc., Filed With SEC on November 10, 2022)
- First Amendment to Amended and Restated Loan and Security Agreement, dated as of September 16, 2022, among Jackson Hole Funding, the Company, the lenders party thereto, Citibank,... (Blackstone / GSO Secured Lending Fund, Filed With SEC on November 10, 2022)
- Multi-Draw Term Loan and Security Agreement, dated October 20, 2022, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C (Hamilton Lane INC, Filed With SEC on October 26, 2022)
- Third Amendment to Revolving Loan and Security Agreement, dated October 20, 2022, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C (Hamilton Lane INC, Filed With SEC on October 26, 2022)
- Fourth Amendment to Term Loan and Security Agreement, dated October 20, 2022, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C (Hamilton Lane INC, Filed With SEC on October 26, 2022)
- Third Amendment to Multi-Draw Term Loan and Security Agreement, dated October 20, 2022, by and between First Republic Bank and Hamilton Lane Advisors, L.L.C (Hamilton Lane INC, Filed With SEC on October 26, 2022)
- First Amendment to Amended and Restated Loan and Security Agreement, dated as of September 16, 2022, among Jackson Hole Funding, the Company, the lenders party thereto, Citibank,... (Blackstone / GSO Secured Lending Fund, Filed With SEC on September 22, 2022)
- First Amendment to the Seventh Amended and Restated Loan and Servicing Agreement, dated September 7, 2022, among Prospect Capital Funding LLC, Prospect Capital Corporation, the... (PROSPECT CAPITAL CORP, Filed With SEC on September 7, 2022)
- Fifth Amendment to Loan Documents, dated as of June 27, 2022, by and among Inspire Event Technologies Holdings, LLC, Inspire Event Technologies, LLC, Inspire Event Technologies... (Ashford Inc., Filed With SEC on August 12, 2022)
- Amendment No. 16 to Loan and Servicing Agreement, dated as of June 30, 2022, among Ares Capital CP Funding LLC, as the borrower, Ares Capital Corporation, as the servicer, Wells... (ARES CAPITAL CORP, Filed With SEC on July 1, 2022)
- Second Amendment to Amended and Restated Revolving Loan Agreement, dated as of June 15, 2022, by and among Golub Capital BDC, Inc., as the borrower, and GC Advisors LLC, as the... (GOLUB CAPITAL BDC, Inc., Filed With SEC on June 16, 2022)
- Second Amendment to Loan and Security Agreement, dated as of June 10, 2022, among Hercules Funding IV LLC, the lenders from time to time party thereto, MUFG Union Bank, N.A., as... (Hercules Capital, Inc., Filed With SEC on June 15, 2022)
- Loan and Security Agreement Conformed Through the First Amendment dated as of April 29, 2022 among Great Lakes Portman Ridge Funding LLC, The Lenders Party Hereto, The Collateral... (KCAP Financial, Inc., Filed With SEC on May 5, 2022)
- Unsecured Term Loan Facility Agreement, dated as of April 27, 2022, by and between CĪON Investment Corporation and More Provident Funds and Pension Ltd (CION Investment Corp, Filed With SEC on April 27, 2022)
- Change in Terms to the Business Loan Agreement between OFS Capital Corporation and Pacific Western Bank dated April 22, 2022 (OFS Capital Corp, Filed With SEC on April 25, 2022)
- Amendment Five to the Business Loan Agreement between OFS Capital Corporation and Pacific Western Bank dated April 22, 2022 (OFS Capital Corp, Filed With SEC on April 25, 2022)
- Amendment to Revolving Loan and Security Agreement between Netcapital Inc. and Vaxstar LLC dated January 31, 2021 (ValueSetters Inc., Filed With SEC on April 8, 2022)
- Amendment to Revolving Loan and Security Agreement dated April 30, 2021 between Netcapital Inc. and Vaxstar LLC (ValueSetters Inc., Filed With SEC on April 8, 2022)
- Amendment to Revolving Loan and Security Agreement between Valuesetters, Inc. and Vaxstar LLC dated October 30, 2020 (ValueSetters Inc., Filed With SEC on April 8, 2022)
- Fifth Amendment to Fifth Amended and Restated Loan Agreement, dated March 30, 2022, by and among WHF Finance Credit I, LLC, as borrower, JPMorgan Chase Bank, National Association,... (WhiteHorse Finance, Inc., Filed With SEC on April 5, 2022)
- Amendment No. 3 to Term Loan Credit Agreement, dated as of March 29, 2022, by and among Cboe Global Markets, Inc., Bank of America, N.A., as administrative agent and initial lender (Cboe Global Markets, Filed With SEC on April 1, 2022)
