Employment Agreements in the Capital Markets Industry

650 Contracts & Agreements

Browse by Company

ALLIANCEBERNSTEIN HOLDING L.P. (6 contracts)
ALTIMAR ACQUISITION CORP. (6)
Apollo Global Management LLC (6)
Ascendant Digital Acquisition Corp. (1)
Ashford Inc. (16)
AssetMark Financial Holdings, Inc. (3)
Associated Capital Group, Inc. (1)
B. Riley Financial, Inc. (35)
Barings BDC, Inc. (5)
BGC Partners, Inc. (3)
BlackRock (1)
Blucora, Inc. (92)
Bridge Investment Group Holdings Inc. (12)
BrightSphere Investment Group Inc. (5)
Capital Financial Holdings, Inc (1)
Carlyle Group L.P. (9)
Cboe Global Markets (7)
Charles Schwab Corporation (3)
CME Group Inc. (6)
Cohen & Co Inc. (16)
COHEN & STEERS INC (4)
Coinbase Global, Inc. (3)
CONCIERGE TECHNOLOGIES INC (3)
ContextLogic Inc. (1)
COWEN INC. (10)
DIAMOND HILL INVESTMENT GROUP INC (7)
Donnelley Financial Solutions, Inc. (6)
E*Trade (31)
Eaton Vance Corp (1)
ENDI Corp. (2)
ENTERPRISE DIVERSIFIED, INC. (6)
Evercore (10)
Federated Investors (3)
FinTech Acquisition Corp. IV (6)
Focus Financial Partners Inc. (3)
Franklin Resources (1)
Freedom Holding Corp. (10)
GAIN Capital Holdings, Inc. (20)
GCM Grosvenor Inc. (5)
GlassBridge Enterprises, Inc. (8)
Goldman Sachs (1)
Great Elm Capital Group, Inc. (3)
Greenpro Capital Corp. (6)
GSV Capital Corp. (9)
HENNESSY ADVISORS INC (5)
Heritage Global Inc. (13)
Invesco Ltd. (2)
Investment Technology Group, Inc. (6)
KCAP Financial, Inc. (1)
LADENBURG THALMANN FINANCIAL SERVICES INC. (6)
LPL Financial Holdings Inc. (1)
Manning & Napier, Inc. (3)
MarketAxess Holdings Inc (7)
Moelis & Co (10)
Moody's Corp (1)
Morgan Stanley (2)
MSCI Inc (1)
Nasdaq, Inc. (20)
NATIONAL HOLDINGS CORP (13)
Nebula Parent Corp. (8)
Newtek Business Services Corp. (24)
Northern Trust Corp. (7)
Och-Ziff Capital Management Group LLC (1)
P10, Inc. (4)
Piper Jaffray Companies (4)
Pzena Investment Management, Inc. (7)
Raymond James Financial Inc. (2)
SAFEGUARD SCIENTIFICS INC (11)
SEI Investments Corp (1)
Silvercrest Asset Management Group Inc. (2)
State Street Corp. (9)
Tango Holdings, Inc. (2)
TD AMERITRADE HOLDING CORP (23)
TPG Partners, LLC (2)
Tradeweb Markets Inc. (4)
ValueSetters Inc. (10)
Virtu Financial, Inc. (12)
VPC Impact Acquisition Holdings (9)
Waddell & Reed Financial, Inc. (1)
WESTWOOD HOLDINGS GROUP INC (5)
WisdomTree Investments, Inc. (14)
Wright Investors Service Holdings, Inc. (4)

Recent Contracts

Employment Contract dated August 31, 2023, by and between Greenpro Holding Limited and Lee Chong Kuang (Greenpro Capital Corp., Filed With SEC on March 28, 2024)
Employment Contract dated August 31, 2023, by and between Greenpro Holding Limited and Loke Che Chan Gilbert (Greenpro Capital Corp., Filed With SEC on March 28, 2024)
Second Amendment to Employment Agreement by and between the Company and Charles D. Jehl, dated March 22, 2024 (Nebula Parent Corp., Filed With SEC on March 25, 2024)
Employment Agreement, dated March 18, 2024, by and between Bakkt Holdings, Inc. and Andrew Main (VPC Impact Acquisition Holdings, Filed With SEC on March 19, 2024)
Amendment No. 2 to Second Amended and Restated Employment Agreement, dated November 28, 2023, by and between SuRo Capital Corp. and Allison Green (GSV Capital Corp., Filed With SEC on March 14, 2024)
Amendment No. 1 to Second Amended and Restated Employment Agreement, dated November 28, 2023, by and between SuRo Capital Corp. and Mark D. Klein (GSV Capital Corp., Filed With SEC on March 14, 2024)
Amendment No. 2 to Employment Agreement between Heather E. Brilliant and Diamond Hill Capital Management, Inc. dated November 14, 2023 (DIAMOND HILL INVESTMENT GROUP INC, Filed With SEC on February 29, 2024)
Amendment to the Employment Agreement of John Suydam originally effective July 19, 2017 and as amended as of December 20, 2019, dated December 5, 2023 (Tango Holdings, Inc., Filed With SEC on February 27, 2024)
Amendment to Employment Agreement between Cohen & Steers Capital Management, Inc. and Robert H. Steers (COHEN & STEERS INC, Filed With SEC on February 23, 2024)
Employment Agreement by and between the Registrant and Lawrence Brock, dated February 11, 2023 (Coinbase Global, Inc., Filed With SEC on February 15, 2024)
First Amendment to Employment Agreement, dated as of February 8, 2024, between the registrant and Teresa M. Nilsen (HENNESSY ADVISORS INC, Filed With SEC on February 8, 2024)
First Amendment to Fourth Amended and Restated Employment Agreement, dated as of February 8, 2024, between the registrant and Neil J. Hennessy (HENNESSY ADVISORS INC, Filed With SEC on February 8, 2024)
Employment Letter Agreement by and between the Company and Mark A. Herndon, dated December 15, 2023 (SAFEGUARD SCIENTIFICS INC, Filed With SEC on December 18, 2023)
Employment Letter Agreement by and between the Company and Eric C. Salzman, dated December 15, 2023 (SAFEGUARD SCIENTIFICS INC, Filed With SEC on December 18, 2023)
Employment Agreement, dated as of October 20, 2023, by and between P10 Intermediate Holdings, LLC and Luke A. Sarsfield III (P10, Inc., Filed With SEC on November 13, 2023)
Employment Offer Letter by and between Nasdaq, Inc. and Sarah Youngwood, dated as of August 31, 2023 (Nasdaq, Inc., Filed With SEC on November 3, 2023)
Amended and Restated Employment Agreement by and between Ashford Hospitality Advisors LLC and Deric S. Eubanks, dated to be effective January 1, 2023 (Ashford Inc., Filed With SEC on August 25, 2023)
Employment Agreement, by and between Heritage Global Inc. and David Ludwig, effective as of June 1, 2023 (Heritage Global Inc., Filed With SEC on August 10, 2023)
Employment Agreement, by and between Heritage Global Inc. and Nick Dove, effective as of January 1, 2023 (Heritage Global Inc., Filed With SEC on August 10, 2023)
Amended and Restated Employment and Restrictive Covenant Agreement, dated as of August 7, 2023, by and between Blue Owl Capital Inc. and Michael D. Rees (ALTIMAR ACQUISITION CORP., Filed With SEC on August 8, 2023)
Employment contract date (Freedom Holding Corp., Filed With SEC on August 4, 2023)
Certain portions of this exhibit (indicated by [***]) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language... (Freedom Holding Corp., Filed With SEC on August 4, 2023)
Certain portions of this exhibit (indicated by [***]) have been omitted pursuant to Item 601(a)(6) of Regulation S-K. This exhibit is an English translation of a foreign language... (Freedom Holding Corp., Filed With SEC on August 4, 2023)
Employment Agreement, dated as of May 12, 2023, by and among P10 Intermediate Holdings LLC and William F. Souder (P10, Inc., Filed With SEC on May 15, 2023)
Amended & Restated Employment Agreement, dated as of May 12, 2023, by and between P10 Intermediate Holdings LLC, and C. Clark Webb (P10, Inc., Filed With SEC on May 15, 2023)
Amended & Restated Employment Agreement, dated as of May 12, 2023, by and between P10 Intermediate Holdings LLC, and Robert Alpert (P10, Inc., Filed With SEC on May 15, 2023)
Amendment to Employment Agreement between Heather E. Brilliant and Diamond Hill Capital Management, Inc. dated March 31, 2023 (DIAMOND HILL INVESTMENT GROUP INC, Filed With SEC on May 10, 2023)
Second Amended and Restated Employment and Protective Covenants Agreement, by and Between Grosvenor Capital Management, L.P. and Frederick E. Pollock (GCM Grosvenor Inc., Filed With SEC on May 10, 2023)
Form of Amendment, dated April 21, 2023, to Employment Agreements between the Registrant and each of Jonathan Steinberg, Peter M. Ziemba, R. Jarrett Lilien and Marci Frankenthaler (WisdomTree Investments, Inc., Filed With SEC on May 9, 2023)
Amendment to Employment Agreement between the Registrant and Alexis Marinof, dated April 21, 2023 (WisdomTree Investments, Inc., Filed With SEC on May 9, 2023)
Amended and Restated Employment Agreement, dated May 4, 2023, by and between BrightSphere Inc. and Christina Wiater (BrightSphere Investment Group Inc., Filed With SEC on May 8, 2023)
Employment Agreement of Harvey M. Schwartz, dated as of February 5, 2023 (Carlyle Group L.P., Filed With SEC on May 4, 2023)
Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Kenneth M. Young (B. Riley Financial, Inc., Filed With SEC on April 14, 2023)
Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Andrew Moore (B. Riley Financial, Inc., Filed With SEC on April 14, 2023)
Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Alan N. Forman (B. Riley Financial, Inc., Filed With SEC on April 14, 2023)
Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Phillip J. Ahn (B. Riley Financial, Inc., Filed With SEC on April 14, 2023)
Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Thomas J. Kelleher (B. Riley Financial, Inc., Filed With SEC on April 14, 2023)
Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Bryant R. Riley (B. Riley Financial, Inc., Filed With SEC on April 14, 2023)
Amended and Restated Employment Agreement, by and between the Company and Christopher W. Walters, effective April 3, 2023 (Blucora, Inc., Filed With SEC on April 4, 2023)
Employment Agreement by and between Enterprise Diversified, Inc. and Alea Kleinhammer dated as of December 21, 2018 (ENDI Corp., Filed With SEC on March 30, 2023)