Separation Agreements in the Capital Markets Industry

118 Contracts & Agreements

Browse by Company

Apollo Global Management LLC (1 contract)
Ascendant Digital Acquisition Corp. (1)
Ashford Inc. (1)
AssetMark Financial Holdings, Inc. (1)
Associated Capital Group, Inc. (1)
BGC Partners, Inc. (6)
Blucora, Inc. (8)
Capital Financial Holdings, Inc (1)
Carlyle Group L.P. (1)
Charles Schwab Corporation (5)
CME Group Inc. (1)
Cohen & Co Inc. (5)
Coinbase Global, Inc. (1)
DIAMOND HILL INVESTMENT GROUP INC (1)
Donnelley Financial Solutions, Inc. (1)
E*Trade (7)
FactSet Research Systems Inc (8)
GAIN Capital Holdings, Inc. (1)
GAMCO INVESTORS, INC. ET AL (1)
GlassBridge Enterprises, Inc. (5)
Great Elm Capital Corp. (1)
Great Elm Capital Group, Inc. (3)
Hamilton Lane INC (1)
Hercules Capital, Inc. (2)
Heritage Global Inc. (3)
Investment Technology Group, Inc. (1)
Janus Henderson Group plc (2)
Lazard Ltd (5)
Legg Mason Inc (1)
MarketAxess Holdings Inc (1)
MEDLEY MANAGEMENT INC. (1)
Moelis & Co (2)
Moody's Corp (3)
Morningstar, Inc. (3)
Nasdaq, Inc. (1)
Och-Ziff Capital Management Group LLC (1)
P10, Inc. (1)
Piper Jaffray Companies (5)
PJT Partners Inc. (1)
Raymond James Financial Inc. (1)
Robinhood Markets, Inc. (2)
State Street Corp. (2)
TD AMERITRADE HOLDING CORP (8)
Trinity Capital Inc. (1)
ValueSetters Inc. (2)
Virtu Financial, Inc. (1)
Virtus Investment Partners, Inc. (1)
VPC Impact Acquisition Holdings (1)
Waddell & Reed Financial, Inc. (1)
WESTWOOD HOLDINGS GROUP INC (1)
WisdomTree Investments, Inc. (1)
Wright Investors Service Holdings, Inc. (1)

Recent Contracts

General Release and Separation Agreement by and between Nasdaq, Inc. and Ann M. Dennison, dated as of August 31, 2023 (Nasdaq, Inc., Filed With SEC on November 3, 2023)
Separation and Release Agreement, dated August 16, 2023, between Tiphani Krueger and Janus Henderson Investors US LLC (Janus Henderson Group plc, Filed With SEC on November 1, 2023)
Confidential Separation Agreement and General Release, dated July 18, 2023, by and between Atul Varma and Hamilton Lane Advisors, L.L.C (Hamilton Lane INC, Filed With SEC on July 20, 2023)
Separation Agreement and General Release, dated as of May 12, 2023, by and among P10 Holdings, Inc., RCP Advisors 3, LLC and Jeff Gehl (P10, Inc., Filed With SEC on May 15, 2023)
Separation Agreement and Advisory Agreement, each by and between the Registrant and Surojit Chatterjee, and each dated November 30, 2022 (Coinbase Global, Inc., Filed With SEC on February 21, 2023)
Separation Agreement and General Release, dated February 1, 2023, between Morningstar, Inc. and Bevin Desmond (Morningstar, Inc., Filed With SEC on February 2, 2023)
Separation Agreement, dated November 22, 2022, by and between MarketWise, Inc. and Mark Arnold (Ascendant Digital Acquisition Corp., Filed With SEC on November 23, 2022)
Separation Agreement, dated August 7, 2022, between Kewsong Lee and The Carlyle Group Employee Co., L.L.C (Carlyle Group L.P., Filed With SEC on November 8, 2022)
Separation Agreement between (Robinhood Markets, Inc., Filed With SEC on November 3, 2022)
Francisco Aristeguieta Transition and Separation Agreement dated May 9, 2022 (State Street Corp., Filed With SEC on July 28, 2022)
Separation and Release Agreement, dated June 15, 2022, between Suzanne Cain and Janus Henderson Investors US LLC (Janus Henderson Group plc, Filed With SEC on July 28, 2022)
Separation Agreement, effective as of April 8, 2022, by and between MarketAxess Corporation and Nicholas Themelis (MarketAxess Holdings Inc, Filed With SEC on July 27, 2022)
Separation Agreement and General Release of Claims dated April 26, 2022 between FactSet Research Systems Inc. and Gene Fernandez (FactSet Research Systems Inc, Filed With SEC on July 1, 2022)
Separation Agreement between Robinhood Markets, Inc. and Christina Smedley, dated August 21, 2021 (Robinhood Markets, Inc., Filed With SEC on May 6, 2022)
Separation Agreement with Carole Murko (ValueSetters Inc., Filed With SEC on February 14, 2022)
Terms of separation between Netcapital Inc. and Carole Murko (ValueSetters Inc., Filed With SEC on January 13, 2022)
Separation Agreement and General Release, dated as of December 20, 2021, between Adam White and Bakkt, LLC (VPC Impact Acquisition Holdings, Filed With SEC on December 22, 2021)
Separation Agreement, dated March 30, 2021, by and between Heritage Global Inc. and Scott West (Heritage Global Inc., Filed With SEC on May 13, 2021)
Separation Agreement dated March 5, 2021 by and between AssetMark Financial Holdings, Inc. and Charles Goldman (AssetMark Financial Holdings, Inc., Filed With SEC on March 10, 2021)
Separation and General Release Agreement, dated November 26, 2020, by and between the Company and Susan Echard (Trinity Capital Inc., Filed With SEC on March 4, 2021)
Separation Agreement, dated August 13, 2020 between Medley LLC and John Fredericks (MEDLEY MANAGEMENT INC., Filed With SEC on November 16, 2020)
Separation Agreement and General Release of Claims dated June 7, 2020 between FactSet Research Systems Inc. and Franck A.R. Gossieaux (FactSet Research Systems Inc, Filed With SEC on June 9, 2020)
Separation Agreement dated October 30, 2019 between Morningstar and Tricia Rothschild (Morningstar, Inc., Filed With SEC on March 2, 2020)
Separation Agreement by and between Joseph Molluso and Virtu Financial Operating LLC and Virtu Financial, Inc., dated as of September 3, 2019 (Virtu Financial, Inc., Filed With SEC on February 28, 2020)
Separation and Release Agreement by and between Blucora, Inc. and Davinder Athwal, dated January 6, 2020 (Blucora, Inc., Filed With SEC on February 28, 2020)
Confidential Executive Separation Agreement and General Release of All Claims, dated January 25, 2019, by and between Mark S. Flynn and Virtus Investment Partners, Inc (Virtus Investment Partners, Inc., Filed With SEC on February 27, 2020)
Separation Agreement between the Company and David Abner, dated August 27, 2019 (WisdomTree Investments, Inc., Filed With SEC on August 29, 2019)
Confidential Separation Agreement and General Release of Claims by and between Ms. Kallsen and CSC (Charles Schwab Corporation, Filed With SEC on August 28, 2019)
Separation Agreement, dated as of July 13, 2019, by and between Hercules Capital, Inc. and Manuel Henriquez (Hercules Capital, Inc., Filed With SEC on August 1, 2019)
Separation Agreement and General Release of Claims, dated April 22, 2019 (FactSet Research Systems Inc, Filed With SEC on July 10, 2019)
Transition and Separation Agreement entered into with Jeff D. Conway dated March 20, 2019 (State Street Corp., Filed With SEC on May 1, 2019)
Separation and Release Agreement by and between Blucora, Inc. and Bob Oros dated October 28, 2018 (Blucora, Inc., Filed With SEC on March 1, 2019)
Amended and Restated Separation and Distribution Agreement, dated as of November 23, 2018, by and among Cantor Fitzgerald, L.P., BGC Partners, Inc., BGC Holdings, L.P., BGC... (BGC Partners, Inc., Filed With SEC on November 27, 2018)
Amendment No. 1, dated November 8, 2018, to the Separation and Distribution Agreement, dated as of December 13, 2017, by and among BGC Partners, Inc., BGC Holdings, L.P., BGC... (BGC Partners, Inc., Filed With SEC on November 8, 2018)
Separation Agreement and Release, dated as of June 4, 2018, by and between Michael Sell and Great Elm Capital Management, Inc (Great Elm Capital Corp., Filed With SEC on August 10, 2018)
Separation Agreement and Release of All Claims between Diamond Hill Capital Management, Inc. and Lisa Wesolek dated May 30, 2018 (DIAMOND HILL INVESTMENT GROUP INC, Filed With SEC on August 1, 2018)
Separation Agreement and General Release of Claims, dated July 5, 2018 (FactSet Research Systems Inc, Filed With SEC on July 10, 2018)
Separation Agreement and General Release of Claims, dated May 8, 2018 (FactSet Research Systems Inc, Filed With SEC on July 10, 2018)
Separation Agreement between the Registrant and Richard S. Chernicoff, dated as of March 21, 2018 (Great Elm Capital Group, Inc., Filed With SEC on May 15, 2018)
Separation Agreement dated as of March 23, 2018 between James P. Selway III and Investment Technology Group, Inc (Investment Technology Group, Inc., Filed With SEC on May 2, 2018)