Severance Agreements in the Capital Markets Industry

138 Contracts & Agreements
Browse by Company
Recent Contracts
Category
Company
Industry
Jur. Jurisdiction
Filed
Robinhood Markets, Inc. Change in Control and Severance Plan for Key Employees
Severance Agreements
Robinhood Markets, Inc.
Capital Markets
CA
2025
Executive Separation and Release Agreement between S&P Global Inc. and Adam Kansler
Severance Agreements
S&P Global, Inc.
Capital Markets
NY
2025
Moody’s Corporation Career Transition Plan (Amended and Restated as of October 1, 2024)
Severance Agreements
Moody's Corp
Capital Markets
2024
FactSet Research Systems Inc. Executive Severance Plan (As Amended June 17, 2024)
Severance Agreements
FactSet Research Systems Inc
Capital Markets
CT
2024
Moody’s Corporation Amended and Restated Career Transition Plan (as of March 1, 2024)
Severance Agreements
Moody's Corp
Capital Markets
2024
S&P Global Inc. Management Severance Plan (Amended and Restated as of February 29, 2024)
Severance Agreements
S&P Global, Inc.
Capital Markets
NY
2024
The Bank of New York Mellon Corporation Executive Severance Plan (Amended and Restated Effective March 1, 2024)
Severance Agreements
The Bank of New York Mellon Corp.
Capital Markets
NY
2024
Severance Protection Agreement between MarketAxess Holdings Inc. and Ilene Fiszel Bieler
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2024
First Amendment to Ameriprise Financial Senior Executive Severance Plan
Severance Agreements
Ameriprise Financial
Capital Markets
2024
First Amendment to Amended & Restated Cboe Global Markets, Inc. Executive Severance Plan
Severance Agreements
Cboe Global Markets
Capital Markets
2023
WisdomTree, Inc. Executive Severance Plan Approved February 23, 2023
Severance Agreements
WisdomTree Investments, Inc.
Capital Markets
NY
2023
Severance Rights Agreement between Janus Henderson Investors US LLC and Ali Dibadj
Severance Agreements
Janus Henderson Group plc
Capital Markets
CO
2022
Side Letter Agreement Between Antonio DeLise and MarketAxess Holdings Inc. Regarding Board and Consulting Roles
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
2022
Moody’s Corporation Career Transition Plan (Amended and Restated November 8, 2021)
Severance Agreements
Moody's Corp
Capital Markets
2022
Severance Protection Agreement between MarketAxess Holdings Inc. and Christopher Gerosa
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2021
The Charles Schwab Severance Pay Plan (Amended and Restated Effective June 21, 2021)
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2021
Amendment to Severance Protection Agreement between MarketAxess Europe Limited and Employee
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
2021
Amendment to Severance Protection Agreement between MarketAxess Holdings Inc. and Employee
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
2021
ContextLogic Inc. Executive Severance and Change in Control Agreement with Executive
Severance Agreements
ContextLogic Inc.
Capital Markets
CA
2020
MarketAxess Europe Limited Severance Protection Agreement with Christophe Roupie
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
2020
Severance Protection Agreement between MarketAxess Holdings Inc. and Nicholas Themelis
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2020
MarketAxess Holdings Inc. and Kevin McPherson Severance Protection Agreement (2020)
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2020
Severance Protection Agreement between MarketAxess Holdings Inc. and Scott Pintoff
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2020
Severance Protection Agreement between MarketAxess Holdings Inc. and Antonio DeLise
Severance Agreements
MarketAxess Holdings Inc
Capital Markets
NY
2020
Donnelley Financial Solutions, Inc. Executive Severance Plan (Amended and Restated as of July 15, 2020)
Severance Agreements
Donnelley Financial Solutions, Inc.
Capital Markets
DE
2020
FactSet Research Systems Inc. Executive Severance Plan
Severance Agreements
FactSet Research Systems Inc
Capital Markets
CT
2020
Legg Mason, Inc. Executive Severance Letter Agreement (May 21, 2019)
Severance Agreements
Legg Mason Inc
Capital Markets
MD
2019
The Bank of New York Mellon Corporation Executive Severance Plan (Amended February 12, 2018)
Severance Agreements
The Bank of New York Mellon Corp.
Capital Markets
NY
2018
Westwood Holdings Group, Inc. Executive Severance Agreement with Fabian Gomez (February 9, 2018)
Severance Agreements
WESTWOOD HOLDINGS GROUP INC
Capital Markets
2018
Severance Agreement and Release of All Claims between W & R Corporate LLC and Thomas W. Butch
Severance Agreements
Waddell & Reed Financial, Inc.
Capital Markets
KS
2018
Severance Agreement and General Release between Richard J. Hendrix and FBR Capital Markets & Co., B. Riley & Co., LLC, and B. Riley Financial, Inc.
Severance Agreements
B. Riley Financial, Inc.
Capital Markets
VA
2017
The Charles Schwab Severance Pay Plan (As Amended and Restated Effective May 1, 2012)
Severance Agreements
Charles Schwab Corporation
Capital Markets
CA
2017
Donnelley Financial Solutions, Inc. Executive Severance Plan (Effective May 30, 2017)
Severance Agreements
Donnelley Financial Solutions, Inc.
Capital Markets
DE
2017
LPL Financial LLC Executive Severance Plan (Amended and Restated as of February 23, 2017)
Severance Agreements
LPL Financial Holdings Inc.
Capital Markets
MA
2017
CME Group Inc. Severance Plan (Amended and Restated Effective March 7, 2023)
Severance Agreements
CME Group Inc.
Capital Markets
IL
2023
MarketWise, Inc. Executive Severance Plan Effective December 16, 2022
Severance Agreements
Ascendant Digital Acquisition Corp.
Capital Markets
DE
2023
Cboe Global Markets, Inc. Executive Severance Plan (Amended and Restated as of February 11, 2021)
Severance Agreements
Cboe Global Markets
Capital Markets
IL
2021
Cboe Global Markets, Inc. Executive Severance Plan (Amended and Restated Effective August 1, 2018)
Severance Agreements
Cboe Global Markets
Capital Markets
IL
2018
CBOE Holdings, Inc. Executive Severance Plan (Amended and Restated as of February 16, 2017)
Severance Agreements
Cboe Global Markets
Capital Markets
IL
2017
Severance Agreement among Nexsan Corporation, Robert B. Fernander, and Imation Corporation dated March 7, 2017
Severance Agreements
GlassBridge Enterprises, Inc.
Capital Markets
TX
2017