Nasdaq, Inc. Contracts & Agreements

Underwriting Agreement, dated as of March 19, 2024, among Nasdaq, Inc., the Selling Stockholder and Morgan Stanley & Co. LLC and Goldman Sachs & Co. LLC, as representatives of the... (Filed With SEC on March 20, 2024)

Second Amendment to Nasdaq Stockholders Agreement, dated as of March 19, 2024, by and between Nasdaq, Inc. and Borse Dubai Limited (Filed With SEC on March 20, 2024)

Description of Securities (Filed With SEC on February 21, 2024)

General Release and Separation Agreement by and between Nasdaq, Inc. and Ann M. Dennison, dated as of August 31, 2023 (Filed With SEC on November 3, 2023)

Employment Offer Letter by and between Nasdaq, Inc. and Sarah Youngwood, dated as of August 31, 2023 (Filed With SEC on November 3, 2023)

Stockholders Agreement, dated as of November 1, 2023, by and among Nasdaq, Inc., Adenza Parent, LP and Thoma Bravo, L.P (Filed With SEC on November 3, 2023)

Registration Rights Agreement, dated as of November 1, 2023, by and among Nasdaq, Inc. and Adenza Parent, LP (Filed With SEC on November 3, 2023)

Amended and Restated Board Compensation Policy, effective on June 21, 2023 (Filed With SEC on August 2, 2023)

Form of Nasdaq Restricted Stock Unit Award Certificate (employees) (Filed With SEC on August 2, 2023)

Form of Nasdaq Restricted Stock Unit Award Certificate (directors) (Filed With SEC on August 2, 2023)

Form of Nasdaq Three-Year Performance Share Unit Agreement (Filed With SEC on August 2, 2023)

Fourteenth Supplemental Indenture, dated as of June 28, 2023, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National... (Filed With SEC on June 28, 2023)

Fifteenth Supplemental Indenture, dated as of June 28, 2023, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National... (Filed With SEC on June 28, 2023)

Sixteenth Supplemental Indenture, dated as of June 28, 2023, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National... (Filed With SEC on June 28, 2023)

Seventeenth Supplemental Indenture, dated as of June 28, 2023, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National... (Filed With SEC on June 28, 2023)

Eighteenth Supplemental Indenture, dated as of June 28, 2023, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National... (Filed With SEC on June 28, 2023)

Nineteenth Supplemental Indenture, dated as of June 28, 2023, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National... (Filed With SEC on June 28, 2023)

Term Loan Credit Agreement, dated as of June 28, 2023, among Nasdaq, Inc., the lenders and other parties party thereto, and Bank of America, N.A., as Administrative Agent (Filed With SEC on June 28, 2023)

Underwriting Agreement, dated as of June 22, 2023, among Nasdaq, Inc. and Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC, as representatives of the several underwriters... (Filed With SEC on June 23, 2023)

Underwriting Agreement, dated as of June 22, 2023, among Nasdaq, Inc. and Goldman Sachs & Co. LLC, J.P. Morgan Securities plc and the other underwriters party thereto (Filed With SEC on June 23, 2023)

Agreement and Plan of Merger, dated as of June 10, 2023, by and among Nasdaq, Inc., Argus Merger Sub 1, Inc., Argus Merger Sub 2, LLC, Adenza Holdings, Inc. and Adenza Parent, LP (Filed With SEC on June 12, 2023)

Amendment No. 1 to Amended and Restated Credit Agreement, dated as of March 29, 2023, among Nasdaq, Inc., the Lenders party hereto, Bank of America, N.A., as administrative agent... (Filed With SEC on May 4, 2023)

Description of Securities (Filed With SEC on February 23, 2023)

Nasdaq Change in Control Severance Plan for Executive Vice Presidents and Senior Vice Presidents, effective November 26, 2013, as amended December 6, 2022 (Filed With SEC on February 23, 2023)

Verafin Holdings Inc. Amended and Restated Management Incentive Plan (Filed With SEC on February 23, 2023)

Verafin Holdings Inc. Amended and Restated Management Incentive Plan Award Agreement, by and between Verafin Solutions ULC and Brendan Brothers, dated as of January 11, 2023 (Filed With SEC on February 23, 2023)

Verafin Holdings Inc. Amended and Restated Management Incentive Plan Award Agreement, by and between Verafin Solutions ULC and Jamie King, dated as of October 18, 2022 (Filed With SEC on February 23, 2023)

First Amendment to Nasdaq Stockholders Agreement, dated as of December 14, 2022, between Nasdaq, Inc. and Investor AB (Filed With SEC on December 16, 2022)

Amended and Restated Credit Agreement, dated as of December 16, 2022, among Nasdaq, Inc., the various lenders and issuing bank party thereto and Bank of America, N.A., as... (Filed With SEC on December 16, 2022)

Form of Nasdaq Restricted Stock Unit Award Certificate (employees) (Filed With SEC on August 3, 2022)

Form of Nasdaq Restricted Stock Unit Award Certificate (directors) (Filed With SEC on August 3, 2022)

Form of Nasdaq Three-Year Performance Share Unit Agreement (Filed With SEC on August 3, 2022)

Employment Agreement by and between Nasdaq, Inc. and Bradley J. Peterson, dated June 22, 2022 (Filed With SEC on August 3, 2022)

Nasdaq, Inc. Deferred Compensation Plan (Filed With SEC on June 16, 2022)

Underwriting Agreement, dated March 2, 2022, by and between Nasdaq, Inc., and the underwriters named therein (Filed With SEC on March 7, 2022)

Thirteenth Supplemental Indenture, March 7, 2022, by and between Nasdaq, Inc. and Computershare Trust Company, N.A. (as successor to Wells Fargo Bank, National Association), as... (Filed With SEC on March 7, 2022)

Description of Securities (Filed With SEC on February 23, 2022)

Form of Nasdaq Continuing Obligations Agreement (Filed With SEC on February 23, 2022)

Employment Agreement between Nasdaq and Adena Friedman, made and entered into on November 19, 2021 and effective as of January 1, 2022 (Filed With SEC on February 23, 2022)

Nonqualified Stock Option Award Certificate to Adena T. Friedman from Nasdaq, Inc. in connection with grant made on January 3, 2022 (Filed With SEC on February 23, 2022)

LIBOR Transition Amendment, dated as of October 19, 2021 by and among Nasdaq, Inc. and Bank of America, N.A., as administrative agent (Filed With SEC on February 23, 2022)

Amended and Restated Board Compensation Policy, effective on June 16, 2021 (Filed With SEC on August 4, 2021)

Form of Nasdaq Restricted Stock Unit Award Certificate (employees) (Filed With SEC on August 4, 2021)

Form of Nasdaq Restricted Stock Unit Award Certificate (directors) (Filed With SEC on August 4, 2021)

Form of Nasdaq Three-Year Performance Share Unit Agreement (Filed With SEC on August 4, 2021)

Underwriting Agreement, dated July 27, 2021, by and between Nasdaq, Inc. and the underwriters named therein (Filed With SEC on July 30, 2021)

Employment Offer Letter by and between Nasdaq, Inc. and Michelle Daly (Filed With SEC on May 3, 2021)

Share Purchase Agreement, dated as of November 18, 2020, by and among Osprey Acquisition Corporation, a wholly owned subsidiary of Nasdaq, Verafin Holdings Inc., certain... (Filed With SEC on February 23, 2021)

Amendment to Share Purchase Agreement, dated as of February 11, 2021, by and among Osprey Acquisition Corporation, a wholly owned subsidiary of Nasdaq, Verafin Holdings Inc.,... (Filed With SEC on February 23, 2021)

Description of Securities (Filed With SEC on February 23, 2021)

Retirement Agreement and General Release of Claims by and between Nasdaq, Inc. and Michael Ptasznik, dated October 21, 2020 (Filed With SEC on February 23, 2021)

Employment Agreement by and between Nasdaq, Inc. and Bradley J. Peterson, dated October 1, 2020 (Filed With SEC on February 23, 2021)

Ninth Supplemental Indenture, dated as of December 21, 2020, among Nasdaq, Inc. and Wells Fargo Bank, National Association, as Trustee (Filed With SEC on December 21, 2020)

Tenth Supplemental Indenture, dated as of December 21, 2020, among Nasdaq, Inc. and Wells Fargo Bank, National Association, as Trustee (Filed With SEC on December 21, 2020)

Eleventh Supplemental Indenture, dated as of December 21, 2020, among Nasdaq, Inc. and Wells Fargo Bank, National Association, as Trustee (Filed With SEC on December 21, 2020)

Credit Agreement, dated as of December 21, 2020, among Nasdaq, Inc., the various lenders from time to time party thereto, Bank of America, N.A., as Administrative Agent and... (Filed With SEC on December 21, 2020)

Underwriting Agreement, dated as of December 7, 2020, among Nasdaq, Inc. and J.P. Morgan Securities LLC, BofA Securities, Inc., Goldman Sachs & Co. LLC and Morgan Stanley & Co.... (Filed With SEC on December 8, 2020)

Amendment No. 1 to Credit Agreement, dated as of December 1, 2020, by and among Nasdaq, Inc., the lenders party thereto, and Bank of America, N.A., as Administrative Agent (Filed With SEC on December 3, 2020)

Amended and Restated Board Compensation Policy, effective on May 19, 2020 (Filed With SEC on August 5, 2020)

Form of Nasdaq Restricted Stock Unit Award Certificate (employees) (Filed With SEC on August 5, 2020)

Form of Nasdaq Restricted Stock Unit Award Certificate (directors) (Filed With SEC on August 5, 2020)

Form of Nasdaq Three-Year Performance Share Unit Agreement (Filed With SEC on August 5, 2020)

Underwriting Agreement, dated April 23, 2020, by and among Nasdaq, Inc., and BofA Securities, Inc., Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, Mizuho Securities USA LLC... (Filed With SEC on April 28, 2020)

Eighth Supplemental Indenture, dated April 28, 2020, by and between Nasdaq, Inc. and Wells Fargo Bank, National Association, as Trustee (Filed With SEC on April 28, 2020)

Description of Securities (Filed With SEC on February 25, 2020)

Underwriting Agreement, dated February 10, 2020, by and among Nasdaq, Inc., and J.P. Morgan Securities plc, Nordea Bank Abp, Skandinaviska Enskilda Banken AB (publ) and Wells... (Filed With SEC on February 13, 2020)

Retirement Agreement and General Release of Claims, between Nasdaq and Thomas A. Wittman, effective July 10, 2019 (Filed With SEC on November 6, 2019)

Amended and Restated Board Compensation Policy, effective on April 23, 2019 (Filed With SEC on August 5, 2019)

Form of Nasdaq Restricted Stock Unit Award Certificate (employees) (Filed With SEC on August 5, 2019)

Form of Nasdaq Restricted Stock Unit Award Certificate (directors) (Filed With SEC on August 5, 2019)

Form of Nasdaq One-Year Performance Share Unit Agreement (Filed With SEC on August 5, 2019)

Form of Nasdaq Three-Year Performance Share Unit Agreement (Filed With SEC on August 5, 2019)

Employment Offer Letter, dated as of April 30, 2019, between Nasdaq, Inc. and Lauren B. Dillard (Filed With SEC on August 5, 2019)

Transaction Agreement, dated as of January 29, 2019, between Oslo Brs VPS Holding ASA and Nasdaq AB (Filed With SEC on May 1, 2019)

Underwriting Agreement, dated March 25, 2019, among Nasdaq, Inc., and J.P. Morgan Securities plc, Merrill Lynch International, Mizuho International plc and Skandinaviska Enskilda... (Filed With SEC on March 26, 2019)

Employment Agreement between Nasdaq and Edward S. Knight, effective as of July 29, 2018 (Filed With SEC on November 6, 2018)

Amended and Restated Board Compensation Policy, effective on April 24, 2018 (Filed With SEC on August 1, 2018)

Form of Nasdaq Restricted Stock Unit Award Certificate (employees) (Filed With SEC on August 1, 2018)

Form of Nasdaq Restricted Stock Unit Award Certificate (directors) (Filed With SEC on August 1, 2018)

Form of Nasdaq One-Year Performance Share Unit Agreement (Filed With SEC on August 1, 2018)

Form of Nasdaq Three-Year Performance Share Unit Agreement (Filed With SEC on August 1, 2018)

Nonqualified Stock Option Award Certificate to Adena T. Friedman from Nasdaq, Inc. in connection with grant made on January 3, 2017 (Filed With SEC on November 7, 2017)

Underwriting Agreement, dated September 19, 2017, among Nasdaq, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC and Wells Fargo Securities,... (Filed With SEC on September 22, 2017)

Fifth Supplemental Indenture, dated as of September 22, 2017, among Nasdaq, Inc. and Wells Fargo Bank, National Association, as Trustee (Filed With SEC on September 22, 2017)

Agreement and Plan of Merger, dated as of September 4, 2017, by and among eVestment, Inc., Nasdaq, Inc., Echo Holding Company and Insight Venture Partners, LLC (solely in its... (Filed With SEC on September 8, 2017)

Amended and Restated Board Compensation Policy, effective on May 10, 2017 (Filed With SEC on August 2, 2017)

Form of Nasdaq Restricted Stock Unit Award Certificate (employees) (Filed With SEC on August 2, 2017)

Form of Nasdaq Restricted Stock Unit Award Certificate (directors) (Filed With SEC on August 2, 2017)

Form of Nasdaq One-Year Performance Share Unit Agreement (Filed With SEC on August 2, 2017)

Form of Nasdaq Three-Year Performance Share Unit Agreement (Filed With SEC on August 2, 2017)

Form of Nasdaq Continuing Obligations Agreement (Filed With SEC on May 10, 2017)

Employment Offer Letter, dated as of May 10, 2016, between Nasdaq, Inc. and Michael Ptasznik (Filed With SEC on May 10, 2017)

CREDIT AGREEMENT dated as ofApril 25, 2017 among NASDAQ, INC., as Borrower, The Lenders Party Hereto and BANK OF AMERICA, N.A., asAdministrative Agent and Issuing Bank MERRILL... (Filed With SEC on April 26, 2017)

AMENDMENT NO. 1 TO CREDIT AGREEMENT (Filed With SEC on April 26, 2017)

CommercialPaper Dealer Agreement 4(a)(2) Program Between: Nasdaq, Inc., as Issuerand , as Dealer Concerning Notes to be issued pursuant to the Issuing and Paying Agent Agreement,... (Filed With SEC on April 26, 2017)

Value of Shares Owned 5x annual cash retainer (Filed With SEC on March 1, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on March 1, 2017)

AMENDMENT TO THE EMPLOYMENT AGREEMENT (Filed With SEC on March 1, 2017)

AMENDMENT ONE TO THE EMPLOYMENT AGREEMENT (Filed With SEC on March 1, 2017)

AMENDMENT FOUR TO THE EMPLOYMENT AGREEMENT (Filed With SEC on March 1, 2017)

GENERAL RELEASE AND RETIREMENT AGREEMENT (Filed With SEC on March 1, 2017)

EMPLOYMENT AGREEMENT (Filed With SEC on November 8, 2016)

Value of Shares Owned 5x annual cash retainer (Filed With SEC on August 3, 2016)

NASDAQ, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE (Filed With SEC on August 3, 2016)

NASDAQ, INC. PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on August 3, 2016)

NASDAQ, INC. THREE-YEAR PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on August 3, 2016)

NASDAQ, INC. $500,000,000 3.850%Senior Notes due 2026 Underwriting Agreement (Filed With SEC on June 7, 2016)

NASDAQ, INC. Fourth Supplemental Indenture Dated as of June 7, 2016 3.850% Senior Notes due 2026 WELLS FARGOBANK, NATIONAL ASSOCIATION, as Trustee (Filed With SEC on June 7, 2016)

NASDAQ, INC. 600,000,0001.750% Senior Notes due 2023 Underwriting Agreement (Filed With SEC on May 23, 2016)

NASDAQ, INC. ThirdSupplemental Indenture Dated as of May 20, 2016 1.750% Senior Notes due 2023 WELLS FARGOBANK, NATIONAL ASSOCIATION, as Trustee and HSBC BANK USA,... (Filed With SEC on May 23, 2016)

GENERAL RELEASE AND RETIREMENT AGREEMENT (Filed With SEC on May 5, 2016)

CREDIT AGREEMENT dated as ofMarch 17, 2016 among NASDAQ, INC., as Borrower, The Lenders Party Hereto and BANK OF AMERICA, N.A., asAdministrative Agent, MERRILL LYNCH, PIERCE,... (Filed With SEC on March 22, 2016)

STOCKPURCHASE AGREEMENT MARCH 9, 2016 BY AND AMONG DEUTSCHEBOERSE AG EUREX FRANKFURT AG AND NASDAQ, INC. CONTENTS (Filed With SEC on March 15, 2016)

THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE (Filed With SEC on August 6, 2015)

The NASDAQ OMX Group, Inc. Executive Corporate Incentive Plan (Effective January 1, 2015) (Filed With SEC on May 11, 2015)

THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE (Filed With SEC on May 6, 2015)

THE NASDAQ OMX Group, INC. PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on May 6, 2015)

THE NASDAQ OMX Group, INC. THREE-YEAR PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on May 6, 2015)

THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE (Filed With SEC on February 17, 2015)

CREDIT AGREEMENT dated as ofNovember 24, 2014 among THE NASDAQ OMX GROUP, INC., asBorrower, The Lenders Party Hereto and BANK OF AMERICA, N.A., as Administrative Agent, aSwingline... (Filed With SEC on December 1, 2014)

THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE (Filed With SEC on November 5, 2014)

EMPLOYMENT AGREEMENT (Filed With SEC on November 5, 2014)

EMPLOYMENT AGREEMENT (Filed With SEC on August 6, 2014)

THE NASDAQ OMX GROUP, INC. Second Supplemental Indenture Dated as of May 29, 2014 4.25% Senior Notes due 2024 WELLS FARGOBANK, NATIONAL ASSOCIATION, as Trustee (Filed With SEC on May 30, 2014)

THE NASDAQ OMX GROUP, INC. $500,000.000 4.25% Senior Notes due 2024 Underwriting Agreement (Filed With SEC on May 22, 2014)

THE NASDAQ OMX Group, INC. PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on May 9, 2014)

THE NASDAQ OMX Group, INC. THREE-YEAR PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on May 9, 2014)

Value of Shares Owned 5x annual cash retainer (Filed With SEC on February 24, 2014)

MEMORANDUM OF UNDERSTANDING BETWEEN THE NASDAQ OMX GROUP, INC. AND ROBERT GREIFELD (Filed With SEC on February 24, 2014)

The NASDAQ OMX Group, Inc. Change in Control Severance Plan For Executive Vice Presidents and Senior Vice Presidents Effective November 26, 2013 (Filed With SEC on November 29, 2013)

THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CerTIFICATE (Filed With SEC on November 7, 2013)

THE NASDAQ OMX Group, INC. PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on November 7, 2013)

THE NASDAQ OMX Group, INC. THREE-YEAR PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on November 7, 2013)

AMENDMENT NO. 1 TO CREDIT AGREEMENT (Filed With SEC on August 8, 2013)

REGISTRATION RIGHTS AGREEMENT by and among BGC PARTNERS, INC., BGC HOLDINGS, L.P., BGC PARTNERS, L.P. and THE NASDAQ OMX GROUP, INC. Dated as of June 28, 2013 TABLE OF CONTENTS (Filed With SEC on July 1, 2013)

THE NASDAQ OMX GROUP, INC. 600,000,000 3.875% Senior Notes due 2021 Underwriting Agreement (Filed With SEC on June 10, 2013)

THE NASDAQ OMX GROUP, INC. INDENTURE Dated as of June 7, 2013 DEBT SECURITIES Wells Fargo Bank, National Association Trustee TABLE OF CONTENTS* (Filed With SEC on June 10, 2013)

THE NASDAQ OMX GROUP, INC. First Supplemental Indenture Dated as of June 7, 2013 3.875% Senior Notes due 2021 WELLS FARGOBANK, NATIONAL ASSOCIATION, as Trustee (Filed With SEC on June 10, 2013)

MEMORANDUM OF UNDERSTANDING BETWEEN THE NASDAQ OMX GROUP, INC. AND ROBERT GREIFELD (Filed With SEC on February 21, 2013)

THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE (Filed With SEC on August 3, 2012)

THE NASDAQ OMX GROUP, INC. PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on August 3, 2012)

THE NASDAQ OMX GROUP, INC. THREE-YEAR PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on August 3, 2012)

EMPLOYMENT AGREEMENT (Filed With SEC on February 28, 2012)

AMENDMENT THREE TO THE EMPLOYMENT AGREEMENT (Filed With SEC on February 28, 2012)

THE NASDAQ OMX GROUP, INC. PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on November 4, 2011)

CREDIT AGREEMENT dated as of September 19, 2011 among THE NASDAQ OMX GROUP, INC., as Borrower, TheLenders Party Hereto and BANK OF AMERICA, N.A., as Administrative Agent,... (Filed With SEC on September 22, 2011)

THE NASDAQ OMX GROUP, INC. BOARD COMPENSATION POLICY Amended andRestated effective May 26, 2011 (Filed With SEC on August 4, 2011)

THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE (Filed With SEC on August 4, 2011)

NASDAQ STOCKHOLDERS AGREEMENT dated as of December 16, 2010 between THE NASDAQ OMX GROUP, INC. and INVESTOR AB NASDAQ STOCKHOLDERSAGREEMENT (Filed With SEC on February 24, 2011)

THE NASDAQ OMX GROUP, INC. NON-QUALIFIED STOCK OPTION AWARD CERTIFICATE (Filed With SEC on February 24, 2011)

THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD CERTIFICATE (Filed With SEC on February 24, 2011)

THE NASDAQ OMX GROUP, INC. PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on February 24, 2011)

CREDIT AGREEMENT dated as of December 17, 2010 among THE NASDAQ OMX GROUP, INC., as Borrower, TheLenders Party Hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent J.P.... (Filed With SEC on February 24, 2011)

THE NASDAQ OMX GROUP, INC. $370,000,000 5.250% Senior Notes due 2018 Underwriting Agreement (Filed With SEC on December 21, 2010)

THE NASDAQ OMX GROUP, INC. Second Supplemental Indenture Dated as of December 21, 2010 5.250% Senior Notes due 2018 WELLS FARGO BANK, NATIONAL ASSOCIATION, as Trustee (Filed With SEC on December 21, 2010)

THE NASDAQ OMX GROUP, INC. PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on November 3, 2010)

The NASDAQ OMX Group, Inc. 2010 Executive Corporate Incentive Plan (Effective January 1, 2010) (Filed With SEC on August 4, 2010)

THE NASDAQ OMX GROUP, INC. BOARD COMPENSATION POLICY Amended and Restated on July 27, 2010 (Filed With SEC on August 4, 2010)

THE NASDAQ OMX GROUP, INC. NONQUALIFIED STOCK OPTION AGREEMENT (Filed With SEC on February 18, 2010)

THE NASDAQ OMX GROUP, INC. EQUITY INCENTIVE PLAN AMENDMENT TO NONQUALIFIED STOCK OPTION AGREEMENTS (Filed With SEC on February 18, 2010)

OMX AB (Filed With SEC on February 18, 2010)

THE NASDAQ OMX GROUP, INC. (Filed With SEC on January 19, 2010)

THE NASDAQ OMX GROUP, INC. First Supplemental Indenture Dated as of January 15, 2010 4.00% Senior Notes due January 15, 2015 5.55% Senior Notes dueJanuary 15, 2020 (Filed With SEC on January 19, 2010)

CREDIT AGREEMENT (Filed With SEC on January 19, 2010)

THE NASDAQ OMX GROUP, INC. RESTRICTED STOCK UNIT AWARD AGREEMENT (Filed With SEC on August 7, 2009)

THE NASDAQ OMX GROUP, INC. PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on August 7, 2009)

FIRST AMENDMENT TO NASDAQ STOCKHOLDERS AGREEMENT (Filed With SEC on February 27, 2009)

FIRST AMENDMENT TO REGISTRATION RIGHTS AGREEMENT (Filed With SEC on February 27, 2009)

The NASDAQ OMX Group, Inc. (Filed With SEC on February 27, 2009)

Executive Corporate Incentive Plan The NASDAQ OMX Group, Inc. (Effective January 1, 2003) Amended and Restated as of December 17, 2008 (Filed With SEC on February 27, 2009)

THE NASDAQ OMX GROUP, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN Amended and Restated, effective as of December 17, 2008 THE NASDAQ OMX GROUP, INC. SUPPLEMENTAL EXECUTIVE... (Filed With SEC on February 27, 2009)

THE NASDAQ OMX GROUP, INC. AMENDED AND RESTATED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AMENDMENT NO. 1 DATED AS OF DECEMBER 31, 2008 (Filed With SEC on February 27, 2009)

THE NASDAQ OMX GROUP, INC. (Filed With SEC on February 27, 2009)

AMENDMENT TO EMPLOYMENT AGREEMENT (Filed With SEC on February 27, 2009)

AMENDMENT NO. 2 TO EMPLOYMENT AGREEMENT (Filed With SEC on February 27, 2009)

SHARE PURCHASE AGREEMENT (Filed With SEC on February 27, 2009)

TO CREDIT AGREEMENTAND COLLATERAL AGREEMENT (Filed With SEC on February 27, 2009)

The NASDAQ OMX Group, Inc. Board Compensation Policy (Filed With SEC on August 8, 2008)

FIRST AMENDMENT TO REGULATORY SERVICES AGREEMENT (Filed With SEC on August 8, 2008)

AND THE BANK OF NEW YORK, as Trustee INDENTURE Dated as of February 26, 2008 2.50% Convertible Senior Notes due 2013 (Filed With SEC on March 3, 2008)

$425,000,000 The Nasdaq Stock Market, Inc. 2.50% Convertible Senior Notes Due 2013 (Filed With SEC on March 3, 2008)

AMENDMENT TO THE OMX TRANSACTION AGREEMENT (Filed With SEC on March 3, 2008)

NASDAQ STOCKHOLDERS AGREEMENT dated as of FEBRUARY 27, 2008 among THE NASDAQ STOCK MARKET, INC. and BORSE DUBAI, LIMITED (Filed With SEC on March 3, 2008)

REGISTRATION RIGHTS AGREEMENT dated as of FEBRUARY 27, 2008 among THENASDAQ STOCK MARKET, INC., BORSE DUBAI NASDAQ SHARE TRUST and BORSE DUBAI LIMITED (Filed With SEC on March 3, 2008)

CREDIT AGREEMENT (Filed With SEC on March 3, 2008)

THE NASDAQ STOCK MARKET, INC. NONQUALIFIED STOCK OPTION AGREEMENT (Filed With SEC on February 25, 2008)

THE NASDAQ STOCK MARKET, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 25, 2008)

THE NASDAQ STOCK MARKET, INC. FORM OF PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on February 25, 2008)

THE NASDAQ STOCK MARKET, INC. NONQUALIFIED STOCK OPTION AGREEMENT (Filed With SEC on February 25, 2008)

THE NASDAQ STOCK MARKET, INC. PERFORMANCE SHARE UNIT AGREEMENT (Filed With SEC on February 25, 2008)

THE NASDAQ STOCK MARKET, INC. $425,000,000 2.50% Convertible Senior Notes due 2013 Purchase Agreement (Filed With SEC on February 21, 2008)

dated as of November 15, 2007 among (Filed With SEC on November 16, 2007)

DIFXTRANSACTION AGREEMENT dated as of November 15, 2007 among THE NASDAQ STOCK MARKET, INC., BORSE DUBAI LIMITED (Filed With SEC on November 16, 2007)

THE NASDAQ STOCK MARKET, INC. (a Delaware corporation) (Filed With SEC on November 13, 2007)

Project Terra Third Amended and Restated Commitment Letter $2,200 million Senior SecuredCredit Facilities (Filed With SEC on November 9, 2007)

NIGHTINGALE ACQUISITION LIMITED (Registered in England & Wales No: 5756015) (Filed With SEC on November 9, 2007)

ANNEX B TERMS OF SALE (Filed With SEC on November 9, 2007)

SUPPLEMENT (Filed With SEC on November 9, 2007)

* * * * 2 (Filed With SEC on November 9, 2007)

AGREEMENT AND PLAN OF MERGER among THE NASDAQ STOCK MARKET, INC., (Filed With SEC on November 7, 2007)

TRANSACTION AGREEMENT (Filed With SEC on May 31, 2007)

THE NADAQ STOCK MARKET, INC. THE NADAQ STOCK MARKET, LLC TO (Filed With SEC on February 28, 2007)

Amendment to the Nasdaq Stock Market, Inc. Equity Incentive Plan (Filed With SEC on February 28, 2007)

NONQUALIFIEDSTOCK OPTION AGREEMENT (Filed With SEC on February 28, 2007)

RESTRICTED STOCKAWARD AGREEMENT (Filed With SEC on February 28, 2007)

THE NASDAQ STOCK MARKET, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on February 28, 2007)

THE NASDAQ STOCK MARKET, INC. SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (Filed With SEC on February 28, 2007)

AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on February 28, 2007)

TRANSITIONAL SYSTEM AND REGULATORY SERVICES AGREEMENT (Filed With SEC on December 21, 2006)

THE NASDAQ STOCK MARKET, INC. (a Delaware corporation) (Filed With SEC on May 3, 2006)

The Nasdaq Stock Market, Inc. Board Compensation Policy (Filed With SEC on March 14, 2006)

THE NASDAQ STOCK MARKET,INC. (a Delaware corporation) (Filed With SEC on February 15, 2006)

THE NASDAQ STOCK MARKET, INC. (Filed With SEC on December 14, 2005)

OTCBB and OTC EQUITIES REVOCATION OF DELEGATION AND ASSET TRANSFER AND SERVICES AGREEMENT (Filed With SEC on September 9, 2005)

THIRD AMENDMENT TO VOTING TRUST AGREEMENT (Filed With SEC on September 1, 2005)

AGREEMENT AND PLAN OF MERGER Dated as of April 22, 2005 (Filed With SEC on April 28, 2005)

TRANSACTION AGREEMENTDated as of April 22, 2005by and amongThe Nasdaq Stock Market, Inc.,Norway Acquisition Corp.andIceland Acquisition Corp. (Filed With SEC on April 28, 2005)

SECURITIES PURCHASE AGREEMENT (Filed With SEC on April 28, 2005)

NOTE AMENDMENT AGREEMENT (Filed With SEC on April 28, 2005)

THE NASDAQ STOCK MARKET, INC. TO (Filed With SEC on April 28, 2005)

REGISTRATION RIGHTS AGREEMENT (Filed With SEC on April 28, 2005)

AMENDED AND RESTATED SECURITYHOLDERS AGREEMENT (Filed With SEC on April 28, 2005)

NONQUALIFIEDSTOCK OPTION AGREEMENT (Filed With SEC on March 14, 2005)

THE NASDAQ STOCK MARKET, INC. RESTRICTED STOCK AWARD AGREEMENT (Filed With SEC on March 14, 2005)

EXCHANGEAGREEMENT between THE NASDAQSTOCK MARKET, INC. and NATIONALASSOCIATION OF SECURITIES DEALERS, INC. Dated as of November 29,2004 (Filed With SEC on December 1, 2004)

Confidential TreatmentRequested by Nasdaq 2nd Amendment dated as of November 5, 2004 to the MASTER AGREEMENT dated as of February 6, 2002 among National Association of Securities... (Filed With SEC on November 12, 2004)

AMENDMENT NO. 1 TO THE PURCHASE AGREEMENT (Filed With SEC on September 7, 2004)

National Association of Securities Dealers, Inc. [ILLEGIBLE] 1 (Filed With SEC on March 15, 2004)

PROMISSORYNOTE (Filed With SEC on March 15, 2004)

U.S. $150,000,000 364-DAY CREDITAGREEMENT Dated as of August29, 2002 Among THE NASDAQ STOCKMARKET, INC. as Borrower THE BANKS NAMEDHEREIN as Banks SALOMON SMITHBARNEY INC. as Sole... (Filed With SEC on November 14, 2002)

MASTERAGREEMENT dated asof February6, 2002 among NationalAssociation of Securities Dealers, Inc. TheNasdaq Stock Market, Inc. AmericanStock Exchange Membership Corporation... (Filed With SEC on November 14, 2002)

TECHNOLOGY TRANSITIONAGREEMENT (Filed With SEC on November 14, 2002)

SECOND AMENDMENT TO EWN II AGREEMENT (Filed With SEC on November 14, 2002)

FIRST AMENDMENT TO EQUITY INCENTIVE PLAN (Filed With SEC on August 14, 2002)

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