AssetMark Financial Holdings, Inc. (9)

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Contracts

Description of Capital Stock (Filed With SEC on March 13, 2020)
Third Amendment to Office Lease for facilities at 1655 Grant Street, Concord, California, dated May 29, 2019 (Filed With SEC on August 28, 2019)
Amended and Restated Employment Agreement by and between the AssetMark Financial Holdings, Inc. and Charles Goldman, dated August 28, 2019 (Filed With SEC on August 28, 2019)
Form of Underwriting Agreement (Filed With SEC on July 10, 2019)
2019 Equity Incentive Plan, and forms of Restricted Stock Award Agreement and Restricted Stock Unit Award Agreement, to be in effect upon the pricing of this offering (Filed With SEC on July 10, 2019)
Form of Stock Option Award Notice and Agreement (Filed With SEC on July 10, 2019)
Form of Common Stock Certificate (Filed With SEC on July 8, 2019)
Form of Registration Rights Agreement by and between the Company and Huatai International Investment Holdings Limited to be in effect upon the pricing of this offering (Filed With SEC on June 24, 2019)
Lease for facilities at 1655 Grant Street, Concord, California, dated May 29, 2013 and amended on May 13, 2015 and March 14, 2018 (Filed With SEC on June 24, 2019)