Capital Markets (106) | Employment Agreements (106)

Browse by Company

ALLIANCEBERNSTEIN HOLDING L.P. (1)
Apollo Global Management LLC (4)
Ashford Inc. (3)
AssetMark Financial Holdings, Inc. (3)
Blucora, Inc. (7)
BrightSphere Investment Group Inc. (3)
Cboe Global Markets (2)
Charles Schwab Corporation (1)
Cohen & Co Inc. (1)
COHEN & STEERS INC (1)
ContextLogic Inc. (1)
COWEN INC. (4)
DIAMOND HILL INVESTMENT GROUP INC (1)
Donnelley Financial Solutions, Inc. (1)
E*Trade (6)
Eaton Vance Corp (1)
ENTERPRISE DIVERSIFIED, INC. (2)
Federated Investors (1)
Focus Financial Partners Inc. (3)
Freedom Holding Corp. (3)
GAIN Capital Holdings, Inc. (6)
Greenpro Capital Corp. (2)
GSV Capital Corp. (4)
Heritage Global Inc. (2)
Manning & Napier, Inc. (2)
MarketAxess Holdings Inc (1)
MSCI Inc (1)
Nasdaq, Inc. (3)
NATIONAL HOLDINGS CORP (6)
Newtek Business Services Corp. (11)
SAFEGUARD SCIENTIFICS INC (3)
SEI Investments Corp (1)
Silvercrest Asset Management Group Inc. (1)
State Street Corp. (4)
Tradeweb Markets Inc. (2)
Virtu Financial, Inc. (6)
WisdomTree Investments, Inc. (2)

Recent Contracts

Employment Agreement with Joshua J. Harris dated March 8, 2021 (Apollo Global Management LLC, Filed With SEC on May 10, 2021)
Second Amended and Restated Employment Agreement, dated April 26, 2021, by and between SuRo Capital Corp. and Allison Green (GSV Capital Corp., Filed With SEC on May 6, 2021)
Second Amended and Restated Employment Agreement, dated April 26, 2021, by and between SuRo Capital Corp. and Mark D. Klein (GSV Capital Corp., Filed With SEC on May 6, 2021)
Employment Offer Letter by and between Nasdaq, Inc. and Michelle Daly (Nasdaq, Inc., Filed With SEC on May 3, 2021)
Employment Agreement by and between the AssetMark Financial Holdings, Inc. and Natalie Wolfsen (AssetMark Financial Holdings, Inc., Filed With SEC on April 29, 2021)
Employment Agreement by and between the AssetMark Financial Holdings, Inc. and Michael Kim (AssetMark Financial Holdings, Inc., Filed With SEC on April 29, 2021)
Employment Letter, entered into on April 27, 2021, between MSCI Inc. and C.D. Baer Pettit (MSCI Inc, Filed With SEC on April 28, 2021)
Employment Agreement with Barry Sloane, dated March 15, 2021 (Newtek Business Services Corp., Filed With SEC on March 29, 2021)
Employment Agreement with Michael A. Schwartz, dated March 15, 2021 (Newtek Business Services Corp., Filed With SEC on March 29, 2021)
Employment Agreement with Peter Downs, dated March 15, 2021 (Newtek Business Services Corp., Filed With SEC on March 29, 2021)