Severance Agreements in the Capital Markets Industry

103 Contracts & Agreements

Browse by Company

Ameriprise Financial (4 contracts)
Ascendant Digital Acquisition Corp. (1)
B. Riley Financial, Inc. (1)
Cboe Global Markets (8)
Charles Schwab Corporation (8)
CME Group Inc. (10)
Donnelley Financial Solutions, Inc. (9)
E*Trade (2)
FactSet Research Systems Inc (5)
GlassBridge Enterprises, Inc. (5)
Great Elm Capital Group, Inc. (5)
Invesco Ltd. (1)
Janus Henderson Group plc (1)
LADENBURG THALMANN FINANCIAL SERVICES INC. (1)
LPL Financial Holdings Inc. (3)
MarketAxess Holdings Inc (11)
Northern Trust Corp. (5)
S&P Global, Inc. (13)
The Bank of New York Mellon Corp. (4)
Virtus Investment Partners, Inc. (1)
Waddell & Reed Financial, Inc. (2)
WESTWOOD HOLDINGS GROUP INC (1)
WisdomTree Investments, Inc. (2)

Recent Contracts

First Amendment to the Cboe Global Markets, Inc. Amended & Restated Executive Severance Plan, dated September 18, 2023 (Cboe Global Markets, Filed With SEC on September 19, 2023)
Form of Employee Confidentiality, Assignment and Restrictive Covenant Agreement executed by participants of the WisdomTree, Inc. Executive Severance Plan (WisdomTree Investments, Inc., Filed With SEC on May 9, 2023)
WisdomTree, Inc. Executive Severance Plan (WisdomTree Investments, Inc., Filed With SEC on May 9, 2023)
CME Group Inc. Severance Plan, as amended and restated effective March 7, 2023 (CME Group Inc., Filed With SEC on March 10, 2023)
MarketWise, Inc. Executive Severance Plan (Ascendant Digital Acquisition Corp., Filed With SEC on January 13, 2023)
Cancellation Amendment of Employment Agreement and Participation in Executive Severance Plan, signed November 16, 2022, by and between Cboe Global Markets, Inc. and David Howson (Cboe Global Markets, Filed With SEC on November 17, 2022)
Severance Rights Agreement, dated March 23, 2022, between Janus Henderson Investors US LLC and Ali Dibadj (Janus Henderson Group plc, Filed With SEC on May 4, 2022)
Waiver of Severance Benefits, dated as of June 19, 2017, by and between Eric Johnson and Donnelley Financial Solutions, Inc (Donnelley Financial Solutions, Inc., Filed With SEC on February 22, 2022)
Waiver of Severance Benefits, dated as of June 16, 2017, by and between Craig Clay and Donnelley Financial Solutions, Inc (Donnelley Financial Solutions, Inc., Filed With SEC on February 22, 2022)
Severance Protection Agreement, dated as of August 12, 2021, by and between MarketAxess Holdings Inc. and Christopher N. Gerosa (MarketAxess Holdings Inc, Filed With SEC on August 13, 2021)
The Charles Schwab Severance Pay Plan, as Amended and Restated Effective June 21, 2021 (Charles Schwab Corporation, Filed With SEC on August 6, 2021)
Form of Amendment of Severance Protection Agreement for U.K. based Executive Officers (MarketAxess Holdings Inc, Filed With SEC on February 19, 2021)
Form of Amendment of Severance Protection Agreement for U.S. based Executive Officers (MarketAxess Holdings Inc, Filed With SEC on February 19, 2021)
Cboe Global Markets, Inc. Executive Severance Plan (Cboe Global Markets, Filed With SEC on February 12, 2021)
MarketAxess Europe Limited Severance Protection Agreement, dated as of July 31, 2020, by and between MarketAxess Europe and Christophe Roupie (MarketAxess Holdings Inc, Filed With SEC on August 4, 2020)
Severance Protection Agreement, dated as of July 31, 2020, by and between MarketAxess and Nick Themelis (MarketAxess Holdings Inc, Filed With SEC on August 4, 2020)
Severance Protection Agreement, dated as of July 31, 2020, by and between MarketAxess and Kevin McPherson (MarketAxess Holdings Inc, Filed With SEC on August 4, 2020)
Severance Protection Agreement, dated as of July 31, 2020, by and between MarketAxess and Scott Pintoff (MarketAxess Holdings Inc, Filed With SEC on August 4, 2020)
Severance Protection Agreement, dated as of July 31, 2020, by and between MarketAxess and Tony Delise (MarketAxess Holdings Inc, Filed With SEC on August 4, 2020)
Donnelley Financial Solutions, Inc. Amended and Restated Executive Severance Plan (Donnelley Financial Solutions, Inc., Filed With SEC on July 20, 2020)
FactSet Research Systems Inc. Executive Severance Plan (FactSet Research Systems Inc, Filed With SEC on March 5, 2020)
Severance Agreement and Release of All Claims, dated April 18, 2018, by and between Wendy J. Hills and W&R Corporate LLC (Waddell & Reed Financial, Inc., Filed With SEC on August 3, 2018)
Cboe Global Markets, Inc. Executive Severance Plan (Cboe Global Markets, Filed With SEC on August 2, 2018)
The Bank of New York Mellon Corporation Executive Severance Plan, as amended and restated on February 12, 2018 (The Bank of New York Mellon Corp., Filed With SEC on February 13, 2018)
Severance Agreement, dated February 9, 2018, between the Company and Fabian Gomez (WESTWOOD HOLDINGS GROUP INC, Filed With SEC on February 13, 2018)
Severance Agreement and Release of All Claims, effective January 13, 2018, by and between Thomas W. Butch and W & R Corporate LLC (Waddell & Reed Financial, Inc., Filed With SEC on January 18, 2018)
Severance Agreement and General Release, dated as of July 3, 2017, by and among the registrant, Richard J. Hendrix, FBR Capital Markets & Co. and B. Riley & Co., LLC (B. Riley Financial, Inc., Filed With SEC on August 8, 2017)
THE CHARLES SCHWABSEVERANCE PAY PLAN(As Amended and Restated Effective May 1, 2012) TABLE OF CONTENTS ARTICLE 1 - PURPOSE OF PLAN1 ARTICLE 2 - DEFINITIONS1 ARTICLE 3 -... (Charles Schwab Corporation, Filed With SEC on August 7, 2017)
WAIVER OF SEVERANCE BENEFITS (Donnelley Financial Solutions, Inc., Filed With SEC on June 5, 2017)
WAIVER OF SEVERANCE BENEFITS (Donnelley Financial Solutions, Inc., Filed With SEC on June 5, 2017)
WAIVER OF SEVERANCE BENEFITS (Donnelley Financial Solutions, Inc., Filed With SEC on June 5, 2017)
DONNELLEY FINANCIAL SOLUTIONS, INC. EXECUTIVE SEVERANCE PLAN (Effective May 30, 2017) (Donnelley Financial Solutions, Inc., Filed With SEC on June 5, 2017)
CBOE HOLDINGS, INC. EXECUTIVE SEVERANCE PLAN As Amended and Restated Effective February 16, 2017 (And Summary Plan Description) (Cboe Global Markets, Filed With SEC on May 11, 2017)
SEVERANCE AGREEMENT (GlassBridge Enterprises, Inc., Filed With SEC on March 24, 2017)
LPL FINANCIAL LLC EXECUTIVE SEVERANCE PLAN Amended and Restated as of February 23, 2017 (LPL Financial Holdings Inc., Filed With SEC on February 24, 2017)
MARKETAXESS SEVERANCE PAY PLAN (MarketAxess Holdings Inc, Filed With SEC on January 12, 2017)
FORM OF SEVERANCE PROTECTION AGREEMENT (CME Group Inc., Filed With SEC on December 9, 2016)
THE BANK OF NEW YORK MELLON CORPORATION EXECUTIVE SEVERANCE PLAN (AS AMENDED BY HRCC ON AUGUST 8, 2016) (The Bank of New York Mellon Corp., Filed With SEC on November 8, 2016)
FORM OF ASSIGNMENT OF SEVERANCE AGREEMENT (Donnelley Financial Solutions, Inc., Filed With SEC on October 3, 2016)
FORM OF ASSIGNMENT OF SEVERANCE AGREEMENT (Donnelley Financial Solutions, Inc., Filed With SEC on October 3, 2016)