Bonus & Incentive Agreements in the Capital Markets Industry

1,802 Contracts & Agreements

Browse by Company

AFFILIATED MANAGERS GROUP, INC. (31 contracts)
ALLIANCEBERNSTEIN HOLDING L.P. (57)
ALTIMAR ACQUISITION CORP. (3)
Ameriprise Financial (19)
Apollo Global Management LLC (28)
Ares Management Corp (23)
Artisan Partners Asset Management Inc. (33)
Ascendant Digital Acquisition Corp. (3)
Ashford Inc. (1)
AssetMark Financial Holdings, Inc. (2)
B. Riley Financial, Inc. (11)
Barings BDC, Inc. (4)
BGC Partners, Inc. (12)
BlackRock (12)
Blackstone Group L.P. (24)
Blucora, Inc. (51)
Bridge Investment Group Holdings Inc. (3)
CAPITAL SOUTHWEST CORP (10)
Carlyle Group L.P. (20)
Cboe Global Markets (14)
Charles Schwab Corporation (95)
CME Group Inc. (17)
Cohen & Co Inc. (16)
COHEN & STEERS INC (7)
Coinbase Global, Inc. (1)
CONCIERGE TECHNOLOGIES INC (1)
ContextLogic Inc. (1)
COWEN INC. (6)
CREDITRISKMONITOR COM INC (1)
DIAMOND HILL INVESTMENT GROUP INC (10)
Donnelley Financial Solutions, Inc. (13)
E*Trade (12)
Eaton Vance Corp (18)
ENDI Corp. (3)
ENTERPRISE DIVERSIFIED, INC. (1)
Evercore (7)
Federated Investors (26)
FinTech Acquisition Corp. IV (3)
Focus Financial Partners Inc. (2)
Franklin Resources (39)
Freedom Holding Corp. (3)
GAIN Capital Holdings, Inc. (3)
GAMCO INVESTORS, INC. ET AL (1)
GCM Grosvenor Inc. (8)
GlassBridge Enterprises, Inc. (49)
Goldman Sachs (62)
Great Elm Capital Group, Inc. (10)
Greenhill & Co., Inc. (15)
Hamilton Lane INC (7)
HENNESSY ADVISORS INC (2)
Hercules Capital, Inc. (9)
Heritage Global Inc. (3)
HOULIHAN LOKEY, INC. (11)
Interactive Brokers (4)
Intercontinental Exchange (7)
INTL FCStone Inc. (5)
Invesco Ltd. (68)
Investment Technology Group, Inc. (5)
Janus Henderson Group plc (21)
KCAP Financial, Inc. (2)
KKR & Co. Inc. (3)
Kyto Technology & Life Science, Inc. (2)
LADENBURG THALMANN FINANCIAL SERVICES INC. (1)
Lazard Ltd (12)
Legg Mason Inc (27)
LPL Financial Holdings Inc. (27)
Manning & Napier, Inc. (4)
MarketAxess Holdings Inc (52)
Medley Capital Corp (2)
MEDLEY MANAGEMENT INC. (4)
Moelis & Co (10)
Moody's Corp (28)
Morgan Stanley (46)
Morningstar, Inc. (40)
MSCI Inc (72)
Nasdaq, Inc. (36)
NATIONAL HOLDINGS CORP (2)
Nebula Parent Corp. (1)
Newtek Business Services Corp. (1)
Northern Trust Corp. (45)
Och-Ziff Capital Management Group LLC (16)
OPPENHEIMER HOLDINGS INC (1)
P10, Inc. (7)
Piper Jaffray Companies (36)
PJT Partners Inc. (18)
Pzena Investment Management, Inc. (14)
Raymond James Financial Inc. (42)
Robinhood Markets, Inc. (7)
S&P Global, Inc. (37)
SAFEGUARD SCIENTIFICS INC (2)
SEI Investments Corp (1)
SIEBERT FINANCIAL CORP (1)
Silvercrest Asset Management Group Inc. (3)
State Street Corp. (29)
StepStone Group Inc. (4)
Stifel Financial Corp (6)
T. Rowe Price Group (24)
Tango Holdings, Inc. (12)
TD AMERITRADE HOLDING CORP (14)
The Bank of New York Mellon Corp. (39)
TPG Partners, LLC (8)
Tradeweb Markets Inc. (11)
Trinity Capital Inc. (1)
U S GLOBAL INVESTORS INC (1)
ValueSetters Inc. (1)
Virtu Financial, Inc. (46)
Virtus Investment Partners, Inc. (8)
VPC Impact Acquisition Holdings (10)
Waddell & Reed Financial, Inc. (33)
WESTWOOD HOLDINGS GROUP INC (17)
WisdomTree Investments, Inc. (2)
Wright Investors Service Holdings, Inc. (1)

Recent Contracts

Amendment No.1 to Bakkt Holdings, Inc. 2021 Omnibus Incentive Plan (VPC Impact Acquisition Holdings, Filed With SEC on March 25, 2024)
Form of Restricted Stock Grant for Restricted Stock Granted Under 2022 Heritage Global Inc. Equity Incentive Plan (Heritage Global Inc., Filed With SEC on March 14, 2024)
Form of Option Grant for Options to Non-employees Granted Under 2022 Heritage Global Inc. Equity Incentive Plan (Heritage Global Inc., Filed With SEC on March 14, 2024)
Form of Option Grant for Options to Employees Granted Under 2022 Heritage Global Inc. Equity Incentive Plan (Heritage Global Inc., Filed With SEC on March 14, 2024)
2023 Form of Performance Share Unit Agreement (The Bank of New York Mellon Corp., Filed With SEC on February 28, 2024)
Northern Partners Incentive Plan, as amended and restated on January 16, 2024 (Northern Trust Corp., Filed With SEC on February 27, 2024)
Form of Notice of Performance Restricted Share Unit Award and Performance Restricted Share Unit Award Agreement under the Apollo Global Management, Inc. 2019 Omnibus Equity... (Tango Holdings, Inc., Filed With SEC on February 27, 2024)
Form of Notice of Restricted Share Unit Award and Restricted Share Unit Award Agreement under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan (Tango Holdings, Inc., Filed With SEC on February 27, 2024)
Form of Restricted Share Award Grant Notice and Restricted Share Award Agreement under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan or Apollo Global... (Tango Holdings, Inc., Filed With SEC on February 27, 2024)
Form of Restricted Share Award Grant Notice and Restricted Share Award Agreement under the Apollo Global Management, Inc. 2019 Omnibus Equity Incentive Plan or Apollo Global... (Tango Holdings, Inc., Filed With SEC on February 27, 2024)
Form of US DIP Performance-Based Share Unit (PSU) Award Agreement for grants to executive officers under the Janus Henderson Group 2022 Deferred Incentive Plan on or after January... (Janus Henderson Group plc, Filed With SEC on February 27, 2024)
Form of Annual Incentive Fee Restricted Unit Agreement under the 2023 Equity Incentive Plan (Ares Management Corp, Filed With SEC on February 27, 2024)
Form of Annual Incentive Fee Award Letter (Ares Management Corp, Filed With SEC on February 27, 2024)
Form of 2024 Restricted Stock Unit Agreement (Non-Deferred) for U.S.-based executive officers other than Richard M. McVey pursuant to the MarketAxess Holdings Inc. 2020 Equity... (MarketAxess Holdings Inc, Filed With SEC on February 26, 2024)
Form of Performance Share Unit Agreement for 202 (Piper Jaffray Companies, Filed With SEC on February 26, 2024)
Form of Performance-Based Restricted Stock Unit Award Agreement (not fully vested) (Goldman Sachs, Filed With SEC on February 23, 2024)
Form of Performance-Based Restricted Stock Unit Award Agreement (fully vested) (Goldman Sachs, Filed With SEC on February 23, 2024)
Form of Notice and Restricted Stock Unit Agreement under The Charles Schwab Corporation 2022 Stock Incentive Plan and successor plans (Charles Schwab Corporation, Filed With SEC on February 23, 2024)
Form of Notice and Performance-Based Restricted Stock Unit Agreement under The Charles Schwab Corporation 2022 Stock Incentive Plan and successor plans (Charles Schwab Corporation, Filed With SEC on February 23, 2024)
Form of Notice and Nonqualified Stock Option Agreement under The Charles Schwab Corporation 2022 Stock Incentive Plan and successor plans (Charles Schwab Corporation, Filed With SEC on February 23, 2024)
Restricted Stock Unit Grant Agreement, dated as of November 30, 2023, between TPG Inc. and Jon Winkelried, under the TPG Inc. Omnibus Equity Incentive Plan, and Performance... (TPG Partners, LLC, Filed With SEC on February 23, 2024)
Form of Performance Restricted Stock Unit Grant Agreement under the TPG Inc. Omnibus Equity Incentive Plan (TPG Partners, LLC, Filed With SEC on February 23, 2024)
Form of Restricted Stock Unit Grant Agreement under the TPG Inc. Omnibus Equity Incentive Plan (TPG Partners, LLC, Filed With SEC on February 23, 2024)
Blackstone Inc. Amended and Restated 2007 Equity Incentive Plan (Blackstone Group L.P., Filed With SEC on February 23, 2024)
Form of 2023 Bonus Restricted Stock Award Agreement for UK Sub-Plan (Federated Investors, Filed With SEC on February 23, 2024)
Form of 2023 Bonus Restricted Stock Award Agreement for Federated Hermes, Inc. Stock Incentive Plan (Federated Investors, Filed With SEC on February 23, 2024)
Federated Hermes, Inc. Incentive Compensation Recovery Policy (Federated Investors, Filed With SEC on February 23, 2024)
Form of Award Certificate for Long-Term Incentive Program Awards (Morgan Stanley, Filed With SEC on February 22, 2024)
Form of Award Certificate for Discretionary Retention Awards under the Morgan Stanley Compensation Incentive Plan (Morgan Stanley, Filed With SEC on February 22, 2024)
First Amendment to the Ameriprise Financial Annual Incentive Award Plan, as amended and restated as of January 1, 2009 (Ameriprise Financial, Filed With SEC on February 22, 2024)
Ameriprise Financial Form of Award Certificate - Performance Share Unit Plan Award (for grants after April 26, 2023) (Ameriprise Financial, Filed With SEC on February 22, 2024)
Ameriprise Financial Form of Award Certificate - Performance Cash Unit Plan Award (for grants after April 26, 2023) (Ameriprise Financial, Filed With SEC on February 22, 2024)
Ameriprise Financial Form of Award Certificate - EMEA Performance Share Unit Plan Award (for grants after April 26, 2023) (Ameriprise Financial, Filed With SEC on February 22, 2024)
Moelis & Company Group LP Performance-Based Vesting Agreement (Moelis & Co, Filed With SEC on February 22, 2024)
Statement of Terms and Conditions of the 2023 Incentive Restricted Stock Unit Award for Managing Directors (Moelis & Co, Filed With SEC on February 22, 2024)
Form of Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan - Franchise Capital Award Agreement - Career Vesting (Non-PM) (Artisan Partners Asset Management Inc., Filed With SEC on February 22, 2024)
Form of Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan - Franchise Capital Award Agreement - Career Vesting (PMs and Founders) (Artisan Partners Asset Management Inc., Filed With SEC on February 22, 2024)
Form of Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan - Franchise Capital Award Agreement - Annual Vesting (Artisan Partners Asset Management Inc., Filed With SEC on February 22, 2024)
Form of Artisan Partners Asset Management Inc. 2023 Omnibus Incentive Compensation Plan - Franchise Share Award Agreement (Artisan Partners Asset Management Inc., Filed With SEC on February 22, 2024)
Form of Employee Performance Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan, as amended February 9, 2024 (LPL Financial Holdings Inc., Filed With SEC on February 21, 2024)