Hercules Capital, Inc. | Uncategorized | Business Contracts

Form of Dividend Reinvestment Plan, dated September 22, 2022 (Filed With SEC on November 2, 2022)

Description of the Registrants Securities (Filed With SEC on February 22, 2022)

Description of the Registrants Securities (Filed With SEC on February 23, 2021)

Description of the Registrants Securities (Filed With SEC on February 20, 2020)

Form of Amended and Restated Global Custody Agreement, by and between Hercules Capital, Inc. and MUFG Union Bank, N.A (Filed With SEC on October 30, 2019)

Hercules Capital, Inc. 2018 Non-Employee Director Plan (Filed With SEC on January 31, 2019)

Indenture, dated as of November 1, 2018, between Hercules Capital Funding Trust 2018-1, as Issuer, and U.S. Bank National Association, as Trustee (Filed With SEC on November 2, 2018)

Amended and Restated Trust Agreement, dated as of November 1, 2018, between Hercules Capital Funding 2018-1 LLC, as Trust Depositor, and Wilmington Trust, National Association, as... (Filed With SEC on November 2, 2018)

Sale and Servicing Agreement, dated as of November 1, 2018, by and among Hercules Capital Funding Trust 2018-1, as Issuer, Hercules Capital, Inc., as Seller and Servicer, Hercules... (Filed With SEC on November 2, 2018)

Sale and Contribution Agreement, dated as of November 1, 2018, between Hercules Capital, Inc., as Seller, and Hercules Capital Funding 2018-1 LLC, as Trust Depositor (Filed With SEC on November 2, 2018)

Note Purchase Agreement, dated as of October 25, 2018, by and among Hercules Capital, Inc., as Originator and Servicer, Hercules Capital Funding 2018-1 LLC, as Trust Depositor,... (Filed With SEC on November 2, 2018)

Administration Agreement, dated November 1, 2018, by and among Hercules Capital, Inc., as Administrator, Hercules Capital Funding Trust 2018-1, as Issuer, Wilmington Trust... (Filed With SEC on November 2, 2018)

Fifth Amendment to the Amended and Restated Loan and Security Agreement, dated as of July 31, 2018, by and among Hercules Funding II LLC as borrower, Wells Fargo Capital Finance,... (Filed With SEC on November 1, 2018)

Sixth Amendment to the Amended and Restated Loan and Security Agreement, dated as of October 26, 2018, by and among Hercules Funding II LLC as borrower, Wells Fargo Capital... (Filed With SEC on November 1, 2018)

Second Amendment to the Loan and Security Agreement, dated as of May 25, 2018, by and among Hercules Funding III, LLC, as borrower, MUFG Union Bank, N.A., as the arranger and... (Filed With SEC on June 1, 2018)

Form of Retention Performance Stock Unit Award Agreement (Filed With SEC on May 3, 2018)

Form of Cash Retention Bonus Award Agreement (Filed With SEC on May 3, 2018)

Separation Agreement, dated as of November 2, 2017, by and between Hercules Capital, Inc. and Mark Harris (Filed With SEC on November 2, 2017)

Asset Purchase Agreement, dated as of November 1, 2017 by and between Ares Capital Corporation, a Maryland corporation and, together with each Seller Designee permitted pursuant... (Filed With SEC on November 2, 2017)

Retention Agreement, dated as of October 26, 2017, by and between Hercules Capital, Inc. and Scott Bluestein (Filed With SEC on October 26, 2017)

Retention Agreement, dated as of October 26, 2017, by and between Hercules Capital, Inc. and Mark Harris (Filed With SEC on October 26, 2017)

Retention Agreement, dated as of October 26, 2017, by and between Hercules Capital, Inc. and Manual Henriquez (Filed With SEC on October 26, 2017)

FOURTH AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on April 7, 2017)

HERCULES CAPITAL, INC. AND U.S. BANK NATIONALASSOCIATION, as Trustee INDENTURE Dated as ofJanuary 25, 2017 4.375% Convertible Senior Notes due 2022 TABLE OF CONTENTS (Filed With SEC on January 25, 2017)

FORM OF HERCULESCAPITAL, INC. 2004 EQUITY INCENTIVE PLAN AS AMENDED AND RESTATED EFFECTIVE DECEMBER 29, 2016 (Filed With SEC on January 5, 2017)

[Hercules Letterhead] Hercules Capital, Inc. Amended and Restated 2004 Equity Incentive Plan Restricted Stock Unit Award Agreement (Filed With SEC on January 5, 2017)

[Hercules Letterhead] Hercules Capital, Inc. Amended and Restated 2004 Equity Incentive Plan Performance Restricted Stock Unit Award Agreement (Filed With SEC on January 5, 2017)

AMENDED AND RESTATED INDEMNIFICATION AGREEMENT (Filed With SEC on July 22, 2016)

FIRST AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on July 19, 2016)

SALE AND SERVICING AGREEMENT Among HERCULES FUNDING III, LLC, as Borrower And HERCULES CAPITAL, INC., asOriginator and Servicer and MUFG UNION BANK, N.A., as Agent Dated as of May... (Filed With SEC on May 10, 2016)

LOAN AND SECURITYAGREEMENT by and among HERCULES FUNDING III, LLC asBorrower, THE LENDERS THAT ARE SIGNATORIES HERETO as the Lenders, and MUFG UNION BANK, N.A. as theArranger and... (Filed With SEC on May 10, 2016)

THIRDAMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on April 11, 2016)

SECONDAMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on March 8, 2016)

Specimen certificate of the Companys common stock, par value $.001 per share (Filed With SEC on February 25, 2016)

FIRST AMENDMENT TO AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on December 18, 2015)

FIRST AMENDMENT AND WAIVER TO SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (Filed With SEC on November 13, 2015)

AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT by and among HERCULESFUNDING II LLC as Borrower, THE LENDERS THAT ARE SIGNATORIES HERETO as the Lenders, and WELLS FARGO CAPITAL... (Filed With SEC on June 30, 2015)

AMENDED AND RESTATED SALE ANDSERVICING AGREEMENT Among HERCULES FUNDING II LLC, asBorrower And HERCULESTECHNOLOGY GROWTH CAPITAL, INC., as Originator and Servicer And WELLS FARGO... (Filed With SEC on June 30, 2015)

SEVENTH AMENDMENT TO LOAN AND SECURITY AGREEMENT (Filed With SEC on May 7, 2015)

SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT by and among HERCULESTECHNOLOGY GROWTH CAPITAL, INC. as Borrower, THE LENDERS PARTY HERETO FROM TIME TO TIME as Lenders,... (Filed With SEC on August 19, 2014)

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