180 DEGREE CAPITAL CORP. Contracts & Agreements

41 Contracts & Agreements
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Filed
Change in Control and Severance Agreement between 180 Degree Capital Corp. and Executive
Severance Agreements
180 DEGREE CAPITAL CORP.
NY
2017
Custody Agreement between Harris & Harris Group, Inc. and TD Bank, N.A. (February 24, 2011)
180 DEGREE CAPITAL CORP.
NY
2016
Harris & Harris Group, Inc. 2006 Equity Incentive Plan Non-Qualified Stock Option Agreement
Bonus & Incentive Agreements
180 DEGREE CAPITAL CORP.
NY
2015
Indemnification Agreement between Harris & Harris Group, Inc. and Director or Officer
Indemnification Agreements
180 DEGREE CAPITAL CORP.
NY
2013
Nonsolicitation Agreement between Harris & Harris Group, Inc. and Employee (2012)
Non-Competition Agreements
180 DEGREE CAPITAL CORP.
NY
2012
Harris & Harris Group, Inc. Director Restricted Stock Award Agreement under 2012 Equity Incentive Plan
Bonus & Incentive Agreements
180 DEGREE CAPITAL CORP.
2012
Harris & Harris Group, Inc. 2012 Equity Incentive Plan Employee Restricted Stock Award Agreement (Amended and Restated)
Bonus & Incentive Agreements
180 DEGREE CAPITAL CORP.
2012
Harris & Harris Group, Inc. 2006 Equity Incentive Plan
Bonus & Incentive Agreements
180 DEGREE CAPITAL CORP.
NY
2012
Harris & Harris Group, Inc. Employee Stock Purchase Plan
Bonus & Incentive Agreements
180 DEGREE CAPITAL CORP.
NY
2012
Harris & Harris Group Inc. 2010 Non-Qualified Stock Option Grant Schedule
Bonus & Incentive Agreements
180 DEGREE CAPITAL CORP.
2010
Harris & Harris Group Inc. Non-Qualified Stock Option Grant and Vesting Schedule (March 18, 2010)
Bonus & Incentive Agreements
180 DEGREE CAPITAL CORP.
2010
Harris & Harris Group, Inc. Employee Stock Purchase Plan
Bonus & Incentive Agreements
180 DEGREE CAPITAL CORP.
NY
2010
Amended and Restated Harris & Harris Group, Inc. Executive Mandatory Retirement Benefit Plan
Retirement Agreements
180 DEGREE CAPITAL CORP.
NY
2009
Indemnification Agreement between Harris & Harris Group, Inc. and Officer
Indemnification Agreements
180 DEGREE CAPITAL CORP.
NY
2009
Amendment No. 1 to Deferred Compensation Agreement between Harris & Harris Group, Inc. and Charles E. Harris
Compensation Agreements
180 DEGREE CAPITAL CORP.
2009
Harris & Harris Group, Inc. Amended and Restated Employee Profit Sharing Plan (Effective July 23, 2002)
Profit Sharing Plans
180 DEGREE CAPITAL CORP.
2008
Amended and Restated Employment Agreement between Harris & Harris Group, Inc. and Charles E. Harris (Effective August 2, 2007)
Employment Agreements
180 DEGREE CAPITAL CORP.
2007
Amended and Restated Severance Compensation Agreement between Harris & Harris Group, Inc. and Charles E. Harris
Severance Agreements
180 DEGREE CAPITAL CORP.
NY
2007
Amended and Restated Supplemental Executive Retirement Plan between Harris & Harris Group, Inc. and Charles E. Harris
Retirement Agreements
180 DEGREE CAPITAL CORP.
2007
Amended and Restated Harris & Harris Group, Inc. Executive Mandatory Retirement Benefit Plan
Retirement Agreements
180 DEGREE CAPITAL CORP.
NY
2007
Non-Qualified Stock Option Grant Summary for Harris, Jamison, Andreev, Janse, Forman, Wolfe, and Ushio
Compensation Agreements
180 DEGREE CAPITAL CORP.
2007
Harris & Harris Group Inc. Employee Stock Option Grant and Vesting Schedule (June 26, 2006)
Bonus & Incentive Agreements
180 DEGREE CAPITAL CORP.
2006
Deferred Compensation Agreement between Harris & Harris Group, Inc. and Charles E. Harris
Compensation Agreements
180 DEGREE CAPITAL CORP.
NY
2005
Global Custody Agreement between Harris & Harris Group, Inc. and Union Bank, N.A.
180 DEGREE CAPITAL CORP.
CA
2016
Lease Agreement between Rosh 1450 Properties LLC and Harris & Harris Group, Inc. for 1450 Broadway, 24th Floor
Lease Agreements
180 DEGREE CAPITAL CORP.
NY
2015
$20,000,000 Multi-Draw Term Loan Facility Credit Agreement between Harris & Harris Group, Inc. and ORIX Corporate Capital Inc.
Credit Agreements
180 DEGREE CAPITAL CORP.
NY
2013
First Amendment to Revolving Loan Agreement between Harris & Harris Group, Inc. and TD Bank, N.A.
Modification Agreements
180 DEGREE CAPITAL CORP.
2011
Global Custody Agreement between Harris & Harris Group, Inc. and Union Bank, N.A.
180 DEGREE CAPITAL CORP.
CA
2011
Revolving Loan Agreement between Harris & Harris Group, Inc. and TD Bank, N.A. dated February 24, 2011
Loan Agreements
180 DEGREE CAPITAL CORP.
NY
2011
Custody Agreement between Harris & Harris Group, Inc. and TD Bank, N.A. (February 24, 2011)
180 DEGREE CAPITAL CORP.
NY
2011
Harris & Harris Group Inc. Non-Qualified Stock Option Grant and Vesting Schedule (November 2009)
Warrant Agreements
180 DEGREE CAPITAL CORP.
2009
Lease Agreement between Rosh 1450 Properties LLC and Harris & Harris Group, Inc. for 24th Floor at 1450 Broadway
Lease Agreements
180 DEGREE CAPITAL CORP.
NY
2009
Custody Agreement between Listed Funds and The Bank of New York Mellon (March 2009)
180 DEGREE CAPITAL CORP.
2009
Harris & Harris Group, Inc. 2006 Equity Incentive Plan Non-Qualified Stock Option Agreement
Warrant Agreements
180 DEGREE CAPITAL CORP.
NY
2009
Subscription Agreement for Common Stock between Harris & Harris Group, Inc. and Investor
Subscription Agreements
180 DEGREE CAPITAL CORP.
2008
Placement Agency Agreement between Harris & Harris Group, Inc. and ThinkPanmure, LLC for Sale of Common Stock
Equity Distribution Agreements
180 DEGREE CAPITAL CORP.
2008
Escrow Agreement among Harris & Harris Group, Inc., ThinkPanmure, LLC, and JPMorgan Chase Bank, N.A. dated June 16, 2008
Escrow Agreements
180 DEGREE CAPITAL CORP.
NY
2008
Harris & Harris Group, Inc. 2006 Equity Incentive Plan Incentive Stock Option Agreement
Warrant Agreements
180 DEGREE CAPITAL CORP.
NY
2006
Harris & Harris Group, Inc. 2006 Equity Incentive Plan Non-Qualified Stock Option Agreement
Warrant Agreements
180 DEGREE CAPITAL CORP.
NY
2006
Trust Agreement Under Harris & Harris Group, Inc. Deferred Compensation Agreement with Charles E. Harris
Trust Agreements
180 DEGREE CAPITAL CORP.
2005
Harris & Harris Group, Inc. 2001 Directors Stock Purchase Plan
Stock Agreements
180 DEGREE CAPITAL CORP.
2001