Hercules Capital, Inc. (37)

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Contracts

Transfer Agency and Service Agreement, dated October 3, 2022, between Hercules Capital, Inc. and Computershare Trust Company, N.A. and Computershare Inc (Filed With SEC on November 2, 2022)
Form of Dividend Reinvestment Plan, dated September 22, 2022 (Filed With SEC on November 2, 2022)
Second Amendment to Loan and Security Agreement, dated as of June 10, 2022, among Hercules Funding IV LLC, the lenders from time to time party thereto, MUFG Union Bank, N.A., as... (Filed With SEC on June 15, 2022)
Separation Agreement, dated as of July 13, 2019, by and between Hercules Capital, Inc. and Manuel Henriquez (Filed With SEC on August 1, 2019)
Second Amendment to Revolving Credit Agreement, dated as of June 14, 2022, among Hercules Capital, Inc., the lenders party thereto and Sumitomo Mitsui Banking Corporation, as... (Filed With SEC on June 15, 2022)
Form of Equity Distribution Agreement (Filed With SEC on May 9, 2022)
Custodial Agreement by and between Hercules Capital, Inc. and State Street Bank and Trust Company, dated as of November 9, 2021 (Filed With SEC on February 22, 2022)
(Filed With SEC on February 22, 2022)
Description of the Registrants Securities (Filed With SEC on February 22, 2022)
Eighth Supplemental Indenture, dated as of January 20, 2022, between the Registrant and U.S. Bank National Association (Filed With SEC on January 21, 2022)
Underwriting Agreement, dated as of January 14, 2022, by and among Hercules Capital, Inc. and Goldman Sachs & Co. LLC and SMBC Nikko Securities America, Inc., as representatives... (Filed With SEC on January 18, 2022)
Revolving Credit Agreement, dated as of November 9, 2021, among Hercules Capital, Inc., the lenders and issuing banks from time to time party thereto and Sumitomo Mitsui Banking... (Filed With SEC on November 10, 2021)
Seventh Supplemental Indenture, dated as of September 16, 2021 between the Registrant and U.S. Bank National Association (Filed With SEC on September 16, 2021)
Underwriting Agreement, dated as of September 13, 2021, by and among Hercules Capital, Inc. and Goldman Sachs & Co. LLC and SMBC Nikko Securities America, Inc., as representatives... (Filed With SEC on September 15, 2021)
Description of the Registrants Securities (Filed With SEC on February 23, 2021)
First Supplement to the Note Purchase Agreement, dated as of November 2, 2020, by and among Hercules Capital, Inc. and the Additional Purchasers party thereto (Filed With SEC on November 4, 2020)
Equity Distribution Agreement, dated July 2, 2020, between the Company and the Sales Agent (Filed With SEC on July 2, 2020)
Description of the Registrants Securities (Filed With SEC on February 20, 2020)
Sale and Servicing Agreement, dated as of February 20, 2020, by and among Hercules Funding IV LLC, as borrower, Hercules Capital, Inc., as originator and servicer, and MUFG Union... (Filed With SEC on February 20, 2020)
Loan and Security Agreement, dated February 20, 2020 by and among Hercules Funding IV LLC, as borrower, MUFG Union Bank, N.A., as the administrative agent, lender and swingline... (Filed With SEC on February 20, 2020)
Note Purchase Agreement, dated February 5, 2020, by and among Hercules Capital, Inc. and the Purchasers party thereto (Filed With SEC on February 6, 2020)
Form of Amended and Restated Global Custody Agreement, by and between Hercules Capital, Inc. and MUFG Union Bank, N.A (Filed With SEC on October 30, 2019)
Note Purchase Agreement, dated July 16, 2019, by and among Hercules Capital, Inc. and the Purchasers party thereto (Filed With SEC on July 16, 2019)
Intercreditor Agreement, dated as of July 2, 2019, by and among Wells Fargo Capital Finance, LLC, as arranger and administrative agent, MUFG Union Bank, N.A., as arranger and... (Filed With SEC on July 3, 2019)
Eighth Amendment to Amended and Restated Loan and Security Agreement, dated as of July 2, 2019, by and among Hercules Funding II LLC, as borrower, Wells Fargo Capital Finance, LLC... (Filed With SEC on July 3, 2019)
First Amendment to the Loan and Security Agreement, dated as of June 28, 2019, by and among Hercules Funding IV LLC, as borrower, MUFG Union Bank, N.A., as the arranger and... (Filed With SEC on July 3, 2019)
Underwriting Agreement, dated June 12, 2019, by and among Hercules Capital, Inc. and Morgan Stanley & Co. LLC, Wells Fargo Securities, LLC and Keefe, Bruyette & Woods, Inc., as... (Filed With SEC on June 18, 2019)
Hercules Capital, Inc. Amended and Restated 2018 Equity Incentive Plan (Filed With SEC on January 31, 2019)
Form of Incentive Stock Option Award Agreement (Filed With SEC on January 31, 2019)
Form of Nonstatutory Stock Option Award Agreement (Filed With SEC on January 31, 2019)
Form of Restricted Stock Award Agreement (Director Plan) (Filed With SEC on January 31, 2019)
Form of Restricted Stock Award Agreement (2018 Equity Incentive Plan) (Filed With SEC on January 31, 2019)
Form of Restricted Stock Unit Award Agreement (Filed With SEC on January 31, 2019)
Hercules Capital, Inc. 2018 Non-Employee Director Plan (Filed With SEC on January 31, 2019)
Indenture, dated as of January 22, 2019, between Hercules Capital Funding Trust 2019-1, as Issuer, and U.S. Bank National Association, as Trustee (Filed With SEC on January 22, 2019)
Amended and Restated Trust Agreement, dated as of January 22, 2019, between Hercules Capital Funding 2019-1 LLC, as Trust Depositor, and Wilmington Trust, National Association, as... (Filed With SEC on January 22, 2019)
Seventh Amendment to the Amended and Restated Loan and Security Agreement, dated as of January 11, 2019, by and among Hercules Funding II LLC as borrower, Wells Fargo Capital... (Filed With SEC on January 17, 2019)