Human Resources Contracts & Agreements in the Capital Markets Industry
3,421 Contracts & Agreements
- Bonus & Incentive Agreements (1,829 contracts from 112 companies)
- Change of Control Agreements (41 | 17)
- Compensation Agreements (384 | 60)
- Confidentiality Agreements (8 | 5)
- Consulting Agreements (48 | 26)
- Employment Agreements (650 | 82)
- Non-Competition Agreements (74 | 15)
- Retention Agreements (36 | 10)
- Retirement Agreements (81 | 16)
- Separation Agreements (119 | 53)
- Severance Agreements (107 | 23)
- Transition Agreements (44 | 23)
- AFFILIATED MANAGERS GROUP, INC. (42 contracts)
- ALLIANCEBERNSTEIN HOLDING L.P. (118)
- ALTIMAR ACQUISITION CORP. (10)
- Ameriprise Financial (37)
- Apollo Global Management LLC (45)
- Ares Management Corp (23)
- Artisan Partners Asset Management Inc. (33)
- Ascendant Digital Acquisition Corp. (11)
- Ashford Inc. (20)
- AssetMark Financial Holdings, Inc. (6)
- Associated Capital Group, Inc. (2)
- B. Riley Financial, Inc. (48)
- Barings BDC, Inc. (14)
- BGC Partners, Inc. (23)
- BlackRock (19)
- Blackstone Group L.P. (26)
- Blucora, Inc. (162)
- Bridge Investment Group Holdings Inc. (16)
- BrightSphere Investment Group Inc. (5)
- Capital Financial Holdings, Inc (2)
- CAPITAL SOUTHWEST CORP (16)
- Carlyle Group L.P. (33)
- Cboe Global Markets (35)
- Charles Schwab Corporation (129)
- CME Group Inc. (43)
- Cohen & Co Inc. (38)
- COHEN & STEERS INC (11)
- Coinbase Global, Inc. (5)
- CONCIERGE TECHNOLOGIES INC (5)
- ContextLogic Inc. (4)
- COWEN INC. (17)
- CREDITRISKMONITOR COM INC (1)
- DIAMOND HILL INVESTMENT GROUP INC (22)
- Donnelley Financial Solutions, Inc. (36)
- E*Trade (56)
- Eaton Vance Corp (19)
- ENDI Corp. (5)
- ENTERPRISE DIVERSIFIED, INC. (8)
- Evercore (19)
- FactSet Research Systems Inc (13)
- Federated Investors (29)
- FinTech Acquisition Corp. IV (9)
- Focus Financial Partners Inc. (5)
- Franklin Resources (72)
- Freedom Holding Corp. (17)
- GAIN Capital Holdings, Inc. (25)
- GAMCO INVESTORS, INC. ET AL (2)
- GCM Grosvenor Inc. (15)
- GlassBridge Enterprises, Inc. (82)
- Goldman Sachs (90)
- Great Elm Capital Corp. (1)
- Great Elm Capital Group, Inc. (43)
- Greenhill & Co., Inc. (19)
- Greenpro Capital Corp. (12)
- GSV Capital Corp. (10)
- Hamilton Lane INC (8)
- HENNESSY ADVISORS INC (8)
- Hercules Capital, Inc. (14)
- Heritage Global Inc. (20)
- HOULIHAN LOKEY, INC. (21)
- Interactive Brokers (4)
- Intercontinental Exchange (8)
- INTL FCStone Inc. (6)
- Invesco Ltd. (78)
- Investment Technology Group, Inc. (27)
- Janus Henderson Group plc (25)
- KCAP Financial, Inc. (4)
- KKR & Co. Inc. (11)
- Kyto Technology & Life Science, Inc. (2)
- LADENBURG THALMANN FINANCIAL SERVICES INC. (8)
- Lazard Ltd (66)
- Legg Mason Inc (46)
- LPL Financial Holdings Inc. (43)
- Main Street Capital CORP (2)
- Manning & Napier, Inc. (9)
- MarketAxess Holdings Inc (84)
- Medley Capital Corp (2)
- MEDLEY MANAGEMENT INC. (6)
- Moelis & Co (22)
- Moody's Corp (60)
- Morgan Stanley (68)
- Morningstar, Inc. (43)
- MSCI Inc (89)
- Nasdaq, Inc. (76)
- NATIONAL HOLDINGS CORP (20)
- Nebula Parent Corp. (14)
- Newtek Business Services Corp. (25)
- Northern Trust Corp. (80)
- Och-Ziff Capital Management Group LLC (18)
- OPPENHEIMER HOLDINGS INC (3)
- P10, Inc. (14)
- Piper Jaffray Companies (63)
- PJT Partners Inc. (21)
- Pzena Investment Management, Inc. (22)
- QUOTEMEDIA INC (1)
- RAND CAPITAL CORP (2)
- Raymond James Financial Inc. (53)
- Robinhood Markets, Inc. (10)
- Runway Growth Credit Fund Inc. (2)
- S&P Global, Inc. (72)
- SAFEGUARD SCIENTIFICS INC (34)
- SEI Investments Corp (3)
- SIEBERT FINANCIAL CORP (1)
- Silvercrest Asset Management Group Inc. (5)
- State Street Corp. (69)
- StepStone Group Inc. (5)
- Stifel Financial Corp (6)
- T. Rowe Price Group (29)
- Tango Holdings, Inc. (14)
- TD AMERITRADE HOLDING CORP (52)
- The Bank of New York Mellon Corp. (52)
- TPG Partners, LLC (12)
- Tradeweb Markets Inc. (21)
- Trinity Capital Inc. (2)
- U S GLOBAL INVESTORS INC (1)
- ValueSetters Inc. (14)
- Victory Capital Holdings, Inc. (4)
- Virtu Financial, Inc. (67)
- Virtus Investment Partners, Inc. (10)
- VPC Impact Acquisition Holdings (21)
- Waddell & Reed Financial, Inc. (51)
- WESTWOOD HOLDINGS GROUP INC (26)
- WisdomTree Investments, Inc. (20)
- Wright Investors Service Holdings, Inc. (14)
- Form of Global Performance-Based Restricted Stock Unit Agreement for 2024 Stock Price Appreciation PSU (Carlyle Group L.P., Filed With SEC on May 7, 2024)
- Form of Global Restricted Stock Unit Agreement for 2024 Bonus Deferral Awards (Carlyle Group L.P., Filed With SEC on May 7, 2024)
- Form of 2024 Incentive Stock Option Agreement for Mr. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (MarketAxess Holdings Inc, Filed With SEC on May 7, 2024)
- Form of 2024 Incentive Stock Option Agreement for U.S. based Executive Officers other than Mr. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (MarketAxess Holdings Inc, Filed With SEC on May 7, 2024)
- Form of 2024 Performance Stock Unit Agreement for U.K.-based executive officers pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (MarketAxess Holdings Inc, Filed With SEC on May 7, 2024)
- Form of 2024 Performance Stock Unit Agreement for Richard M. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (MarketAxess Holdings Inc, Filed With SEC on May 7, 2024)
- Form of 2024 Performance Stock Unit Agreement for U.S.-based executive officers other than Richard M. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (MarketAxess Holdings Inc, Filed With SEC on May 7, 2024)
- Form of 2024 Restricted Stock Unit Agreement for U.K.-based executive officers pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (MarketAxess Holdings Inc, Filed With SEC on May 7, 2024)
- Form of 2024 Restricted Stock Unit Agreement (Non-Deferred) for Richard M. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity Incentive Plan (MarketAxess Holdings Inc, Filed With SEC on May 7, 2024)
- Amended and Restated Moodys Corporation Career Transition Plan (amended and restated as of March 1, 2024) (Moody's Corp, Filed With SEC on May 2, 2024)
- Form of Moodys Analytics, Inc. Strategic Incentive Award Letter for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan (Moody's Corp, Filed With SEC on May 2, 2024)
- Form of Moodys Investors Service, Inc. Strategic Incentive Award Letter for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan (Moody's Corp, Filed With SEC on May 2, 2024)
- Form of Special Long-Term Incentive Award Letter for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan (Moody's Corp, Filed With SEC on May 2, 2024)
- Form of Special Non-Qualified Stock Option Grant Agreement for the Amended and Restated 2001 Moodys Corporation Key Employees Stock Incentive Plan (Moody's Corp, Filed With SEC on May 2, 2024)
- Form of Restricted Stock Unit Award Agreement - Performance Vesting - for UCITS staff - under Invesco Ltd. 2016 Global Equity Incentive Plan, as amended and restated (February... (Invesco Ltd., Filed With SEC on May 1, 2024)
- Form of Restricted Stock Unit Award Agreement - Performance Vesting under Invesco Ltd. 2016 Global Equity Incentive Plan, as amended and restated (February 2024) (Invesco Ltd., Filed With SEC on May 1, 2024)
- Invesco Ltd. Deferred Incentive Plan, as amended and restated effective as of February 28, 2024 (Invesco Ltd., Filed With SEC on May 1, 2024)
- Invesco Ltd. 2010 Global Equity Incentive Plan (ST), as amended and restated effective February 28, 2024 (Invesco Ltd., Filed With SEC on May 1, 2024)
- Amended and Restated Agreement relating to Retention and Noncompetition and Other Covenants, dated as of March 7, 2024, by and among the Registrant, Lazard & Co., Services Limited... (Lazard Ltd, Filed With SEC on April 26, 2024)
- Registrant's Management Severance Plan, as amended and restated effective as of February 29, 2024 (S&P Global, Inc., Filed With SEC on April 25, 2024)
- Form of S&P Dow Jones Indices 2024 Long-Term Cash Incentive Compensation Plan (S&P Global, Inc., Filed With SEC on April 25, 2024)
- Form of 2024 Performance Share Unit Award Terms and Conditions (Termination Acceleration) (S&P Global, Inc., Filed With SEC on April 25, 2024)
- Form of 2024 Performance Share Unit Award Terms and Conditions (S&P Global, Inc., Filed With SEC on April 25, 2024)
- Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 RSU Award Agreement (Form of RSU Agreement for other Executive Officers) (Tradeweb Markets Inc., Filed With SEC on April 25, 2024)
- Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 RSU Award Agreement (Form of RSU Agreement for Mr. Hult) (Tradeweb Markets Inc., Filed With SEC on April 25, 2024)
- Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 PRSU Award Agreement (Form of PRSU Agreement for other Executive Officers) (Tradeweb Markets Inc., Filed With SEC on April 25, 2024)
- Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 PRSU Award Agreement (Form of PRSU Agreement for Mr. Hult) (Tradeweb Markets Inc., Filed With SEC on April 25, 2024)
- Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 PSU Award Agreement (Form of PSU Agreement for other Executive Officers) (Tradeweb Markets Inc., Filed With SEC on April 25, 2024)
- Tradeweb Markets Inc. 2019 Omnibus Equity Incentive Plan 2024 PSU Award Agreement (Form of PSU Agreement for Mr. Hult) (Tradeweb Markets Inc., Filed With SEC on April 25, 2024)
- Form of 2024 Performance Stock Unit Award Terms and Conditions (Northern Trust Corp., Filed With SEC on April 23, 2024)
- Consulting Agreement dated October 1, 2023, between the Company and Dennis Burns (Greenpro Capital Corp., Filed With SEC on March 28, 2024)
- Employment Contract dated August 31, 2023, by and between Greenpro Holding Limited and Lee Chong Kuang (Greenpro Capital Corp., Filed With SEC on March 28, 2024)
- Employment Contract dated August 31, 2023, by and between Greenpro Holding Limited and Loke Che Chan Gilbert (Greenpro Capital Corp., Filed With SEC on March 28, 2024)
- Amendment No.1 to Bakkt Holdings, Inc. 2021 Omnibus Incentive Plan (VPC Impact Acquisition Holdings, Filed With SEC on March 25, 2024)
- Second Amendment to Employment Agreement by and between the Company and Charles D. Jehl, dated March 22, 2024 (Nebula Parent Corp., Filed With SEC on March 25, 2024)
- Separation Agreement by and between the Company and Keith Jezek, dated March 22, 2024 (Nebula Parent Corp., Filed With SEC on March 25, 2024)
- Employment Agreement, dated March 18, 2024, by and between Bakkt Holdings, Inc. and Andrew Main (VPC Impact Acquisition Holdings, Filed With SEC on March 19, 2024)
- HERITAGE GLOBAL INC. Compensation Recoupment Policy (Heritage Global Inc., Filed With SEC on March 14, 2024)
- Form of Restricted Stock Grant for Restricted Stock Granted Under 2022 Heritage Global Inc. Equity Incentive Plan (Heritage Global Inc., Filed With SEC on March 14, 2024)
- Form of Option Grant for Options to Non-employees Granted Under 2022 Heritage Global Inc. Equity Incentive Plan (Heritage Global Inc., Filed With SEC on March 14, 2024)