Merger Agreements in the Capital Markets Industry

170 Contracts & Agreements

Browse by Company

ALTIMAR ACQUISITION CORP. (2 contracts)
Apollo Global Management LLC (1)
ARES CAPITAL CORP (2)
Artisan Partners Asset Management Inc. (5)
Ashford Inc. (3)
B. Riley Financial, Inc. (6)
Barings BDC, Inc. (1)
BGC Partners, Inc. (5)
BlackRock Capital Investment Corp (1)
BlackRock TCP Capital Corp. (1)
Blucora, Inc. (3)
Charles Schwab Corporation (3)
CME Group Inc. (7)
Cohen & Co Inc. (7)
COWEN INC. (2)
Crescent Capital BDC, Inc. (4)
E*Trade (3)
Eaton Vance Corp (2)
ENTERPRISE DIVERSIFIED, INC. (3)
EQUUS TOTAL RETURN, INC. (1)
Focus Financial Partners Inc. (1)
Franklin Resources (1)
FS KKR Capital Corp (3)
GAIN Capital Holdings, Inc. (1)
GAMCO INVESTORS, INC. ET AL (1)
Garrison Capital Inc. (1)
GlassBridge Enterprises, Inc. (3)
Goldman Sachs (1)
Goldman Sachs BDC, Inc. (3)
Goldman Sachs Middle Market Lending Corp. (2)
GOLUB CAPITAL BDC, Inc. (1)
Great Elm Capital Group, Inc. (1)
Greenhill & Co., Inc. (1)
Harvest Capital Credit Corp (1)
Horizon Technology Finance Corp (1)
Intercontinental Exchange (4)
INTL FCStone Inc. (2)
Invesco Ltd. (3)
Investment Technology Group, Inc. (2)
KCAP Financial, Inc. (4)
KKR & Co. Inc. (2)
LADENBURG THALMANN FINANCIAL SERVICES INC. (3)
Lazard Ltd (1)
Legg Mason Inc (1)
Manning & Napier, Inc. (1)
Medley Capital Corp (2)
MEDLEY MANAGEMENT INC. (1)
Morgan Stanley (2)
Morningstar, Inc. (1)
MSCI Inc (1)
MVC CAPITAL, INC. (2)
Nasdaq, Inc. (4)
NATIONAL HOLDINGS CORP (4)
Nebula Parent Corp. (1)
New Mountain Finance Corp (3)
Oaktree Specialty Lending Corp (2)
Oaktree Strategic Income Corp (1)
Och-Ziff Capital Management Group LLC (4)
PennantPark Floating Rate Capital Ltd. (1)
Piper Jaffray Companies (1)
PJT Partners Inc. (1)
PRINCETON CAPITAL CORP (1)
PROSPECT CAPITAL CORP (1)
Pzena Investment Management, Inc. (1)
RAND CAPITAL CORP (1)
Raymond James Financial Inc. (1)
S&P Global, Inc. (2)
Solar Capital Ltd. (1)
Solar Senior Capital Ltd. (1)
Stifel Financial Corp (3)
TD AMERITRADE HOLDING CORP (4)
TPG Specialty Lending, Inc. (1)
ValueSetters Inc. (1)
Virtu Financial, Inc. (7)
Virtus Investment Partners, Inc. (1)
VPC Impact Acquisition Holdings (2)
Waddell & Reed Financial, Inc. (1)
WESTWOOD HOLDINGS GROUP INC (1)
Wright Investors Service Holdings, Inc. (2)

Recent Contracts

AGREEMENT AND PLAN OF MERGER by and among ARETEC GROUP, INC., C2023 SUB CORP. and AVANTAX, INC. Dated as of September 9, 2023 (Blucora, Inc., Filed With SEC on September 11, 2023)
Agreement and Plan of Merger among BlackRock Capital Investment Corporation, BlackRock TCP Capital Corp., Project Spurs Merger Sub, LLC and, for the limited purposes set forth... (BlackRock Capital Investment Corp, Filed With SEC on September 6, 2023)
Agreement and Plan of Merger among BlackRock Capital Investment Corporation, BlackRock TCP Capital Corp., Project Spurs Merger Sub, LLC and, for the limited purposes set forth... (BlackRock TCP Capital Corp., Filed With SEC on September 6, 2023)
Agreement and Plan of Merger, dated as of July 23, 2023, by and among Rithm Capital Corp., Sculptor Capital Management, Inc., Sculptor Capital LP, Sculptor Capital Advisors LP,... (Och-Ziff Capital Management Group LLC, Filed With SEC on July 24, 2023)
Agreement and Plan of Merger, dated as of June 10, 2023, by and among Nasdaq, Inc., Argus Merger Sub 1, Inc., Argus Merger Sub 2, LLC, Adenza Holdings, Inc. and Adenza Parent, LP (Nasdaq, Inc., Filed With SEC on June 12, 2023)
Agreement and Plan of Merger, dated as of May 22, 2023, by and among Mizuho Americas LLC, Blanc Merger Sub, Inc. and Greenhill & Co., Inc (Greenhill & Co., Inc., Filed With SEC on May 22, 2023)
Amendment No. 1, dated as of March 7, 2023, to the Agreement and Plan of Merger, dated as of May 4, 2022, among Intercontinental Exchange, Inc., Sand Merger Sub Corporation and... (Intercontinental Exchange, Filed With SEC on March 7, 2023)
Corporate Conversion Agreement, dated as of November 15, 2022, by and among BGC Partners, Inc., BGC Group, Inc., BGC Holdings, L.P., BGC GP, LLC, BGC Partners II, Inc., BGC... (BGC Partners, Inc., Filed With SEC on November 16, 2022)
Agreement and Plan of Merger, dated as of October 3, 2022, by and among Crescent Capital BDC, Inc., Echelon Acquisition Sub, Inc., Echelon Acquisition Sub LLC, First Eagle... (Crescent Capital BDC, Inc., Filed With SEC on October 4, 2022)
Agreement and Plan of Merger among Oaktree Strategic Income II, Inc., Oaktree Specialty Lending Corporation, Project Superior Merger Sub, Inc. and Oaktree Fund Advisors LLC (for... (Oaktree Specialty Lending Corp, Filed With SEC on September 15, 2022)
Agreement and Plan of Merger, dated as of August 1, 2022, by and among Cowen Inc., The Toronto-Dominion Bank and Crimson Holdings Acquisition Co (COWEN INC., Filed With SEC on August 2, 2022)
Thirteenth Amendment to Second Amended and Restated Senior Secured Revolving Credit Agreement, dated as of May 19, 2022, among Sixth Street Specialty Lending, Inc. as Borrower,... (TPG Specialty Lending, Inc., Filed With SEC on August 2, 2022)
Agreement and Plan of Merger, dated as of July 26, 2022, by and among Pzena Investment Management, Inc., Pzena Investment Management, LLC and Panda Merger Sub, LLC (Pzena Investment Management, Inc., Filed With SEC on July 28, 2022)
The Second Amended Merger Agreement, dated July 13, 2022, by and among ENDI Corp., Enterprise Diversified, Inc., Zelda Merger Sub 1, Inc., Zelda Merger Sub 2, LLC, CrossingBridge... (ENTERPRISE DIVERSIFIED, INC., Filed With SEC on July 15, 2022)
The Amended Merger Agreement, dated June 3, 2022, by and among ENDI Corp., Enterprise Diversified, Inc., Zelda Merger Sub 1, Inc., Zelda Merger Sub 2, LLC, CrossingBridge... (ENTERPRISE DIVERSIFIED, INC., Filed With SEC on June 8, 2022)
Agreement and Plan of Merger, dated as of May 4, 2022, among Intercontinental Exchange, Inc., Sand Merger Sub Corporation and Black Knight, Inc (Intercontinental Exchange, Filed With SEC on May 6, 2022)
Merger Agreement, dated March 31, 2022, by and among, Callodine Midco, Inc., Callodine Merger Sub, Inc., Callodine Merger Sub, LLC, Manning & Napier, Inc., and Manning & Napier... (Manning & Napier, Inc., Filed With SEC on April 1, 2022)
First Amendment to the Agreement and Plan of Merger, dated as of December 23, 2021, by and among Blue Owl Capital Inc., Blue Owl Capital GP LLC, Blue Owl Capital Holdings LP, Blue... (ALTIMAR ACQUISITION CORP., Filed With SEC on December 30, 2021)
Agreement and Plan of Merger, dated as of December 27, 2021, by and between Rand Capital Sub, Inc. and Rand Capital Sub LLC (RAND CAPITAL CORP, Filed With SEC on December 30, 2021)
Merger Agreement, dated December 29, 2021, by and among ENDI Corp., Enterprise Diversified, Inc., Zelda Merger Sub 1, Inc., Zelda Merger Sub 2, LLC, CrossingBridge Advisors, LLC... (ENTERPRISE DIVERSIFIED, INC., Filed With SEC on December 29, 2021)
Agreement and Plan of Merger among SLR Investment Corp., SLR Senior Investment Corp., Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth... (Solar Capital Ltd., Filed With SEC on December 1, 2021)
Agreement and Plan of Merger among SLR Investment Corp., SLR Senior Investment Corp., Solstice Merger Sub, Inc. and SLR Capital Partners, LLC (for the limited purposes set forth... (Solar Senior Capital Ltd., Filed With SEC on December 1, 2021)
Agreement and Plan of Merger, dated October 20, 2021, among Raymond James Financial, Inc., Macaroon One LLC, Macaroon Two LLC and TriState Capital Holdings, Inc (Raymond James Financial Inc., Filed With SEC on October 26, 2021)
Agreement and Plan of Merger, dated October 17, 2021, by and among Blue Owl Capital Inc., Blue Owl Capital GP LLC, Blue Owl Capital Holdings LP, Blue Owl Capital Carry LP, Flyer... (ALTIMAR ACQUISITION CORP., Filed With SEC on October 18, 2021)
Amendment to Agreement and Plan of Merger, dated September 29, 2021, by and among VPC Impact Acquisition Holdings, Pylon Merger Company LLC and Bakkt Holdings, LLC (VPC Impact Acquisition Holdings, Filed With SEC on September 30, 2021)
Agreement and Plan of Merger, by and among Barings BDC, Inc., Mercury Acquisition Sub, Inc., Sierra Income Corporation and Barings LLC, dated as of September 21, 2021 (Barings BDC, Inc., Filed With SEC on September 22, 2021)
Amendment to Agreement and Plan of Merger, dated as of March 30, 2021, by and among the Registrant, Pylon Merger Company LLC and Bakkt Holdings, LLC (VPC Impact Acquisition Holdings, Filed With SEC on March 31, 2021)
Agreement and Plan of Merger, dated as of March 8, 2021, by and among Apollo Global Management, Inc., Athene Holding Ltd., Tango Holdings, Inc., Blue Merger Sub, Ltd., and Green... (Apollo Global Management LLC, Filed With SEC on March 8, 2021)
Fourth Supplemental Indenture, dated as of March 1, 2021, among Mirror Merger Sub 2, LLC, Morgan Stanley, Eaton Vance Corp. and Wilmington Trust Company, as trustee (Eaton Vance Corp, Filed With SEC on March 1, 2021)
Seventh Amendment to Senior Secured Revolving Credit Agreement, dated as of November 20, 2020, among the Company, as Borrower, the lenders party thereto, Truist Bank (as successor... (Goldman Sachs BDC, Inc., Filed With SEC on February 25, 2021)
Agreement and Plan of Merger, dated January 10, 2021, by and among Parent, Merger Sub and the Company (NATIONAL HOLDINGS CORP, Filed With SEC on January 11, 2021)
Agreement and Plan of Merger, dated as of December 23, 2020 by and among Portman Ridge Finance Corporation, Rye Acquisition Sub Inc., Harvest Capital Credit Corporation and Sierra... (KCAP Financial, Inc., Filed With SEC on December 28, 2020)
Agreement and Plan of Merger, dated as of December 23, 2020 by and among Portman Ridge Finance Corporation, Rye Acquisition Sub Inc., Harvest Capital Credit Corporation and Sierra... (Harvest Capital Credit Corp, Filed With SEC on December 28, 2020)
Agreement and Plan of Merger, dated December 21, 2020, by and among Great Elm Capital Group, Inc., Great Elm Group, Inc. and Forest Merger Sub, Inc (Great Elm Capital Group, Inc., Filed With SEC on December 21, 2020)
Agreement and Plan of Merger, dated as of December 2, 2020, by and among Macquarie Management Holdings, Inc., Merry Merger Sub, Inc., Waddell & Reed Financial, Inc. and (solely... (Waddell & Reed Financial, Inc., Filed With SEC on December 4, 2020)
Agreement and Plan of Merger, dated as of November 29, 2020, by and among S&P Global Inc., IHS Markit Ltd. and Sapphire Subsidiary, Ltd (S&P Global, Inc., Filed With SEC on November 30, 2020)
Agreement and Plan of Merger, dated as of November 23, 2020, by and among FS KKR Capital Corp., FS KKR Capital Corp. II, Rocky Merger Sub, Inc. and FS/KKR Advisor, LLC (FS KKR Capital Corp, Filed With SEC on November 24, 2020)
Agreement and Plan of Merger among Oaktree Strategic Income Corporation, Oaktree Specialty Lending Corporation, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the... (Oaktree Strategic Income Corp, Filed With SEC on October 29, 2020)
Agreement and Plan of Merger among Oaktree Strategic Income Corporation, Oaktree Specialty Lending Corporation, Lion Merger Sub, Inc. and Oaktree Fund Advisors LLC (for the... (Oaktree Specialty Lending Corp, Filed With SEC on October 29, 2020)
Agreement and Plan of Merger, dated October 7, 2020, by and among the Company, Morgan Stanley, Merger Sub 1 and Merger Sub 2 (Eaton Vance Corp, Filed With SEC on October 8, 2020)