Focus Financial Partners Inc. Contracts & Agreements

Description of Securities registered under Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 16, 2023)

Amendment No. 11 to First Lien Credit Agreement, dated as of December 9, 2022, by among Focus LLC, as borrower and Bank of America, N.A., as revolver administrative agent (Filed With SEC on February 16, 2023)

Indemnification Agreement (Elizabeth R. Neuhoff) (Filed With SEC on February 16, 2023)

Indemnification Agreement (George S. LeMieux) (Filed With SEC on February 16, 2023)

Description of Securities registered under Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 17, 2022)

Underwriting Agreement, dated as of December 15, 2021, by and among Focus Financial Partners, Inc. and Goldman Sachs & Co. LLC and BofA Securities, Inc., as representatives of the... (Filed With SEC on December 20, 2021)

Underwriting Agreement, dated as of June 21, 2021, by and among Focus Financial Partners, Inc., the selling stockholders named on Schedule B thereto and Goldman Sachs & Co. LLC (Filed With SEC on June 23, 2021)

Underwriting Agreement, dated as of February 25, 2021, by and among Focus Financial Partners Inc., the selling stockholders named on Schedule B thereto, Goldman Sachs & Co. LLC... (Filed With SEC on March 2, 2021)

Description of Securities registered under Section 12 of the Securities Exchange Act of 1934 (Filed With SEC on February 19, 2021)

Indemnification Agreement (Kristine M. Mashinsky) (Filed With SEC on February 19, 2021)

Amendment No. 7 to First Lien Credit Agreement, dated as of January 25, 2021, among Focus Financial Partners, LLC, Royal Bank of Canada, as term administrative agent and... (Filed With SEC on January 25, 2021)

Indemnification Agreement (Greg S. Morganroth, MD) (Filed With SEC on November 5, 2020)

Amendment No.1 to the Employment Agreement, by and between Leonard R. Chang and Focus Financial Partners, LLC (Filed With SEC on May 7, 2020)

Tax Receivable Agreement, dated as of March 25, 2020, by and among Focus Financial Partners Inc. and the parties named therein (Filed With SEC on March 27, 2020)

Description of Securities registered under Section 12 of the Securities Exchange Act Of 1934 (Filed With SEC on February 25, 2020)

Employment Agreement, by and between Leonard R. Chang and Focus Financial Partners, LLC (Filed With SEC on February 25, 2020)

Amended and Restated Employment Agreement, by and between J. Russell McGranahan and Focus Financial Partners, LLC (Filed With SEC on February 25, 2020)

Indemnification Agreement (Leonard R. Chang) (Filed With SEC on February 25, 2020)

Indemnification Agreement (J. Russell McGranahan) (Filed With SEC on February 25, 2020)

Amendment No. 6 to First Lien Credit Agreement, dated as of January 27, 2020, among Focus Financial Partners, LLC, Royal Bank of Canada, as term administrative agent, collateral... (Filed With SEC on January 27, 2020)

Amendment No. 5 to First Lien Credit Agreement, dated as of July 26, 2019, among Focus Financial Partners, LLC, Royal Bank of Canada, as term administrative agent and collateral... (Filed With SEC on July 26, 2019)

Amendment No. 1 to the Fourth Amended and Restated Operating Agreement of Focus Financial Partners, LLC (Filed With SEC on May 9, 2019)

Indemnification Agreement (Joseph Feliciani, Jr.) (Filed With SEC on May 9, 2019)

Agreement and Plan of Merger, dated as of September 27, 2018, by and among Loring Ward Holdings Inc., Focus Financial Partners Inc., LWH Merger Sub I, Inc., LWH Merger Sub II,... (Filed With SEC on December 6, 2018)

Underwriting Agreement, dated as of July 25, 2018, by and among Focus Financial Partners Inc., Focus Financial Partners, LLC and Goldman, Sachs & Co. LLC and Merrill Lynch,... (Filed With SEC on July 31, 2018)

Registration Rights Agreement, dated as of July 30, 2018, by and among Focus Financial Partners Inc., Focus Financial Partners, LLC and the other parties named therein (Filed With SEC on July 31, 2018)

Nomination Agreement, dated as of July 30, 2018, by and among Focus Financial Partners Inc. and the affiliates of Stone Point Capital LLC named therein (Filed With SEC on July 31, 2018)

Nomination Agreement, dated as of July 30, 2018, by and among Focus Financial Partners Inc. and the affiliates of Kohlberg Kravis Roberts & Co. L.P. named therein (Filed With SEC on July 31, 2018)

Fourth Amended and Restated Operating Agreement of Focus Financial Partners, LLC (Filed With SEC on July 31, 2018)

Tax Receivable Agreement, dated as of July 30, 2018, by and among Focus Financial Partners Inc. and the affiliates of the Private Equity Investors named therein (Filed With SEC on July 31, 2018)

Tax Receivable Agreement, dated as of July 30, 2018, by and among Focus Financial Partners Inc. and the parties named therein (Filed With SEC on July 31, 2018)

Focus Financial Partners Inc. 2018 Omnibus Incentive Plan (Filed With SEC on July 31, 2018)

Indemnification Agreement (Ruediger Adolf) (Filed With SEC on July 31, 2018)

Indemnification Agreement (Rajini Sundar Kodialam) (Filed With SEC on July 31, 2018)

Indemnification Agreement (James Shanahan) (Filed With SEC on July 31, 2018)

Indemnification Agreement (James D. Carey) (Filed With SEC on July 31, 2018)

Indemnification Agreement (Fayez S. Muhtadie) (Filed With SEC on July 31, 2018)

Indemnification Agreement (Christopher J. Harrington) (Filed With SEC on July 31, 2018)

Indemnification Agreement (Deborah D. McWhinney) (Filed With SEC on July 31, 2018)

Indemnification Agreement (Noah Gottdiener) (Filed With SEC on July 31, 2018)

Form of Underwriting Agreement (Filed With SEC on June 29, 2018)

Form of Registration Rights Agreement (Filed With SEC on June 29, 2018)

Form of Fourth Amended and Restated Operating Agreement of Focus Financial Partners, LLC (Filed With SEC on June 29, 2018)

Form of Tax Receivable Agreement with Private Equity Investors (Filed With SEC on June 29, 2018)

Form of Tax Receivable Agreement with Non-Private Equity Investors (Filed With SEC on June 29, 2018)

Form of Nomination Agreement with Stone Point Capital LLC (Filed With SEC on June 29, 2018)

Form of Nomination Agreement with Kohlberg Kravis Roberts & Co. L.P (Filed With SEC on June 29, 2018)

Form of Focus Financial Partners Inc. 2018 Omnibus Incentive Plan (Filed With SEC on June 29, 2018)