GlassBridge Enterprises, Inc. Contracts & Agreements

222 Contracts & Agreements
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Amendment to Promissory Note (Revolver) between Glassbridge Enterprises, Inc. and Alex Spiro
Note Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2025
First Amendment to 382 Rights Agreement between GlassBridge Enterprises, Inc. and Equiniti Trust Company, LLC
Modification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2024
Securities Purchase Agreement between Glassbridge Enterprises, Inc. and Alex Spiro
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2024
Promissory Note (Revolver) between GlassBridge Enterprises, Inc. and Alex Spiro dated July 16, 2024
Note Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2024
Common Stock Purchase Warrant Agreement between GlassBridge Enterprises, Inc. and Alex Spiro
Warrant Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2024
GlassBridge Enterprises, Inc. Series 1 Restricted Stock Unit Award Agreement with Alex Spiro
Stock Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2024
Indemnification Agreement between GlassBridge Enterprises, Inc. and Alex Spiro
Indemnification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2024
Indemnification Agreement between GlassBridge Enterprises, Inc. and Daniel Strauss (July 22, 2024)
Indemnification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2024
Indemnification Agreement between GlassBridge Enterprises, Inc. and Robert Torricelli (July 22, 2024)
Indemnification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2024
Loan and Security Agreement between Western Alliance Bank and Greenway Mortgage Funding Corp. (May 30, 2024)
Loan Agreements
GlassBridge Enterprises, Inc.
Capital Markets
AZ
2024
Pass-Through Leverage Agreement among GlassBridge Enterprises, Greenway Mortgage Funding, and Greenway Mortgage Holding (May 30, 2024)
Financing Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2024
Limited Guaranty, Pledge and Security Agreement between GlassBridge Enterprises Inc. and Western Alliance Bank
Guaranty Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2024
Loan and Security Agreement among GB HEI, LLC, GB HRP, LLC, and East West Bank (May 9, 2024)
Loan Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DC
2024
Pledge Agreement between GB HRP, LLC and East West Bank as Agent for Lenders (May 9, 2024)
Pledge Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2024
Sale, Contribution and Transfer Agreement between GB HRP, LLC and GB HEI, LLC dated May 9, 2024
Contribution Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2024
Loan and Security Agreement between GB HRP, LLC and Point Digital Finance, Inc. dated February 9, 2024
Loan Agreements
GlassBridge Enterprises, Inc.
Capital Markets
CA
2024
$10,000,000 Revolving Line of Credit Note between GB HRP, LLC and Point Digital Finance, Inc. dated February 9, 2024
Note Agreements
GlassBridge Enterprises, Inc.
Capital Markets
CA
2024
First Amendment to Stock Purchase Agreement between GlassBridge Enterprises, Inc. and Tacora Capital, LP
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2024
GlassBridge Enterprises, Inc. Amended and Restated Equity Incentive Plan
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2024
GlassBridge Enterprises, Inc. 2023 Equity Incentive Plan Restricted Stock Unit Agreement with Daniel Strauss
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2024
GlassBridge Enterprises, Inc. 2023 Equity Incentive Plan Incentive Stock Option Agreement
Warrant Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2024
GlassBridge Enterprises, Inc. 2023 Equity Incentive Plan Non-Qualified Stock Option Agreement
Warrant Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2024
GlassBridge Enterprises, Inc. 2023 Equity Incentive Plan Stock Appreciation Right Agreement
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2024
GlassBridge Enterprises, Inc. 2023 Equity Incentive Plan Restricted Stock Agreement
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2024
Program Agreement among Point Digital Finance, Inc., Point Titling Trust, and GB HRP, LLC dated December 29, 2023
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2024
Master Option Sale Agreement among Point Digital Finance, Inc., Point Titling Trust, and GB HRP, LLC (December 29, 2023)
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2024
Master Option Servicing Agreement among Point Digital Finance, Inc., Point Titling Trust, and GB HRP, LLC (December 29, 2023)
Services Agreements
GlassBridge Enterprises, Inc.
Capital Markets
CA
2024
Custodial Agreement among GB HRP, LLC, Point Titling Trust, Point Digital Finance, Inc., and U.S. Bank National Association, dated December 29, 2023
Trust Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2024
SUBI Certificate Transfer Agreement between Point Digital Finance, Inc. and GB HRP, LLC (December 29, 2023)
Assignment Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2024
GlassBridge Enterprises, Inc. and Tacora Capital, LP Series 1 Restricted Stock Unit Award Agreement
Stock Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2023
GlassBridge Enterprises, Inc. and Tacora Capital, LP Series 2 Restricted Stock Unit Award Agreement
Stock Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2023
Stock Purchase Agreement between GlassBridge Enterprises, Inc. and Tacora Capital, LP (September 25, 2023)
Stock Agreements
GlassBridge Enterprises, Inc.
Capital Markets
TX
2023
Term Loan and Security Agreement between GlassBridge Enterprises, Inc. and Tacora Capital, LP (September 25, 2023)
Loan Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2023
Redemption Agreement between GlassBridge Enterprises, Inc. and Shareholders Dated September 25, 2023
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2023
Warrant Termination Agreement between GlassBridge Enterprises, Inc. and Gazellek Holdings I, LLC (September 22, 2023)
Warrant Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2023
Indemnification Agreement between GlassBridge Enterprises, Inc. and Keri Findley
Indemnification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2023
Indemnification Agreement between GlassBridge Enterprises, Inc. and Claire Councill (September 25, 2023)
Indemnification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2023
GlassBridge Enterprises, Inc. Equity Incentive Plan
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2023
Description of Glassbridge Enterprises, Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2023
Stock Purchase Agreement between Fintech Debt Corp and GlassBridge Enterprises, Inc. for Shares of Sport-BLX, Inc.
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2022
382 Rights Agreement between GlassBridge Enterprises, Inc. and Equiniti Trust Company (2021)
Trust Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2021
Assignment Agreement for Proprietary Software and Intellectual Property Rights between GEH Capital, LLC and Adara Enterprises Corp.
Assignment Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2020
Description of Glassbridge Enterprises, Inc. Securities Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2020
Demand Promissory Note between Sport-BLX, Inc. and GlassBridge Enterprises, Inc. dated December 27, 2019
Note Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2020
Stock Purchase Agreement between Joseph A. De Perio and GlassBridge Enterprises, Inc. for Shares of Sport-BLX, Inc.
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2020
Demand Promissory Note between Sport-BLX, Inc. and GlassBridge Enterprises, Inc. (as of October 1, 2019)
Note Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2020
Credit Facility Letter Agreement and Promissory Note between GlassBridge Enterprises, Inc. and Clinton Special Opportunities Fund LLC (2019)
Credit Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2020
Secured Promissory Note Agreement between GlassBridge Athlete, LLC and ORIX PTP Holdings, LLC, with GlassBridge Enterprises, Inc. (March 17, 2020)
Note Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2020
Security Agreement between GlassBridge Athlete, LLC and ORIX PTP Holdings, LLC dated March 17, 2020
Security Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2020
Pledge Agreement between GlassBridge Enterprises, Inc. and ORIX PTP Holdings, LLC dated March 17, 2020
Pledge Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2020
Promissory Note between Imation Enterprises Corp. and GlassBridge Enterprises, Inc. dated September 30, 2019
Note Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2019
Promissory Note between Imation Enterprises Corp. and GlassBridge Enterprises, Inc. dated September 30, 2019
Note Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2019
Securities Purchase Agreement between GlassBridge Enterprises, Inc. and ORIX PTP HOLDINGS, LLC dated October 1, 2019
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2019
Stockholders Agreement among Imation Enterprises Corp., GlassBridge Enterprises, Inc., and ORIX PTP Holdings, LLC dated September 27, 2019
Shareholders Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2019
Agreement Relating to the Assignment and Assumption of Promissory Notes among GlassBridge Enterprises, ORIX PTP Holdings, and Imation Enterprises
Assignment Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2019
Assignment of Claims Agreement between GlassBridge Enterprises, Inc. and Imation Enterprises Corp.
Assignment Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2019
Equity Assignment Agreement between GlassBridge Enterprises, Inc. and Imation Enterprises Corp. regarding Sport-BLX, Inc. Shares
Assignment Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2019
Settlement Agreement between GlassBridge Enterprises Inc. and Pension Benefit Guaranty Corporation (PBGC)
Settlement Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2019
Securities Purchase Agreement between GlassBridge Enterprises, Inc. and ORIX PTP HOLDINGS, LLC dated October 1, 2019
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2019
Pre-Payment and Release Agreement between GlassBridge Enterprises, Inc. and CMC Magnetics Corporation (March 2019)
Settlement Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2019
Securities Purchase Agreement between GlassBridge Enterprises, Inc. and IMN Capital Holdings Inc. dated March 31, 2019
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2019
Amended and Restated Services Agreement between Clinton Group, Inc. and GlassBridge Enterprises, Inc. (March 29, 2019)
Services Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2019
Settlement Agreement Regarding Copyright Levies Between ZPÜ, Collecting Societies, and Imation Group
Settlement Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2018
Exchange Agreement between Humilis Holdings Private Equity LP and GlassBridge Enterprises, Inc. for NXSN Acquisition Corp. Shares
Exchange Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2018
Option Agreement Among GlassBridge Enterprises, Humilis Holdings, NXSN Acquisition Corp., and Nexsan Corporation Dated August 2018
GlassBridge Enterprises, Inc.
Capital Markets
NY
2018
Assignment of Option Agreement between Humilis Holdings LLC and StorCentric, Inc. (August 15, 2018)
Assignment Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2018
Stock Purchase Agreement among StorCentric, Inc., NXSN Acquisition Corp., and GlassBridge Enterprises, Inc. dated August 16, 2018
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
CA
2018
Pre-Pay Agreement among IOENGINE, LLC, GlassBridge Enterprises, Inc., and Scott F. McNulty (August 13, 2018)
Settlement Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2018
Settlement Agreement and Mutual Release between Richard T. Romano, Robert H. Mack, and Nexsan Technologies, Inc. et al.
Settlement Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2018
Litigation Finance & Management Agreement between Imation Europe B.V. and Mach 5 B.V.
Financing Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2018
Settlement Agreement among IOENGINE, LLC, GlassBridge Enterprises, Inc., and Scott F. McNulty (September 28, 2017)
Settlement Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2017
Secured Promissory Note between GlassBridge Enterprises, Inc. and IOENGINE, LLC dated September 28, 2017
Note Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2017
Pledge Agreement between GlassBridge Enterprises, Inc. and IOENGINE, LLC dated September 28, 2017
Pledge Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2017
Settlement Agreement between GlassBridge Enterprises, Inc. and CMC Magnetics Corporation (September 15, 2017)
Settlement Agreements
GlassBridge Enterprises, Inc.
Capital Markets
MN
2017
Promissory Note between Imation Corporation Japan and CMC Magnetics Corporation dated September 15, 2017
Note Agreements
GlassBridge Enterprises, Inc.
Capital Markets
MN
2017
Guarantee Agreement between GlassBridge Enterprises, Inc. and CMC Magnetics Corporation (September 15, 2017)
Guaranty Agreements
GlassBridge Enterprises, Inc.
Capital Markets
MN
2017
Escrow Agreement among Nexsan Corporation, Imation Corp., Robert B. Fernander, and Escrow Agent Clint Parsley
Escrow Agreements
GlassBridge Enterprises, Inc.
Capital Markets
TX
2017
Severance Agreement among Nexsan Corporation, Robert B. Fernander, and Imation Corporation dated March 7, 2017
Severance Agreements
GlassBridge Enterprises, Inc.
Capital Markets
TX
2017
Services Agreement Between Clinton Group, Inc. and GlassBridge Enterprises, Inc. (March 2, 2017)
Services Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2017
Capacity and Services Agreement among Clinton Group, Inc., Imation Corp., and GlassBridge Asset Management, LLC (February 2, 2017)
Services Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2017
Registration Rights Agreement between Imation Corp. and Madison Avenue Capital Holdings, Inc. (February 2, 2017)
Registration Rights Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2017
Letter Agreement Regarding Lock-Up of Capacity Shares between Madison Avenue Capital Holdings, Inc. and Imation Corp.
Subscription Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2017
Amendment No. 1 to Employment Agreement between Imation Corp. and Danny Zheng
Employment Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2017
Senior Secured Convertible Note between NXSN Acquisition Corp. and Imation Corp. dated January 23, 2017
Note Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2017
Guaranty and Security Agreement among NxSN Acquisition Corp., Nexsan Corporation, and Imation Corp. dated January 23, 2017
Guaranty Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2017
Amendment No. 1 to Stock Purchase Agreement between Imation Corp. and NXSN Acquisition Corp.
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2016
Stock Purchase Agreement between Imation Corp. and NXSN Acquisition Corp. dated November 22, 2016
Stock Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2016
Subscription Agreement between Imation Corp. and Clinton Group, Inc. dated November 22, 2016
Subscription Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2016
Second Amendment to Employment Agreement between Imation Corp. and Robert B. Fernander
Employment Agreements
GlassBridge Enterprises, Inc.
Capital Markets
TX
2016
Employment Agreement between Nexsan Corporation, Robert B. Fernander, and Imation Corporation
Employment Agreements
GlassBridge Enterprises, Inc.
Capital Markets
TX
2016
Renewal, Extension, and Amendment of Employment Agreement between Imation Corp. and Robert B. Fernander
Employment Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2016
Employment Agreement between Imation Corp. and Danny Zheng (Chief Financial Officer)
Employment Agreements
GlassBridge Enterprises, Inc.
Capital Markets
TX
2016
Purchase and Sale Agreement between Imation Corp. and Larson Family Real Estate LLLP (Imation Corporate Campus)
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
MN
2016
First Amendment to Purchase and Sale Agreement between Imation Corp. and Larson Family Real Estate LLLP
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2016
Trademark Purchase Agreement between Imation Corp. and DPI, Inc. (MEMOREX Trademark)
Trademark Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2016
Second Amendment to Consulting Agreement between Imation Corp. and Realization Services, Inc.
Consulting Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2016
Third Amendment to Consulting Agreement between Imation Corp. and Realization Services, Inc.
Consulting Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2016
Separation and General Release Agreement between Imation Corp. and John P. Breedlove
Separation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
MN
2016
Separation and General Release Agreement between Imation Corp. and Scott J. Robinson
Separation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
MN
2015
Imation Corp. 2011 Restricted Stock Unit Award Agreement for Non-Employee Directors
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2015
Stock Purchase and Merger Agreement among Connected Data, Inc., Its Shareholders, Shareholder Representative Services LLC, Imation Transporter Co., and Imation Corp.
Merger Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2015
Agreement for Transfer of Shares and Termination of License Agreements between Imation Corp. and TDK Corporation
Exchange Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2015
Consulting Agreement between Geoff S. Barrall and Imation Corp. dated August 31, 2015
Consulting Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2015
Consulting Agreement between Imation Corp. and Robert B. Fernander dated August 17, 2015
Consulting Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2015
Consulting Agreement between Realization Services, Inc. and Imation Corp. dated August 17, 2015
Consulting Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2015
Amendment to Consulting Agreement between Imation Corp. and Realization Services, Inc. (September 16, 2015)
Consulting Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2015
Stock Purchase and Merger Agreement among Connected Data, Inc., Imation Corp., and Related Parties (October 14, 2015)
Merger Agreements
GlassBridge Enterprises, Inc.
Capital Markets
CA
2015
Employment Agreement between Imation Corp. and Robert B. Fernander (Interim CEO)
Employment Agreements
GlassBridge Enterprises, Inc.
Capital Markets
TX
2015
Separation Agreement and General Release between Imation Corp. and R. Ian Williams
Separation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
MN
2015
Separation Agreement between Imation Corp. and Mark E. Lucas (August 19, 2015)
Separation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2015
Imation Corp. and Wells Fargo Bank, N.A. 382 Rights Agreement (2015)
Registration Rights Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2015
Imation Corp. 2015 Director Compensation Program (as Amended May 20, 2015)
Compensation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2015
Imation Corp. 2014 Director Compensation Program (as Amended May 20, 2015)
Compensation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2015
Imation Corp. 2011 Stock Incentive Plan – Amendment to 2014 Performance Award Agreement
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2015
Amended and Restated Severance and Change of Control Agreement between Imation Corp. and Employee
Change of Control Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2014
Imation Corp. 2011 Stock Incentive Plan Performance-Based Restricted Stock Award Agreement with Executive Officer
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2014
Imation Corp. 2011 Stock Incentive Plan Performance Award Agreement with Executive Officer
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2014
Amendment to Performance-Based Restricted Stock Award Agreement under Imation Corp. 2011 Stock Incentive Plan (2014)
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2014
Amendment to Performance-Based Restricted Stock Award Agreement under Imation Corp. 2011 Stock Incentive Plan (2014)
Modification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2014
Amendment to Performance-Based Restricted Stock Award Agreement (2013) under Imation Corp. 2011 Stock Incentive Plan
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2014
Amendment to Performance Award Agreement (2013) under Imation Corp. 2011 Stock Incentive Plan
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2014
Amendment to Performance-Based Restricted Stock Award Agreement under Imation Corp. 2011 Stock Incentive Plan
Compensation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2014
Amendment to Performance Award Agreement under Imation Corp. 2011 Stock Incentive Plan
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2014
Imation Corp. 2014 Director Compensation Program (as Amended May 7, 2014)
Compensation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2014
Imation Corp. 2011 Stock Incentive Plan Performance Award Agreement with Executive Officer
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2014
Imation Corp. 2011 Stock Incentive Plan Performance-Based Restricted Stock Award Agreement with Executive Officer
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2014
Fourth Amendment to Purchase Agreement between FF Realty LLC and Imation Corp.
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2014
Fifth Amendment to Credit Agreement among Imation Corp., Imation Enterprises Corp., Imation Europe B.V., and Bank of America, N.A.
Credit Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2013
Imation Corp. Directors Compensation Program (as Amended May 8, 2013)
Compensation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2013
Imation Corp. 2011 Performance-Based Restricted Stock Award Agreement for Executive Officers
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2013
Fourth Amendment and Consent to Credit Agreement and First Amendment to Amended and Restated Guaranty among Imation Corp., Imation Enterprises Corp., Imation Europe B.V., Bank of...
Credit Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2013
Imation Corp. 2013 Directors Compensation Program (as Amended Effective January 1, 2013)
Compensation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2013
Imation Corp. Director Compensation Program (As Amended January 2013)
Compensation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2013
Imation Corp. 2011 Stock Incentive Plan Executive Performance Award Agreement
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2013
Amended and Restated Severance Agreement between Imation Corp. and Employee
Severance Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2013
Agreement and Plan of Merger among Imation Corp., Naboo Merger Corp., Nexsan Corporation, and Shareholder Representative Services LLC (December 31, 2012)
Merger Agreements
GlassBridge Enterprises, Inc.
Capital Markets
MN
2013
Imation Corp. Directors Compensation Program Amendment (Effective May 4, 2005, as Amended May 2, 2012)
Compensation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2012
Purchase Agreement between Imation Corp. and FF Realty LLC for 350 Lewis Road, Camarillo, CA
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
CA
2012
First Amendment to Purchase Agreement between FF Realty LLC and Imation Corp.
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2012
Second Amendment to Purchase Agreement between FF Realty LLC and Imation Corp.
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2012
Third Amendment to Purchase Agreement between FF Realty LLC and Imation Corp.
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2012
Imation Corp. 2011 Stock Incentive Plan Stock Option Agreement with Employee
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2011
Imation Corp. 2011 Stock Incentive Plan Restricted Stock Award Agreement with Employee
Stock Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2011
Imation Corp. 2011 Stock Incentive Plan Performance Award Agreement with Employee
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2011
Imation Corp. 2011 Stock Incentive Plan Non-Qualified Stock Option Agreement with Non-Employee Director
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2011
Imation Corp. 2011 Stock Incentive Plan Restricted Stock Award Agreement with Non-Employee Director
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2011
Imation Corp. 2008 Stock Incentive Plan Stock Option Agreement with Employee
Warrant Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2011
Imation Corp. Directors Compensation Program (As Amended February 10, 2011)
Compensation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2011
Amended and Restated Severance Agreement between Imation Corp. and Employee
Severance Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2009
Imation Corp. Directors Compensation Program (as Amended May 6, 2009)
Compensation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2009
Imation Corp. Employment Offer Letter to Mark E. Lucas for President and COO Position
Employment Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2009
Imation Corp. 2008 Stock Incentive Plan
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2008
Imation Corp. 2005 Stock Incentive Plan Non-Qualified Stock Option Agreement with Employee
Warrant Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2008
Imation Corp. 2008 Stock Incentive Plan Non-Qualified Stock Option Agreement with Employee
Warrant Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2008
Imation Corp. 2008 Stock Incentive Plan Non-Qualified Stock Option Agreement with Non-Employee Director
Warrant Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2008
Imation Corp. 2008 Stock Incentive Plan Restricted Stock Award Agreement for Executive Officers
Equity Distribution Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2008
Imation Corp. 2008 Stock Incentive Plan Restricted Stock Award Agreement for Directors
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2008
Second Amendment to Credit Agreement among Imation Corp., Imation Enterprises Corp., Bank of America, and Lenders
Credit Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2008
Amended and Restated Severance Agreement between Imation Corp. and Executive Officer
Severance Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2008
Imation Corp. Directors Compensation Program (Effective May 4, 2005, as Amended November 7, 2007)
Compensation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2008
Imation Corp. and TDK Corporation Investor Rights Agreement (July 31, 2007)
Investor Rights Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2007
Trademark License Agreement between TDK Corporation and Imation Corp. dated July 31, 2007
Trademark Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2007
IMN Trademark License Agreement between IMN Data Storage Holdings C.V. and TDK Corporation (July 31, 2007)
License Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2007
Supply Agreement between Imation Corp. and TDK Corporation dated July 31, 2007
Supply Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2007
Amendment to Credit Agreement among Imation Corp., Imation Enterprises Corp., Bank of America, N.A., and Lenders (July 24, 2007)
Credit Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2007
Asset Purchase Agreement among Hopper Radio of Florida, Inc., Memcorp, Inc., Memcorp Asia Limited, and Imation Corp.
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
FL
2007
Imation Corp. Directors Compensation Program (As Amended May 2, 2007)
Compensation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2007
Employment Closure Agreement between Imation Corp. and Bruce A. Henderson
Separation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2007
Credit Agreement between Imation Corp., Imation Enterprises Corp., and Consortium of Lenders (March 29, 2006)
Credit Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2006
Amendment to Employment Agreement Between Imation Corp. and Bruce A. Henderson
Employment Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2006
Amended and Restated Severance Agreement between Imation Corp. and Executive Officers (Except Mr. Henderson)
Severance Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2006
Amendment to Executive Officer Stock Option Agreements under Imation Corp. 2000 Stock Incentive Plan
Modification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2006
Amendment to Executive Officer Restricted Stock Award Agreement under Imation Corp. 2000 Stock Incentive Plan
Modification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2006
Amendment to Stock Option Agreement between Imation Corp. and Bruce A. Henderson under the 2000 Stock Incentive Plan
Modification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2006
Amendment to Stock Option Agreement between Imation Corp. and Frank P. Russomanno under the 2000 Stock Incentive Plan
Modification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2006
Amendment to Executive Officer Stock Option Agreement under Imation Corp. 2005 Stock Incentive Plan
Modification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2006
Amendment to Executive Officer Restricted Stock Award Agreement under Imation Corp. 2005 Stock Incentive Plan
Modification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2006
Amendment to Stock Option Agreement for Non-Employee Directors under Imation Corp. 2005 Stock Incentive Plan
Modification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2006
Amendment to Restricted Stock Award Agreement for Non-Employee Directors under Imation Corp. 2005 Stock Incentive Plan
Modification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2006
Imation Corp. 2005 Director Compensation Program (as amended February 8, 2006)
Compensation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2006
Imation Corp. 2005 Stock Incentive Plan Executive Officer Stock Option Agreement
Warrant Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2006
Imation Corp. 2005 Stock Incentive Plan Executive Officer Restricted Stock Award Agreement
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2006
Imation Corp. 2005 Stock Incentive Plan Non-Employee Director Stock Option Agreement
Warrant Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2006
Imation Corp. 2005 Stock Incentive Plan Non-Employee Director Restricted Stock Award Agreement
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2006
Amendment Agreement to Shareholders Agreement among Imation Corp., Moser Baer India Ltd., Global Data Media FZ-LLC, MBI International FZ-LLC, and MBII India Marketing Pvt. Ltd....
Shareholders Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2006
Acquisition Agreement between Imation Corp. and Memorex International Inc. dated January 19, 2006
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2006
Inducement Agreement among Hanny Holdings Limited, Memorex Holdings Limited, and Imation Corp. (January 19, 2006)
Voting Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2006
Imation Corp. 2005 Stock Incentive Plan (As Amended)
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2005
Amendment to Stock Option Agreement under Imation Corp. 2005 Stock Incentive Plan
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2005
Imation Corp. Amendment to 2005 Stock Incentive Plan Restricted Stock Award Agreement with Non-Employee Director
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2005
Imation Corp. 2005 Stock Incentive Plan
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2005
Imation Corp. 2005 Stock Incentive Plan Stock Option Agreement (Employee Non-Qualified Option)
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2005
Imation Corp. 2005 Stock Incentive Plan Stock Option Agreement for Executive Officers
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2005
Imation Corp. 2005 Stock Incentive Plan Stock Option Agreement for Directors
Warrant Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2005
Imation Corp. 2005 Stock Incentive Plan Restricted Stock Award Agreement (Employees)
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2005
Imation Corp. 2005 Stock Incentive Plan Restricted Stock Award Agreement (Executive Officers)
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2005
Imation Corp. 2005 Stock Incentive Plan Restricted Stock Award Agreement for Directors
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2005
Amendment to Restricted Stock Award Agreement under Imation Corp. 2000 Stock Incentive Plan for Executive Officers
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2005
Imation Corp. 2000 Stock Incentive Plan Restricted Stock Award Agreement for Executive Officers
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2005
Imation Corp. 2000 Stock Incentive Plan Stock Option Agreement (Employee Non-Qualified Option)
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2005
Imation Corp. 2000 Stock Incentive Plan Stock Option Agreement for Executive Officers
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2005
Imation Corp. Restricted Stock Award Agreement with Frank R. Russomanno under 2000 Stock Incentive Plan
Stock Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2005
Imation Corp. Directors Compensation Program Effective May 4, 2005
Compensation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2005
Imation Corp. 2000 Stock Incentive Plan Performance Stock Option Agreement with Frank P. Russomanno
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2005
Amendment to Stock Option Agreement between Imation Corp. and Bruce A. Henderson (February 1, 2005)
Stock Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2005
Imation Corp. 2000 Stock Incentive Plan Restricted Stock Award Agreement (Employees)
Equity Distribution Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2004
Imation Corp. Restricted Stock Award Agreement for Executive Officers under 2000 Stock Incentive Plan
Stock Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2004
Imation Corp. 2000 Stock Incentive Plan Employee Stock Option Agreement
Warrant Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2004
Imation Corp. 2000 Stock Incentive Plan Executive Officer Stock Option Agreement
Warrant Agreements
GlassBridge Enterprises, Inc.
Capital Markets
NY
2004
Employment Agreement between Imation Corp. and Bruce A. Henderson (Chief Executive Officer)
Employment Agreements
GlassBridge Enterprises, Inc.
Capital Markets
MN
2004
Separation Agreement and General Release between William T. Monahan and Imation Corp.
Separation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2004
Imation Corp. 2000 Stock Incentive Plan (As Amended February 6, 2003)
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2004
Shareholders Agreement among Imation Corp., Moser Baer India Ltd., Global Data Media FZ-LLC, and MBI International FZ-LLC (February 25, 2003)
Shareholders Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2004
Amendment No. 2 to Rights Agreement between Imation Corp. and Norwest Bank Minnesota, N.A.
Modification Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2003
Amendment No. 3 to Rights Agreement among Imation Corp., Equiserve Trust Company, N.A., and The Bank of New York
Investor Rights Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2003
Retirement Agreement between Imation Corp. and David H. Wenck
Retirement Agreements
GlassBridge Enterprises, Inc.
Capital Markets
MN
2003
Severance Agreement between Imation Corp. and William T. Monahan dated August 7, 2002
Severance Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2002
Imation Corp. 1996 Directors Stock Compensation Program (As Amended May 8, 2002)
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2002
Asset Purchase Agreement among Imation Corp., Kodak Polychrome Graphics LLC, and Kodak Polychrome Graphics Company Ltd. dated October 17, 2001
Purchase Agreements
GlassBridge Enterprises, Inc.
Capital Markets
DE
2002
Separation Agreement between Steven Ladwig and Imation Corp.
Separation Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2001
Amended and Restated Severance Agreement between Imation Corp. and Employee
Severance Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2001
Summary of Transaction Bonus Agreements for Named Executives
Bonus & Incentive Agreements
GlassBridge Enterprises, Inc.
Capital Markets
2001