Capital Markets (158) | Stock Agreements (158)

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Ashford Inc. (2)
AssetMark Financial Holdings, Inc. (4)
BlackRock Capital Investment Corp (1)
Blackstone Group L.P. (2)
Blucora, Inc. (4)
BrightSphere Investment Group Inc. (5)
Carlyle Group L.P. (4)
Cboe Global Markets (16)
Charles Schwab Corporation (4)
ContextLogic Inc. (4)
COWEN INC. (2)
DIAMOND HILL INVESTMENT GROUP INC (2)
Donnelley Financial Solutions, Inc. (1)
E*Trade (1)
ENTERPRISE DIVERSIFIED, INC. (1)
Evercore (2)
Federated Investors (5)
Franklin Resources (1)
Freedom Holding Corp. (7)
GlassBridge Enterprises, Inc. (1)
Goldman Sachs (9)
Great Elm Capital Group, Inc. (1)
Greenhill & Co., Inc. (1)
Greenpro Capital Corp. (2)
Hamilton Lane INC (1)
Hercules Capital, Inc. (3)
Heritage Global Inc. (1)
Investment Technology Group, Inc. (5)
Janus Henderson Group plc (1)
KKR & Co. Inc. (5)
Kyto Technology & Life Science, Inc. (1)
Lazard Ltd (1)
LPL Financial Holdings Inc. (2)
Manning & Napier, Inc. (7)
MarketAxess Holdings Inc (1)
MEDLEY MANAGEMENT INC. (3)
Morgan Stanley (3)
MSCI Inc (4)
Nasdaq, Inc. (4)
NATIONAL HOLDINGS CORP (3)
Northern Trust Corp. (4)
Och-Ziff Capital Management Group LLC (1)
Piper Jaffray Companies (1)
Pzena Investment Management, Inc. (2)
RAND CAPITAL CORP (1)
Raymond James Financial Inc. (1)
S&P Global, Inc. (4)
SIEBERT FINANCIAL CORP (1)
Silvercrest Asset Management Group Inc. (2)
T. Rowe Price Group (1)
The Bank of New York Mellon Corp. (2)
Tradeweb Markets Inc. (2)
U S GLOBAL INVESTORS INC (1)
Victory Capital Holdings, Inc. (2)
Virtu Financial, Inc. (1)
Virtus Investment Partners, Inc. (2)
Waddell & Reed Financial, Inc. (2)
WisdomTree Investments, Inc. (1)

Recent Contracts

Restricted Stock Award Agreement, effective May 18, 2021, between Freedom Holding Corp. and Askar Tashtitov (Freedom Holding Corp., Filed With SEC on May 21, 2021)
Form of Restricted Stock Award Agreement (Freedom Holding Corp., Filed With SEC on May 21, 2021)
Restricted Stock Award Agreement, effective May 18, 2021, between Holding Corp. and Evgeniy Ler (Freedom Holding Corp., Filed With SEC on May 21, 2021)
Common Stock Purchase Agreement, dated as of January 31, 2021, between Siebert Financial Corp. and OpenHand Holdings, Inc (SIEBERT FINANCIAL CORP, Filed With SEC on May 17, 2021)
Amendment No. 2 to the Stock Purchase Agreement with USAA Investment Corporation and USAA Capital Corporation dated April 15, 2021 (Victory Capital Holdings, Inc., Filed With SEC on May 7, 2021)
Form of Restricted Class A Common Stock Agreement (Pzena Investment Management, Inc., Filed With SEC on May 6, 2021)
LPL Financial Holdings Inc. 2021 Employee Stock Purchase Plan (LPL Financial Holdings Inc., Filed With SEC on May 5, 2021)
Form of Global Restricted Stock Unit Agreement for Strategic Equity Time Vesting RSUs for Other Executive Officers (Carlyle Group L.P., Filed With SEC on April 29, 2021)
Terms and Conditions of 2021 Restricted Stock Unit Award (S&P Global, Inc., Filed With SEC on April 29, 2021)
Terms and Conditions of 2021 Cliff Vest Restricted Stock Unit Award (S&P Global, Inc., Filed With SEC on April 29, 2021)