Capital Markets | Change of Control Agreements | Business Contracts

Nasdaq Change in Control Severance Plan for Executive Vice Presidents and Senior Vice Presidents, effective November 26, 2013, as amended December 6, 2022 (Nasdaq, Inc., Filed With SEC on February 23, 2023)

First Amendment to the Blucora, Inc. Executive Change of Control Severance Plan (Blucora, Inc., Filed With SEC on May 4, 2022)

Robinhood Markets, Inc. Change in Control and Severance Plan for Key Employees (Robinhood Markets, Inc., Filed With SEC on July 19, 2021)

Blucora, Inc. Executive Change of Control Severance Plan, including the form of Participation Agreement as Appendix A thereto (Blucora, Inc., Filed With SEC on January 19, 2021)

Form of Change of Control Retention and Severance Agreement (Waddell & Reed Financial, Inc., Filed With SEC on December 4, 2020)

Form of Executive Severance and Change in Control Agreement (ContextLogic Inc., Filed With SEC on November 20, 2020)

Form of Change of Control Provisions between the Company and Chad E. Turner (E*Trade, Filed With SEC on February 20, 2019)

Capital Markets (7) | Change of Control Agreements (7)