WisdomTree Investments, Inc. Contracts & Agreements
53 Contracts & Agreements
- Business Finance (22 contracts)
- Business Operations (3)
- Human Resources (20)
- Intellectual Property (1)
- Uncategorized (7)
- Amendment No. 3, dated as of March 18, 2024, to Stockholder Rights Agreement, dated as of March 17, 2023, as amended, between WisdomTree, Inc. and Continental Stock Transfer &... (Filed With SEC on March 18, 2024)
- Form of Restricted Stock Agreement for Executive Officers applicable to grants after January 1, 2024 (2022 Equity Plan) (Filed With SEC on February 23, 2024)
- Termination Agreement, dated as of November 20, 2023, by and between Gold Bullion Holdings (Jersey) Limited and WisdomTree, Inc (Filed With SEC on November 20, 2023)
- Stock Repurchase Agreement, dated as of November 20, 2023, by and between WisdomTree, Inc. and Gold Bullion Holdings (Jersey) Limited (Filed With SEC on November 20, 2023)
- Investor Rights Agreement, dated as of May 10, 2023, by and between WisdomTree, Inc. and Gold Bullion Holdings (Jersey) Limited (Filed With SEC on May 10, 2023)
- Amendment No. 2, dated as of May 10, 2023, to Stockholder Rights Agreement, dated as of March 17, 2023, between WisdomTree, Inc. and Continental Stock Transfer & Trust Company, as... (Filed With SEC on May 10, 2023)
- Sale, Purchase and Assignment Deed, dated as of May 10, 2023, by and between WisdomTree, Inc., WisdomTree International Holdings Ltd, Electra Target HoldCo Limited, ETFS Capital... (Filed With SEC on May 10, 2023)
- Amendment to Employment Agreement between the Registrant and Alexis Marinof, dated April 21, 2023 (Filed With SEC on May 9, 2023)
- Form of Amendment, dated April 21, 2023, to Employment Agreements between the Registrant and each of Jonathan Steinberg, Peter M. Ziemba, R. Jarrett Lilien and Marci Frankenthaler (Filed With SEC on May 9, 2023)
- WisdomTree, Inc. Executive Severance Plan (Filed With SEC on May 9, 2023)
- Form of Employee Confidentiality, Assignment and Restrictive Covenant Agreement executed by participants of the WisdomTree, Inc. Executive Severance Plan (Filed With SEC on May 9, 2023)
- Amendment No. 1, dated as of May 4, 2023, to Stockholder Rights Agreement, dated as of March 17, 2023, between WisdomTree, Inc. and Continental Stock Transfer & Trust Company, as... (Filed With SEC on May 5, 2023)
- Form of Restricted Stock Agreement for Executive Officers (2022 Equity Plan) (Filed With SEC on February 28, 2023)
- Form of Performance-Based Restricted Stock Unit Award Agreement for U.S. Executive Officers (2022 Equity Plan) (Filed With SEC on February 28, 2023)
- Form of Performance-Based Restricted Stock Unit Award Agreement for U.K. Executive Officers (2022 Equity Plan) (Filed With SEC on February 28, 2023)
- Non-Employee Director Deferred Compensation Program (Filed With SEC on February 28, 2023)
- Indenture, dated as of February 14, 2023, by and between WisdomTree, Inc. and U.S. Bank Trust Company, National Association, as Trustee (Filed With SEC on February 14, 2023)
- Form of Global Note, representing WisdomTree, Inc.s 5.75% Convertible Senior Notes due 2028 (included as Exhibit A to the Indenture filed as Exhibit 4.1) (Filed With SEC on February 14, 2023)
- Form of Restricted Stock Agreement for Non-Employee Directors (Filed With SEC on November 4, 2022)
- Form of Restricted Stock Unit Award Agreement (Deferred) for Non-Employee Directors (Filed With SEC on November 4, 2022)
- Cooperation Agreement, dated May 25, 2022, by and among the Investor Group and the Company (Filed With SEC on May 26, 2022)
- Amendment No. 1 to Stockholder Rights Agreement, dated as of May 25, 2022, between the Company and Continental Stock Transfer & Trust Company, as Rights Agent (Filed With SEC on May 26, 2022)
- Letter Agreement, dated as of May 25, 2022, by and between the Company and Deborah A. Fuhr (Filed With SEC on May 26, 2022)
- Form of Global Note, representing WisdomTree Investments, Inc.s 3.25% Convertible Senior Notes due 2026 (included as Exhibit A to the Indenture filed as Exhibit 4.1) (Filed With SEC on June 14, 2021)
- Indenture, dated as of June 14, 2021, by and between WisdomTree Investments, Inc. and U.S. Bank National Association, as Trustee (Filed With SEC on June 14, 2021)
- Employment Agreement between the Registrant and Marci Frankenthaler, dated November 5, 2020 (Filed With SEC on November 6, 2020)
- Indenture, dated as of June 16, 2020, by and between WisdomTree Investments, Inc. and U.S. Bank National Association, as Trustee (Filed With SEC on June 17, 2020)
- Professional Services Agreement between the Company and David Abner, effective August 1, 2019 (Filed With SEC on August 29, 2019)
- Separation Agreement between the Company and David Abner, dated August 27, 2019 (Filed With SEC on August 29, 2019)
- Amendment to Employment Agreement between the Registrant and Luciano Siracusano III, dated October 1, 2018 (Filed With SEC on March 1, 2019)
- Form of Restricted Stock Agreement for Executive Officers (Filed With SEC on March 1, 2019)
- Investor Rights Agreement, dated April 11, 2018, between the Company and ETF Securities (Filed With SEC on April 13, 2018)
- Share Sale Agreement among the Registrant, WisdomTree International Holdings Ltd and ETF Securities Limited dated November 13, 2017 (Filed With SEC on March 1, 2018)
- Employment Agreement between the Registrant and R. Jarrett Lilien, dated November 27, 2017 (Filed With SEC on March 1, 2018)
- Employment Agreement between the Registrant and David Abner, dated July 25, 2016 (Filed With SEC on March 1, 2018)
- Amendment to Employment Agreement between the Registrant and David Abner, dated August 9, 2016 (Filed With SEC on March 1, 2018)
- WISDOMTREE ASSET MANAGEMENT, INC. 245 Park Avenue, 35th Floor New York, New York 10167 May 5, 2017 (Filed With SEC on May 8, 2017)
- [General Form for Grants to US Executive Officers after June 20, 2016] RESTRICTED STOCK AGREEMENT UNDER THE WISDOMTREE INVESTMENTS, INC. 2016 EQUITY PLAN (Filed With SEC on March 1, 2017)
- [General Form for Grants to Non-Employee Directors after June 20, 2016] RESTRICTED STOCK AGREEMENT UNDER THE WISDOMTREE INVESTMENTS, INC. 2016 EQUITY PLAN (Filed With SEC on March 1, 2017)
- Appendix A to Employment Letter dated January 26, 2017 Executive: Kurt MacAlpine (Filed With SEC on January 27, 2017)
- Appendix A to Executive Employment Letter dated December 22, 2016 Executive: Jonathan Steinberg (Filed With SEC on December 23, 2016)
- [FORM OF EMPLOYMENT AGREEMENT FOR EXECUTIVE OFFICERS] WISDOMTREE ASSET MANAGEMENT, INC. 245 Park Avenue, 35th Floor New York, New York 10167 December 22, 2016 (Filed With SEC on December 23, 2016)
- Appendix A to Executive Employment Letter dated December 22, 2016 Executive: Gregory Barton (Filed With SEC on December 23, 2016)
- Appendix A to Executive Employment Letter dated December 22, 2016 Executive: Peter M. Ziemba (Filed With SEC on December 23, 2016)
- Appendix A to Executive Employment Letter dated December 22, 2016 Executive: Amit Muni (Filed With SEC on December 23, 2016)
- Appendix A to Executive Employment Letter dated December 22, 2016 Executive: Luciano Siracusano III (Filed With SEC on December 23, 2016)
- WISDOMTREE INVESTMENTS, INC. 2016 EQUITY PLAN (Filed With SEC on August 9, 2016)
- WISDOMTREE ASSET MANAGEMENT, INC. 245 Park Avenue, 35th Floor New York, New York 10167 (Filed With SEC on May 9, 2016)
- WISDOMTREE INVESTMENTS, INC. (a Delaware corporation) 26,000,000 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on November 15, 2012)
- WISDOMTREE ASSET MANAGEMENT, INC. 380 MadisonAvenue, 21st Floor New York, New York 10017 October 8, 2012 (Filed With SEC on October 10, 2012)
- AMENDED AND RESTATED LICENSE AGREEMENT (Filed With SEC on May 14, 2012)
- WISDOMTREE ASSET MANAGEMENT, INC. 380 Madison Avenue, 21st Floor New York, New York 10017 April 24, 2012 (Filed With SEC on April 26, 2012)
- WISDOMTREE INVESTMENTS, INC. (a Delaware corporation) 14,362,251 Shares of Common Stock UNDERWRITING AGREEMENT (Filed With SEC on January 30, 2012)