Capital Markets (260) | Stock Agreements (260)

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ALTIMAR ACQUISITION CORP. (3)
Ameriprise Financial (2)
Ascendant Digital Acquisition Corp. (4)
Ashford Inc. (2)
AssetMark Financial Holdings, Inc. (7)
B. Riley Financial, Inc. (4)
BlackRock Capital Investment Corp (1)
Blackstone Group L.P. (3)
Blucora, Inc. (5)
Bridge Investment Group Holdings Inc. (1)
BrightSphere Investment Group Inc. (5)
Carlyle Group L.P. (6)
Cboe Global Markets (24)
Charles Schwab Corporation (4)
CME Group Inc. (1)
Coinbase Global, Inc. (2)
ContextLogic Inc. (5)
COWEN INC. (3)
DIAMOND HILL INVESTMENT GROUP INC (2)
Donnelley Financial Solutions, Inc. (2)
E*Trade (1)
ENTERPRISE DIVERSIFIED, INC. (2)
Evercore (2)
Federated Investors (9)
FinTech Acquisition Corp. IV (6)
Franklin Resources (3)
Freedom Holding Corp. (8)
GlassBridge Enterprises, Inc. (3)
Goldman Sachs (12)
Great Elm Capital Group, Inc. (1)
Greenhill & Co., Inc. (2)
Greenpro Capital Corp. (2)
Hamilton Lane INC (1)
Hercules Capital, Inc. (3)
Heritage Global Inc. (1)
Invesco Ltd. (2)
Investment Technology Group, Inc. (5)
Janus Henderson Group plc (2)
KKR & Co. Inc. (5)
Kyto Technology & Life Science, Inc. (1)
Lazard Ltd (1)
LPL Financial Holdings Inc. (3)
Manning & Napier, Inc. (7)
MarketAxess Holdings Inc (1)
MEDLEY MANAGEMENT INC. (3)
Morgan Stanley (3)
MSCI Inc (7)
Nasdaq, Inc. (9)
NATIONAL HOLDINGS CORP (3)
Nebula Parent Corp. (1)
NewHold Investment Corp. II (7)
Newtek Business Services Corp. (2)
Northern Trust Corp. (5)
Och-Ziff Capital Management Group LLC (1)
P10, Inc. (2)
Piper Jaffray Companies (1)
Pzena Investment Management, Inc. (2)
RAND CAPITAL CORP (1)
Raymond James Financial Inc. (1)
Robinhood Markets, Inc. (6)
S&P Global, Inc. (7)
SEI Investments Corp (1)
SIEBERT FINANCIAL CORP (3)
Silvercrest Asset Management Group Inc. (2)
T. Rowe Price Group (1)
The Bank of New York Mellon Corp. (2)
Tradeweb Markets Inc. (2)
Trinity Capital Inc. (2)
U S GLOBAL INVESTORS INC (1)
ValueSetters Inc. (2)
Victory Capital Holdings, Inc. (2)
Virtu Financial, Inc. (1)
Virtus Investment Partners, Inc. (2)
VPC Impact Acquisition Holdings (5)
Waddell & Reed Financial, Inc. (2)
WisdomTree Investments, Inc. (2)

Recent Contracts

Description of capital stock (ValueSetters Inc., Filed With SEC on August 8, 2022)
First Amendment to Stock Purchase Agreement, dated as of July 1, 2022, by and between the Company and Richard Gelman (Newtek Business Services Corp., Filed With SEC on August 8, 2022)
Forms of Restricted Stock Unit Award Notice and Agreement (AssetMark Financial Holdings, Inc., Filed With SEC on August 8, 2022)
Form of Stock Appreciation Right Award Notice and Agreement (AssetMark Financial Holdings, Inc., Filed With SEC on August 8, 2022)
Form of Nasdaq Restricted Stock Unit Award Certificate (employees) (Nasdaq, Inc., Filed With SEC on August 3, 2022)
Form of Nasdaq Restricted Stock Unit Award Certificate (directors) (Nasdaq, Inc., Filed With SEC on August 3, 2022)
CME Group Inc. Third Amended and Restated Omnibus Stock Plan, amended and restated as of May 4, 2022 (CME Group Inc., Filed With SEC on August 3, 2022)
Terms and Conditions of 2022 Restricted Stock Unit Award (S&P Global, Inc., Filed With SEC on August 3, 2022)
Terms and Conditions of 2022 Performance-Vesting Restricted Stock Unit Award (S&P Global, Inc., Filed With SEC on August 3, 2022)
Terms and Conditions of 2022 Restricted Stock Unit Award (S&P Global, Inc., Filed With SEC on August 3, 2022)