Waddell & Reed Financial, Inc. Human Resources Contracts & Agreements

86 Contracts & Agreements
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Waddell & Reed Financial, Inc. Restricted Stock Unit Award Agreement with Director
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2021
Waddell & Reed Financial, Inc. Restricted Stock Unit Award Agreement with Awardee
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2021
Waddell & Reed Financial, Inc. Amended and Restated Stock Incentive Plan (Effective December 17, 2020)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2021
Waddell & Reed Financial, Inc. Executive Incentive Plan (Amended and Restated, Effective December 17, 2020)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2021
Change of Control Retention and Severance Agreement between Waddell & Reed Financial, Inc. and Executive
Change of Control Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2020
Waddell & Reed Financial, Inc. Amended and Restated Stock Incentive Plan (2020)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2020
Waddell & Reed Financial, Inc. Restricted Stock Unit Award Agreement with Employee
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2020
Waddell & Reed Financial, Inc. Cash Settled RSU Plan (Amended and Restated as of February 19, 2020)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2020
Waddell & Reed Financial, Inc. Restricted Stock Award Agreement with Director
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2020
Waddell & Reed Financial, Inc. Restricted Stock Award Agreement with Employee
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2020
Waddell & Reed Financial, Inc. Executive Incentive Plan (Amended and Restated Effective January 1, 2020)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2020
Waddell & Reed Financial, Inc. Executive Incentive Plan (Amended and Restated Effective January 1, 2019)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2019
Waddell & Reed Financial, Inc. Restricted Stock Unit Award Agreement
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2019
Waddell & Reed Financial, Inc. Restricted Stock Unit Award Agreement with Employee
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2018
Waddell & Reed Financial, Inc. Cash Settled RSU Plan
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2018
Separation Agreement and Release of All Claims between W&R Corporate LLC and Wendy J. Hills
Separation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Waddell & Reed Financial, Inc. 2003 Executive Incentive Plan (Amended and Restated as of November 16, 2016)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Waddell & Reed Financial, Inc. Restricted Stock Award Agreement with Director
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Waddell & Reed Financial, Inc. Restricted Stock Award Agreement for Directors
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2018
Severance Agreement and Release of All Claims between W & R Corporate LLC and Thomas W. Butch
Severance Agreements
Waddell & Reed Financial, Inc.
Capital Markets
KS
2018
Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan (As Amended and Restated)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2016
Employment Agreement between Waddell & Reed Investment Management Company and Portfolio Manager
Employment Agreements
Waddell & Reed Financial, Inc.
Capital Markets
KS
2016
Confidential Separation Agreement and Release of All Claims between W & R Corporate LLC and Michael D. Strohm
Separation Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2016
Waddell & Reed Financial, Inc. Restricted Stock Award Agreement with Awardee
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2016
Waddell & Reed Financial, Inc. 2003 Executive Incentive Plan (Amended and Restated Effective January 1, 2014)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2014
Waddell & Reed Financial, Inc. 2003 Executive Incentive Plan (Amended and Restated Effective January 1, 2012)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2014
2014 Executive Incentive and Restricted Stock Award Performance Criteria Agreement (Herrmann, Avery, Bloss, Butch, Sanders)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2014
2013 Performance Criteria for Executive Incentive and Restricted Stock Awards under 2003 and 1998 Plans
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2013
Waddell & Reed Financial, Inc. 1998 Non-Employee Director Stock Award Plan (As Amended and Restated)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2012
Waddell & Reed Financial, Inc. 1998 Executive Stock Award Plan (As Amended and Restated)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2012
WRIMCO/IICO Institutional Revenue Sharing Schedule for Large Cap Growth Portfolio Managers
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2012
Waddell & Reed Financial, Inc. Restricted Stock Award Agreement under 1998 Stock Incentive Plan
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2012
Waddell & Reed Financial, Inc. 1998 Stock Incentive Plan (As Amended and Restated)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
NY
2012
2012 Executive Incentive and Restricted Stock Award Performance Criteria Agreement (Herrmann, Avery, Butch, Connealy, Sanders)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2012
2011 Executive Incentive and Restricted Stock Award Performance Criteria Agreement (Herrmann, Avery, Butch, Connealy)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2011
WRIMCO/IICO Institutional Revenue Sharing Schedule for Portfolio Managers
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2011
Revenue Sharing Agreement for Flow Accounts Portfolio Managers (WRIMCO/IICO)
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2011
Second Amendment to Change in Control Employment Agreement between Waddell & Reed Financial, Inc. and Henry J. Herrmann
Change of Control Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
2010 Executive Incentive and Restricted Stock Award Performance Criteria Agreement under 2003 Executive Incentive Plan and 1998 Stock Incentive Plan
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
2010
Waddell & Reed Financial, Inc. Restricted Stock Award Agreement
Bonus & Incentive Agreements
Waddell & Reed Financial, Inc.
Capital Markets
DE
2009