Credit Agreements in the Capital Markets Industry

854 Contracts & Agreements

Browse by Company

AFFILIATED MANAGERS GROUP, INC. (13 contracts)
ALLIANCEBERNSTEIN HOLDING L.P. (5)
ALTIMAR ACQUISITION CORP. (3)
Ameriprise Financial (3)
Apollo Global Management LLC (13)
APOLLO INVESTMENT CORP (7)
ARES CAPITAL CORP (9)
Ares Management Corp (1)
Artisan Partners Asset Management Inc. (3)
Ashford Inc. (6)
B. Riley Financial, Inc. (27)
Bain Capital Specialty Finance, Inc. (4)
Barings BDC, Inc. (11)
BGC Partners, Inc. (15)
BlackRock (7)
BlackRock Capital Investment Corp (6)
BlackRock Private Credit Fund (2)
BlackRock TCP Capital Corp. (3)
Blackstone / GSO Secured Lending Fund (11)
Blackstone Group L.P. (7)
Blackstone Private Credit Fund (14)
Blackstone Private Equity Strategies Fund L.P. (1)
Blucora, Inc. (5)
BrightSphere Investment Group Inc. (3)
CAPITAL SOUTHWEST CORP (2)
Capitala Finance Corp. (7)
Cboe Global Markets (2)
CERES ABINGDON L.P. (1)
Charles Schwab Corporation (9)
CION Investment Corp (2)
CM Finance Inc (5)
CME Group Inc. (25)
Cohen & Co Inc. (6)
COHEN & STEERS INC (1)
COWEN INC. (4)
Crescent Capital BDC, Inc. (6)
Donnelley Financial Solutions, Inc. (4)
E*Trade (4)
Eaton Vance Corp (3)
EQUUS TOTAL RETURN, INC. (1)
Evercore (2)
FactSet Research Systems Inc (12)
Federated Investors (9)
FIDUS INVESTMENT Corp (6)
Focus Financial Partners Inc. (3)
Franklin Resources (1)
FS KKR Capital Corp (13)
GAIN Capital Holdings, Inc. (2)
GAMCO INVESTORS, INC. ET AL (1)
GCM Grosvenor Inc. (2)
GLADSTONE CAPITAL CORP (23)
GLADSTONE INVESTMENT CORPORATION (11)
GlassBridge Enterprises, Inc. (4)
Goldman Sachs BDC, Inc. (1)
Goldman Sachs Middle Market Lending Corp. (5)
Goldman Sachs Middle Market Lending Corp. II (3)
Goldman Sachs Private Middle Market Credit II LLC (1)
Goldman Sachs Private Middle Market Credit LLC (1)
GOLUB CAPITAL BDC, Inc. (7)
Greenhill & Co., Inc. (2)
Harvest Capital Credit Corp (3)
Hercules Capital, Inc. (2)
Heritage Global Inc. (1)
Horizon Technology Finance Corp (1)
HOULIHAN LOKEY, INC. (5)
Interactive Brokers (1)
Intercontinental Exchange (8)
INTL FCStone Inc. (68)
Invesco Ltd. (3)
Investment Technology Group, Inc. (6)
KKR & Co. Inc. (22)
LADENBURG THALMANN FINANCIAL SERVICES INC. (4)
Lazard Ltd (10)
Legg Mason Inc (5)
LPL Financial Holdings Inc. (1)
Main Street Capital CORP (15)
Manning & Napier, Inc. (2)
MarketAxess Holdings Inc (6)
Medley Capital Corp (18)
MEDLEY MANAGEMENT INC. (5)
MONROE CAPITAL Corp (5)
Moody's Corp (9)
Morgan Stanley Direct Lending Fund (11)
Morningstar, Inc. (3)
MSCI Inc (9)
MVC CAPITAL, INC. (20)
Nasdaq, Inc. (15)
Nebula Parent Corp. (1)
New Mountain Finance Corp (6)
Newtek Business Services Corp. (2)
Oaktree Specialty Lending Corp (23)
Oaktree Strategic Income Corp (2)
Och-Ziff Capital Management Group LLC (6)
OFS Capital Corp (2)
Owl Rock Capital Corp (14)
Oxford Square Capital Corp. (6)
P10, Inc. (1)
PennantPark Floating Rate Capital Ltd. (2)
PENNANTPARK INVESTMENT CORP (3)
Piper Jaffray Companies (7)
Pzena Investment Management, Inc. (2)
RAND CAPITAL CORP (2)
Raymond James Financial Inc. (19)
Robinhood Markets, Inc. (3)
Runway Growth Credit Fund Inc. (13)
S&P Global, Inc. (6)
SAFEGUARD SCIENTIFICS INC (1)
SEI Investments Corp (11)
Silvercrest Asset Management Group Inc. (9)
Solar Capital Ltd. (7)
Stellus Capital Investment Corp (10)
StepStone Group Inc. (1)
Tango Holdings, Inc. (1)
TCG BDC, INC. (5)
TD AMERITRADE HOLDING CORP (16)
TPG Partners, LLC (3)
TPG Specialty Lending, Inc. (17)
Tradeweb Markets Inc. (3)
TriplePoint Venture Growth BDC Corp. (5)
U S GLOBAL INVESTORS INC (2)
Virtus Investment Partners, Inc. (12)
Waddell & Reed Financial, Inc. (2)
WhiteHorse Finance, Inc. (1)

Recent Contracts

Amendment No. 1 to Credit and Security Agreement among BlackRock Private Credit Fund Leverage I, LLC and PNC Bank, National Association as revolving lender, term lender, facility... (BlackRock Private Credit Fund, Filed With SEC on September 11, 2023)
Credit Agreement, dated as of August 9, 2023, among MarketAxess Holdings Inc., a Delaware corporation, the lenders party thereto and JPMorgan Chase Bank, N.A., as administrative... (MarketAxess Holdings Inc, Filed With SEC on August 9, 2023)
Fifth Amended and Restated Limited Liability Company Agreement, dated as of April 20, 2023, between Carlyle Secured Lending, Inc. and Credit Partners USA LLC, as members (TCG BDC, INC., Filed With SEC on August 8, 2023)
First Amendment to Amended and Restated Credit Agreement, dated April 26, 2023, by and between Piper Sandler Companies and U.S. Bank National Association (Piper Jaffray Companies, Filed With SEC on August 2, 2023)
Second Amended and Restated Credit Agreement, dated as of June 6, 2023, among Lazard Group LLC, the Banks from time to time parties thereto, and Citibank, N.A., as Administrative... (Lazard Ltd, Filed With SEC on July 31, 2023)
Amendment No. 1 to Second Amended and Restated Sale and Servicing Agreement, dated as of June 29, 2023, by and among Horizon Credit II LLC, as buyer, the Company, as originator... (Horizon Technology Finance Corp, Filed With SEC on June 30, 2023)
Form of Equity Distribution Agreement, dated as of June 30, 2023, by and among Blackstone Secured Lending Fund, Blackstone Credit BDC Advisors LLC, Blackstone Alternative Credit... (Blackstone / GSO Secured Lending Fund, Filed With SEC on June 30, 2023)
First Amendment to the Amended and Restated Credit Agreement, dated as of June 29, 2023, by and among Blue Owl Finance LLC, Blue Owl Capital Holdings LP, Blue Owl Capital Carry... (ALTIMAR ACQUISITION CORP., Filed With SEC on June 29, 2023)
Ninth Amendment to Credit Agreement, dated as of June 17, 2021, among Silvercrest Asset Management Group LLC, Silvercrest Investors LLC, Silvercrest Investors II LLC and... (Silvercrest Asset Management Group Inc., Filed With SEC on June 15, 2023)
First Amendment, Extension Agreement and Incremental Assumption Agreement to the Second Amended and Restated Senior Secured Credit Agreement dated June 9, 2023, by and among the... (Blackstone / GSO Secured Lending Fund, Filed With SEC on June 13, 2023)
Second Amended and Restated Senior Secured Credit Agreement dated June 9, 2023, by and among the Company, each of the Lenders from time to time party thereto and Citibank, N.A.,... (Blackstone / GSO Secured Lending Fund, Filed With SEC on June 13, 2023)
First Amendment and Extension Agreement to the Amended and Restated Senior Secured Credit Agreement dated June 9, 2023, by and among the Company, each of the Lenders from time to... (Blackstone Private Credit Fund, Filed With SEC on June 13, 2023)
Amended and Restated Senior Secured Credit Agreement dated June 9, 2023, by and among the Company, each of the Lenders from time to time party thereto and Citibank, N.A., as... (Blackstone Private Credit Fund, Filed With SEC on June 13, 2023)
364-Day Revolving Credit Agreement, dated as of April 7, 2023, among KKR Capital Markets Holdings L.P., certain subsidiaries of KKR Capital Markets Holdings, L.P., Mizuho Bank... (KKR & Co. Inc., Filed With SEC on May 10, 2023)
Amendment No. 1 to Amended and Restated Credit Agreement, dated as of March 29, 2023, among Nasdaq, Inc., the Lenders party hereto, Bank of America, N.A., as administrative agent... (Nasdaq, Inc., Filed With SEC on May 4, 2023)
Sixth Amended and Restated Credit Agreement, dated as of April 26, 2023, among Invesco Finance PLC, the company, the banks, financial institutions and other institutional lenders... (Invesco Ltd., Filed With SEC on May 3, 2023)
Sixth Amended and Restated Guaranty, dated as of April 26, 2023, with respect to the Sixth Amended and Restated Credit Agreement by the company in favor of Bank of America, N.A.,... (Invesco Ltd., Filed With SEC on May 3, 2023)
Amendment No. 7 to Credit Agreement, dated as of April 26, 2023, among Chicago Mercantile Exchange Inc., Bank of America, N.A., in its capacity as administrative agent, Citibank,... (CME Group Inc., Filed With SEC on April 28, 2023)
Fifth Amendment to the Revolving Credit and Security Agreement, dated as of April 20, 2023, among ARCC FB Funding LLC, as borrower, the lenders from time to time parties thereto,... (ARES CAPITAL CORP, Filed With SEC on April 25, 2023)
Amended and Restated Senior Secured Revolving Credit Agreement, dated as of April 19, 2023, between MidCap Financial Investment Corporation, the lenders party thereto, and... (APOLLO INVESTMENT CORP, Filed With SEC on April 20, 2023)
First Amendment to the Second Amended and Restated Credit Agreement, dated as of March 30, 2023, between BGSL Big Sky Funding LLC and Bank of America, N.A (Blackstone / GSO Secured Lending Fund, Filed With SEC on April 5, 2023)
Amendment No. 2, dated as of March 31, 2023, by and between Tradeweb Markets LLC and Citibank, N.A., as administrative agent, relating to the Credit Agreement, dated as of April... (Tradeweb Markets Inc., Filed With SEC on April 4, 2023)
First Amendment, dated March 28, 2023, to Credit Agreement, dated as of October 15, 2021, by and among MarketAxess Holdings Inc., as borrower, a syndicate of lenders and JPMorgan... (MarketAxess Holdings Inc, Filed With SEC on March 31, 2023)
Amended and Restated Credit Agreement by and between Inspire Event Technologies Holdings, LLC and Comerica Bank, dated March 24, 2023 (composite version, reflects all amendments... (Ashford Inc., Filed With SEC on March 28, 2023)
Second Amended and Restated Credit Agreement, dated as of March 24, 2023, among Robinhood Securities, LLC, as borrower, the lenders party thereto, and JPMorgan Chase Bank, N.A.,... (Robinhood Markets, Inc., Filed With SEC on March 24, 2023)
First Amendment to Credit and Guaranty Agreement, dated as of December 20, 2022, among Sculptor Capital LP, as borrower, Sculptor Capital Advisors LP, Sculptor Capital Advisors II... (Och-Ziff Capital Management Group LLC, Filed With SEC on March 3, 2023)
Second Amendment to the Revolving Credit and Security Agreement by and among OFSCC-FS, LLC, as borrower, the lenders from time to time parties thereto, BNP Paribas, as... (OFS Capital Corp, Filed With SEC on March 3, 2023)
Form of Equity Distribution Agreement, dated as of March 3, 2023, by and among Blackstone Secured Lending Fund, Blackstone Credit BDC Advisors LLC, Blackstone Alternative Credit... (Blackstone / GSO Secured Lending Fund, Filed With SEC on March 3, 2023)
First Amendment, dated November 4, 2022, to 364-Day Revolving Credit Agreement, dated as of April 8, 2022, among KKR Capital Markets Holdings L.P., certain subsidiaries of KKR... (KKR & Co. Inc., Filed With SEC on February 27, 2023)
Sixth Amendment, dated as of November 4, 2022, among KKR Capital Markets Holdings L.P., certain subsidiaries of KKR Capital Markets Holdings L.P., Mizuho Bank, Ltd., as... (KKR & Co. Inc., Filed With SEC on February 27, 2023)
Joinder Agreement and Supplement, dated January 13, 2023, to the Third Amended and Restated Credit Agreement (Main Street Capital CORP, Filed With SEC on February 24, 2023)
Amended and Restated Credit Agreement, dated December 20, 2022, by and between Piper Sandler Companies and U.S. Bank National Association (Piper Jaffray Companies, Filed With SEC on February 24, 2023)
Amendment No. 11 to First Lien Credit Agreement, dated as of December 9, 2022, by among Focus LLC, as borrower and Bank of America, N.A., as revolver administrative agent (Focus Financial Partners Inc., Filed With SEC on February 16, 2023)
Commitment Amount Increase Request, dated December 19, 2022, to the Credit Agreement, entered into as of December 12, 2022, by and between StoneX Financial Inc., as borrower,... (INTL FCStone Inc., Filed With SEC on February 7, 2023)
Third Amendment to the Revolving Credit and Security Agreement, dated as of August 17, 2022, among ARCC FB Funding LLC, as borrower, the lenders from time to time parties thereto,... (ARES CAPITAL CORP, Filed With SEC on February 7, 2023)
Fourth Amendment to the Revolving Credit and Security Agreement, dated as of January 9, 2023, among ARCC FB Funding LLC, as borrower, the lenders from time to time parties... (ARES CAPITAL CORP, Filed With SEC on February 7, 2023)
Credit Agreement, entered into as of December 12, 2022, by and between StoneX Financial Inc., as borrower, StoneX Group Inc., as a guarantor, BMO Harris Bank N.A., as... (INTL FCStone Inc., Filed With SEC on February 7, 2023)
Credit Agreement, dated as of January 20, 2023, among Cohen & Steers, Inc., Bank of America, N.A., as administrative agent, sole lead arranger and sole bookrunner, State Street... (COHEN & STEERS INC, Filed With SEC on January 23, 2023)
First Omnibus Amendment to the Senior Secured Revolving Credit Agreement and Guarantee and Security Agreement (Crescent Capital BDC, Inc., Filed With SEC on January 18, 2023)
Fourth Amendment to the Revolving Credit and Security Agreement, dated as of January 9, 2023, among ARCC FB Funding LLC, as borrower, the lenders from time to time parties... (ARES CAPITAL CORP, Filed With SEC on January 11, 2023)