PROSPECT CAPITAL CORP Business Finance Contracts & Agreements

52 Contracts & Agreements
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Legal Opinion of Venable LLP Regarding Validity of Preferred Stock Issuance by Prospect Capital Corporation
Stock Agreements
PROSPECT CAPITAL CORP
Capital Markets
2024
Description of Prospect Capital Corporation’s Capital Stock Registered Under Section 12 of the Securities Exchange Act of 1934
Stock Agreements
PROSPECT CAPITAL CORP
Capital Markets
2024
Second Amendment to Seventh Amended and Restated Loan and Servicing Agreement among Prospect Capital Funding LLC, U.S. Bank Trust Company, KeyBank, and Others
Loan Agreements
PROSPECT CAPITAL CORP
Capital Markets
2024
First Amendment to Seventh Amended and Restated Loan and Servicing Agreement among Prospect Capital Funding LLC, Lenders, U.S. Bank Trust Company, and KeyBank
Loan Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2022
Subscription Escrow Agreement between Prospect Capital Corporation and UMB Bank, N.A.
Escrow Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2022
Supplemental Indenture for 3.437% Notes Due 2028 between Prospect Capital Corporation and U.S. Bank National Association
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Underwriting Agreement for $300,000,000 3.437% Notes due 2028 between Prospect Capital Corporation and Underwriters
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Supplemental Indenture for 3.364% Notes due 2026 between Prospect Capital Corporation and U.S. Bank National Association
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Seventh Amended and Restated Loan and Servicing Agreement among Prospect Capital Funding LLC, Prospect Capital Corporation, and Lenders
Loan Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Underwriting Agreement for $25,000,000 3.706% Notes due 2026 between Prospect Capital Corporation and Goldman Sachs & Co. LLC
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Supplemental Indenture for 3.706% Notes Due 2026 between Prospect Capital Corporation and U.S. Bank National Association
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Underwriting Agreement for $325,000,000 3.706% Notes Due 2026 between Prospect Capital Corporation and Underwriters
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Subscription Escrow Agreement among Prospect Capital Corporation, Preferred Capital Securities, LLC, and UMB Bank, N.A.
Escrow Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2020
First Amendment to Sixth Amended and Restated Loan and Servicing Agreement among Prospect Capital Funding LLC, Lenders, and KeyBank
Loan Agreements
PROSPECT CAPITAL CORP
Capital Markets
2019
Sixth Amended and Restated Loan and Servicing Agreement among Prospect Capital Funding LLC, Prospect Capital Corporation, and Lenders
Loan Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2018
Underwriting Agreement for $90,000,000 4.95% Convertible Notes due 2022 between Prospect Capital Corporation and Goldman Sachs & Co. LLC
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2018
Supplemental Indenture for 4.95% Convertible Notes Due 2022 between Prospect Capital Corporation and U.S. Bank National Association
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2017
Underwriting Agreement for $225,000,000 4.95% Convertible Notes due 2022 between Prospect Capital Corporation and Goldman, Sachs & Co.
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2017
Indenture Agreement for 4.75% Senior Convertible Notes Due 2020 between Prospect Capital Corporation and American Stock Transfer & Trust Company, LLC
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2014
Supplemental Indenture for 5.875% Senior Notes due 2023 between Prospect Capital Corporation and U.S. Bank National Association
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2013
Indenture for 5.875% Senior Convertible Notes Due 2019 between Prospect Capital Corporation and American Stock Transfer & Trust Company, LLC
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2012
Indenture for 5.75% Senior Convertible Notes Due 2018 between Prospect Capital Corporation and American Stock Transfer & Trust Company, LLC
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2012
Supplemental Indenture for 6.95% Senior Notes due 2022 between Prospect Capital Corporation and U.S. Bank National Association
Indenture Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2012
Description of Prospect Capital Corporation’s Capital Stock Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
2023
Description of Prospect Capital Corporation’s Capital Stock Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
2022
Amendment No. 1 to Amended and Restated Dealer Manager Agreement between Prospect Capital Corporation and Preferred Capital Securities, LLC
Modification Agreements
PROSPECT CAPITAL CORP
Capital Markets
2022
Description of Prospect Capital Corporation’s Capital Stock Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Underwriting Agreement for $150,000,000 5.35% Series A Preferred Stock of Prospect Capital Corporation
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Underwriting Agreement for $300,000,000 3.364% Notes due 2026 between Prospect Capital Corporation and Underwriters
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Underwriting Agreement for 5.50% Series A2 Preferred Stock between Prospect Capital Corporation and UBS Securities LLC
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Amended and Restated Dealer Manager Agreement between Prospect Capital Corporation and Preferred Capital Securities, LLC (February 25, 2021)
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Underwriting Agreement for $50,000,000 3.706% Notes due 2026 between Prospect Capital Corporation and Goldman Sachs & Co. LLC
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2021
Dealer Manager Agreement among Prospect Capital Corporation, Prospect Capital Management L.P., Prospect Administration LLC, and Incapital LLC (October 30, 2020)
Underwriting Agreements
PROSPECT CAPITAL CORP
Capital Markets
IL
2020
Description of Prospect Capital Corporation Capital Stock Registered Under Section 12 of the Securities Exchange Act of 1934
Equity Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2020
Dealer Manager Agreement between Prospect Capital Corporation and Preferred Capital Securities, LLC (August 3, 2020)
Equity Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2020
Equity Distribution Agreement between Prospect Capital Corporation and KeyBanc Capital Markets Inc. (June 12, 2020)
Equity Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2020
Equity Distribution Agreement between Prospect Capital Corporation and Barclays Capital Inc. (June 12, 2020)
Equity Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2020
Equity Distribution Agreement between Prospect Capital Corporation and RBC Capital Markets, LLC (June 12, 2020)
Equity Distribution Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2020
Prospect Capital Corporation 4.95% Convertible Notes Due 2022 (Global Note)
Note Agreements
PROSPECT CAPITAL CORP
Capital Markets
2018
Prospect Capital Corporation $130,000,000 5.375% Senior Convertible Notes Due 2017 Purchase Agreement with Goldman, Sachs & Co.
Purchase Agreements
PROSPECT CAPITAL CORP
Capital Markets
NY
2012