Bonus & Incentive Agreements in the Capital Markets Industry

1,744 Contracts & Agreements

Browse by Company

AFFILIATED MANAGERS GROUP, INC. (29 contracts)
ALLIANCEBERNSTEIN HOLDING L.P. (55)
ALTIMAR ACQUISITION CORP. (3)
Ameriprise Financial (15)
Apollo Global Management LLC (28)
Ares Management Corp (21)
Artisan Partners Asset Management Inc. (27)
Ascendant Digital Acquisition Corp. (3)
Ashford Inc. (1)
AssetMark Financial Holdings, Inc. (2)
B. Riley Financial, Inc. (11)
Barings BDC, Inc. (4)
BGC Partners, Inc. (12)
BlackRock (12)
Blackstone Group L.P. (23)
Blucora, Inc. (51)
Bridge Investment Group Holdings Inc. (3)
CAPITAL SOUTHWEST CORP (10)
Carlyle Group L.P. (20)
Cboe Global Markets (14)
Charles Schwab Corporation (92)
CME Group Inc. (17)
Cohen & Co Inc. (16)
COHEN & STEERS INC (7)
Coinbase Global, Inc. (1)
CONCIERGE TECHNOLOGIES INC (1)
ContextLogic Inc. (1)
COWEN INC. (6)
CREDITRISKMONITOR COM INC (1)
DIAMOND HILL INVESTMENT GROUP INC (10)
Donnelley Financial Solutions, Inc. (13)
E*Trade (12)
Eaton Vance Corp (18)
ENDI Corp. (3)
ENTERPRISE DIVERSIFIED, INC. (1)
Evercore (7)
Federated Investors (23)
FinTech Acquisition Corp. IV (3)
Focus Financial Partners Inc. (2)
Franklin Resources (39)
Freedom Holding Corp. (3)
GAIN Capital Holdings, Inc. (3)
GAMCO INVESTORS, INC. ET AL (1)
GCM Grosvenor Inc. (8)
GlassBridge Enterprises, Inc. (43)
Goldman Sachs (60)
Great Elm Capital Group, Inc. (10)
Greenhill & Co., Inc. (15)
Hamilton Lane INC (7)
HENNESSY ADVISORS INC (2)
Hercules Capital, Inc. (9)
HOULIHAN LOKEY, INC. (11)
Interactive Brokers (4)
Intercontinental Exchange (7)
INTL FCStone Inc. (4)
Invesco Ltd. (68)
Investment Technology Group, Inc. (5)
Janus Henderson Group plc (20)
KCAP Financial, Inc. (2)
KKR & Co. Inc. (3)
Kyto Technology & Life Science, Inc. (2)
LADENBURG THALMANN FINANCIAL SERVICES INC. (1)
Lazard Ltd (12)
Legg Mason Inc (27)
LPL Financial Holdings Inc. (26)
Manning & Napier, Inc. (4)
MarketAxess Holdings Inc (51)
Medley Capital Corp (2)
MEDLEY MANAGEMENT INC. (4)
Moelis & Co (8)
Moody's Corp (25)
Morgan Stanley (44)
Morningstar, Inc. (40)
MSCI Inc (71)
Nasdaq, Inc. (36)
NATIONAL HOLDINGS CORP (2)
Nebula Parent Corp. (1)
Newtek Business Services Corp. (1)
Northern Trust Corp. (44)
Och-Ziff Capital Management Group LLC (16)
OPPENHEIMER HOLDINGS INC (1)
P10, Inc. (7)
Piper Jaffray Companies (35)
PJT Partners Inc. (18)
Pzena Investment Management, Inc. (14)
Raymond James Financial Inc. (42)
Robinhood Markets, Inc. (7)
S&P Global, Inc. (37)
SAFEGUARD SCIENTIFICS INC (2)
SEI Investments Corp (1)
SIEBERT FINANCIAL CORP (1)
Silvercrest Asset Management Group Inc. (3)
State Street Corp. (29)
StepStone Group Inc. (4)
Stifel Financial Corp (5)
T. Rowe Price Group (24)
Tango Holdings, Inc. (8)
TD AMERITRADE HOLDING CORP (14)
The Bank of New York Mellon Corp. (38)
TPG Partners, LLC (5)
Tradeweb Markets Inc. (11)
Trinity Capital Inc. (1)
U S GLOBAL INVESTORS INC (1)
ValueSetters Inc. (1)
Virtu Financial, Inc. (46)
Virtus Investment Partners, Inc. (8)
VPC Impact Acquisition Holdings (9)
Waddell & Reed Financial, Inc. (33)
WESTWOOD HOLDINGS GROUP INC (17)
WisdomTree Investments, Inc. (2)
Wright Investors Service Holdings, Inc. (1)

Recent Contracts

CME Group Inc. Annual Incentive Plan (As amended and restated effective October 2, 2023) (CME Group Inc., Filed With SEC on November 13, 2023)
Form of Equity Grant Letter for Annual Grant of Performance Shares (CME Group Inc., Filed With SEC on November 1, 2023)
Northern Partners Incentive Plan, as amended and restated on July 17, 2023 (Northern Trust Corp., Filed With SEC on October 31, 2023)
Form of 2023 Performance-Based Restricted Stock Unit Award Agreement (Deal Incentive Award) used with respect to grants of performance-based restricted stock units by the Company... (Intercontinental Exchange, Filed With SEC on October 6, 2023)
GlassBridge Enterprises, Inc. Equity Incentive Plan (GlassBridge Enterprises, Inc., Filed With SEC on September 29, 2023)
Form of Agreement for Stock Performance Profits Interest Participation Rights Units under the 2018 Incentive Compensation Plan (Lazard Ltd, Filed With SEC on August 25, 2023)
Form of Non-Employee Director Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Agreement pursuant to GCM Grosvenor Inc. Amended and Restated Incentive Award Plan (GCM Grosvenor Inc., Filed With SEC on August 9, 2023)
Form of Employee Restricted Stock Unit Award Grant Notice and Restricted Stock Unit Agreement pursuant to GCM Grosvenor Inc. Amended and Restated Incentive Award Plan (GCM Grosvenor Inc., Filed With SEC on August 9, 2023)
GCM Grosvenor Inc. Amended and Restated Incentive Award Plan (GCM Grosvenor Inc., Filed With SEC on August 9, 2023)
Form of Performance-Based Restricted Stock Grant Notice and Award Agreement for Executive Officers under the Avantax, Inc. (f/k/a/ Blucora, Inc.) 2018 Long-Term Incentive Plan... (Blucora, Inc., Filed With SEC on August 9, 2023)
Form of Performance-Based Restricted Stock Grant Notice and Award Agreement for Executive Officers under the Avantax, Inc. (f/k/a/ Blucora, Inc.) 2018 Long-Term Incentive Plan... (Blucora, Inc., Filed With SEC on August 9, 2023)
Interactive Brokers Group, Inc. 2007 Stock Incentive Plan, as of April 20, 2023 (Interactive Brokers, Filed With SEC on August 8, 2023)
Form of Performance-Based Stock Option Agreement under the BlackRock, Inc. Second Amended and Restated 1999 Stock Award and Incentive Plan (BlackRock, Filed With SEC on August 4, 2023)
Form of Restricted Stock Award Agreement for Executive Officers-Time Vesting-under the Invesco Ltd. 2016 Global Equity Incentive Plan (2023) (Invesco Ltd., Filed With SEC on August 2, 2023)
Form of Nasdaq Three-Year Performance Share Unit Agreement (Nasdaq, Inc., Filed With SEC on August 2, 2023)
The Carlyle Group Inc. Amended and Restated 2012 Equity Incentive Plan (Carlyle Group L.P., Filed With SEC on June 2, 2023)
Second Amended and Restated PJT Partners Inc. 2015 Omnibus Incentive Plan (PJT Partners Inc., Filed With SEC on May 25, 2023)
Piper Sandler Companies Amended and Restated 2003 Annual and Long-Term Incentive Plan (as amended and restated May 17, 2023) (Piper Jaffray Companies, Filed With SEC on May 18, 2023)
Form of Stock Option Agreement under the 2021 Incentive Plan (P10, Inc., Filed With SEC on May 15, 2023)
Form of Executive Officer Restricted Stock Unit Agreement under the Bakkt Holdings, Inc. 2021 Omnibus Incentive Plan (VPC Impact Acquisition Holdings, Filed With SEC on May 11, 2023)
Form of Performance Unit Agreement under the Bakkt Holdings, Inc. 2021 Omnibus Incentive Plan (VPC Impact Acquisition Holdings, Filed With SEC on May 11, 2023)
Form of Performance Share Unit Grant Agreement under the Virtus Investment Partners, Inc. Amended and Restated Omnibus Incentive and Equity Plan (Virtus Investment Partners, Inc., Filed With SEC on May 9, 2023)
Form of Restricted Stock Unit Grant Agreement under the Virtus Investment Partners, Inc. Amended and Restated Omnibus Incentive and Equity Plan (Virtus Investment Partners, Inc., Filed With SEC on May 9, 2023)
Accord+ Notional Bonus Plan (Tango Holdings, Inc., Filed With SEC on May 9, 2023)
Accord+ Notional Bonus Plan (Apollo Global Management LLC, Filed With SEC on May 9, 2023)
2023 Form of Performance Share Unit Agreement (The Bank of New York Mellon Corp., Filed With SEC on May 5, 2023)
Form of Global Restricted Stock Unit Agreement for 2023 Performance Restricted Stock Unit Awards for Other Executive Officers (Carlyle Group L.P., Filed With SEC on May 4, 2023)
Form of Restricted Stock Unit Award Agreement - Performance Vesting - for UCITS staff - under Invesco Ltd. 2016 Global Equity Incentive Plan, as amended and restated (February... (Invesco Ltd., Filed With SEC on May 3, 2023)
Form of Restricted Stock Unit Award Agreement - Performance Vesting under Invesco Ltd. 2016 Global Equity Incentive Plan, as amended and restated (February 2023) (Invesco Ltd., Filed With SEC on May 3, 2023)
Form of Restricted Stock Award Agreement - Time Vesting - under Invesco Ltd. 2016 Global Equity Incentive Plan, as amended and restated (February 2023) (Invesco Ltd., Filed With SEC on May 3, 2023)
Form of 2023 Performance Stock Unit Award Terms and Conditions (Northern Trust Corp., Filed With SEC on May 2, 2023)
Form of Agreement evidencing grant of Restricted Stock Units under the 2018 Incentive Compensation Plan (Lazard Ltd, Filed With SEC on May 2, 2023)
Form of Agreement for Profits Interest Participation Right Units under the 2018 Incentive Compensation Plan (Lazard Ltd, Filed With SEC on May 2, 2023)
Ameriprise Financial 2005 Incentive Compensation Plan, as amended and restated (Ameriprise Financial, Filed With SEC on April 28, 2023)
Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Award Agreement, dated as of February 3, 2023, by and between Virtu... (Virtu Financial, Inc., Filed With SEC on April 28, 2023)
Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Award Agreement, dated as of February 3, 2023, by and between Virtu... (Virtu Financial, Inc., Filed With SEC on April 28, 2023)
Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Award Agreement, dated as of February 3, 2023, by and between Virtu... (Virtu Financial, Inc., Filed With SEC on April 28, 2023)
Virtu Financial, Inc. Amended and Restated 2015 Management Incentive Plan Employee Restricted Stock Unit Award Agreement, dated as of February 3, 2023, by and between Virtu... (Virtu Financial, Inc., Filed With SEC on April 28, 2023)
Form of Morningstar Amended and Restated 2011 Stock Incentive Plan Bonus Restricted Stock Unit Award Agreement, for awards made on and after March 1, 2023 (Morningstar, Inc., Filed With SEC on April 28, 2023)
S&P Dow Jones Indices 2023 Long-Term Cash Incentive Compensation Plan (S&P Global, Inc., Filed With SEC on April 27, 2023)