Compensation Agreements in the Capital Markets Industry

384 Contracts & Agreements

Browse by Company

AFFILIATED MANAGERS GROUP, INC. (10 contracts)
ALLIANCEBERNSTEIN HOLDING L.P. (45)
Ameriprise Financial (8)
Ascendant Digital Acquisition Corp. (3)
Ashford Inc. (1)
Barings BDC, Inc. (2)
BlackRock (3)
Blucora, Inc. (6)
Bridge Investment Group Holdings Inc. (1)
Cboe Global Markets (1)
Charles Schwab Corporation (18)
CME Group Inc. (3)
Cohen & Co Inc. (1)
DIAMOND HILL INVESTMENT GROUP INC (4)
Donnelley Financial Solutions, Inc. (5)
E*Trade (1)
Franklin Resources (31)
GAIN Capital Holdings, Inc. (1)
GCM Grosvenor Inc. (2)
GlassBridge Enterprises, Inc. (7)
Goldman Sachs (26)
Great Elm Capital Group, Inc. (3)
Heritage Global Inc. (1)
HOULIHAN LOKEY, INC. (6)
Invesco Ltd. (3)
Investment Technology Group, Inc. (9)
Janus Henderson Group plc (1)
KKR & Co. Inc. (6)
Lazard Ltd (2)
Legg Mason Inc (3)
LPL Financial Holdings Inc. (12)
Main Street Capital CORP (2)
Manning & Napier, Inc. (2)
MarketAxess Holdings Inc (1)
Moody's Corp (5)
Morgan Stanley (8)
MSCI Inc (12)
Nasdaq, Inc. (10)
NATIONAL HOLDINGS CORP (5)
Nebula Parent Corp. (2)
Northern Trust Corp. (16)
OPPENHEIMER HOLDINGS INC (2)
Piper Jaffray Companies (15)
Pzena Investment Management, Inc. (1)
QUOTEMEDIA INC (1)
Raymond James Financial Inc. (4)
S&P Global, Inc. (1)
SAFEGUARD SCIENTIFICS INC (21)
SEI Investments Corp (1)
State Street Corp. (20)
T. Rowe Price Group (3)
TD AMERITRADE HOLDING CORP (5)
The Bank of New York Mellon Corp. (4)
TPG Partners, LLC (2)
Victory Capital Holdings, Inc. (4)
Virtu Financial, Inc. (1)
VPC Impact Acquisition Holdings (1)
Waddell & Reed Financial, Inc. (8)
WisdomTree Investments, Inc. (1)
Wright Investors Service Holdings, Inc. (1)

Recent Contracts

HERITAGE GLOBAL INC. Compensation Recoupment Policy (Heritage Global Inc., Filed With SEC on March 14, 2024)
Third Amendment to the Diamond Hill Variable Term Deferred Compensation Plan (DIAMOND HILL INVESTMENT GROUP INC, Filed With SEC on February 29, 2024)
Second Amendment to the Diamond Hill Variable Term Deferred Compensation Plan (DIAMOND HILL INVESTMENT GROUP INC, Filed With SEC on February 29, 2024)
Independent Director Compensation Program (KKR & Co. Inc., Filed With SEC on February 29, 2024)
Second Amended and Restated Non-Employee Director Compensation Policy (Nebula Parent Corp., Filed With SEC on February 28, 2024)
Deferred Compensation Plan for Non-Employee Directors of The Bank of New York Company, Inc (The Bank of New York Mellon Corp., Filed With SEC on February 28, 2024)
Northern Trust Corporation Deferred Compensation Plan, as amended and restated effective as of January 1, 2024 (Northern Trust Corp., Filed With SEC on February 27, 2024)
Summary of Non-Employee Director Compensation Program (Piper Jaffray Companies, Filed With SEC on February 26, 2024)
AllianceBernstein 2023 Deferred Cash Compensation Program (ALLIANCEBERNSTEIN HOLDING L.P., Filed With SEC on February 9, 2024)
MarketWise, Inc. Non-Employee Director Compensation Policy (Effective August 2, 2023) (Ascendant Digital Acquisition Corp., Filed With SEC on November 9, 2023)
Avantax, Inc. (f/k/a Blucora, Inc.) Non-Employee Director Compensation Policy (Blucora, Inc., Filed With SEC on August 9, 2023)
Amended and Restated Board Compensation Policy, effective on June 21, 2023 (Nasdaq, Inc., Filed With SEC on August 2, 2023)
Houlihan Lokey, Inc. Director Compensation Program (HOULIHAN LOKEY, INC., Filed With SEC on May 25, 2023)
MarketWise, Inc. Non-Employee Director Compensation Policy (Effective July 28, 2022) (Ascendant Digital Acquisition Corp., Filed With SEC on March 31, 2023)
Non-Employee Director Deferred Compensation Program (WisdomTree Investments, Inc., Filed With SEC on February 28, 2023)
Morgan Stanley Schedule of Non-Employee Directors Annual Compensation, effective as of November 1 (Morgan Stanley, Filed With SEC on February 24, 2023)
Independent Director Compensation Policy (TPG Partners, LLC, Filed With SEC on February 24, 2023)
Summary of Non-Employee Director Compensation Program (Piper Jaffray Companies, Filed With SEC on February 24, 2023)
GCM Grosvenor Inc. Non-Employee Director Compensation Policy (effective as of January 1, 2023) (GCM Grosvenor Inc., Filed With SEC on February 23, 2023)
Amendments to the Cboe Exchange, Inc. (f/k/a Chicago Board Options Exchange, Incorporated) Deferred Compensation Plan for Officers (Cboe Global Markets, Filed With SEC on February 17, 2023)
AllianceBernstein 2022 Deferred Cash Compensation Program (ALLIANCEBERNSTEIN HOLDING L.P., Filed With SEC on February 10, 2023)
Summary of Non-Employee Director Compensation (MSCI Inc, Filed With SEC on February 10, 2023)
Bakkt Holdings, Inc. Outside Director Compensation Program (VPC Impact Acquisition Holdings, Filed With SEC on August 11, 2022)
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy (LPL Financial Holdings Inc., Filed With SEC on August 4, 2022)
Description of Compensation Arrangements for Non-Employee Directors (State Street Corp., Filed With SEC on July 28, 2022)
Nasdaq, Inc. Deferred Compensation Plan (Nasdaq, Inc., Filed With SEC on June 16, 2022)
Houlihan Lokey, Inc. Director Compensation Program (HOULIHAN LOKEY, INC., Filed With SEC on May 27, 2022)
Independent Director Compensation Policy (TPG Partners, LLC, Filed With SEC on March 29, 2022)
Compensation Summary Non-employee Directors (SAFEGUARD SCIENTIFICS INC, Filed With SEC on March 11, 2022)
Northern Trust Corporation Non-Employee Director Compensation Plan, as amended (Northern Trust Corp., Filed With SEC on February 28, 2022)
Independent Director Compensation Program (KKR & Co. Inc., Filed With SEC on February 28, 2022)
Diamond Hill Investment Group, Inc. Compensation Recoupment and Restitution Policy Acknowledgment (DIAMOND HILL INVESTMENT GROUP INC, Filed With SEC on February 25, 2022)
Summary of Non-Employee Director Compensation Program (Piper Jaffray Companies, Filed With SEC on February 25, 2022)
Summary of Non-Employee Director Compensation (supersedes Exhibit 10.409) (Charles Schwab Corporation, Filed With SEC on February 24, 2022)
MarketAxess Holdings Inc. Nonqualified Deferred Compensation Plan (MarketAxess Holdings Inc, Filed With SEC on February 23, 2022)
Donnelley Financial Solutions, Inc. Non-Employee Director Compensation Plan (Donnelley Financial Solutions, Inc., Filed With SEC on February 22, 2022)
LPL Financial Holdings Inc. Non-Employee Director Compensation Policy, as amended May 5, 2021 (LPL Financial Holdings Inc., Filed With SEC on February 22, 2022)
LPL Financial Holdings Inc. Non-Employee Director Deferred Compensation Plan, as amended May 5, 2021 (LPL Financial Holdings Inc., Filed With SEC on February 22, 2022)
The Moodys Corporation Nonfunded Deferred Compensation Plan for Non-Employee Directors (as amended December 16, 2008, October 15, 2015 and December 19, 2016) (Moody's Corp, Filed With SEC on February 22, 2022)
Annual Director Compensation (AFFILIATED MANAGERS GROUP, INC., Filed With SEC on February 18, 2022)