LPL Financial Holdings Inc. | Business Contracts

Form of Employee Restricted Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan, as amended February 6, 2023 (Filed With SEC on February 23, 2023)

Description of Registrants Securities (Filed With SEC on February 23, 2023)

Form of Advisor Restricted Stock (Filed With SEC on August 3, 2021)

BETA Services First Amended and Restated Master Subscription Agreement, dated as of January 29, 2021, between LPL Financial LLC and Refinitiv US LLC (Filed With SEC on May 4, 2021)

LPL Financial Holdings Inc. Non-Employee Director Compensation Policy (Filed With SEC on August 4, 2022)

LPL Financial Holdings Inc. Non-Employee Director Compensation Policy, as amended May 5, 2021 (Filed With SEC on February 22, 2022)

LPL Financial Holdings Inc. Non-Employee Director Deferred Compensation Plan, as amended May 5, 2021 (Filed With SEC on February 22, 2022)

Leave Letter Agreement between LPL Financial LLC and Scott Seese, dated February 25, 2021 (Filed With SEC on November 2, 2021)

Form of Financial Institution Restricted Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan (Filed With SEC on November 2, 2021)

Form of Employee Performance Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan (Filed With SEC on November 2, 2021)

Form of Employee Restricted Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan (Filed With SEC on November 2, 2021)

Form of Employee Performance Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan (Filed With SEC on August 3, 2021)

Form of Financial Institution Restricted Stock Unit Award granted under the LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan (Filed With SEC on August 3, 2021)

Form of Employee Restricted Stoc (Filed With SEC on August 3, 2021)

Indenture, dated May 18, 2021, among LPL Holdings, U.S. Bank National Association, as trustee, and certain subsidiaries of LPL Holdings, as guarantors (Filed With SEC on May 18, 2021)

LPL Financial Holdings Inc. 2021 Employee Stock Purchase Plan (Filed With SEC on May 5, 2021)

LPL Financial Holdings Inc. 2021 Omnibus Equity Incentive Plan (Filed With SEC on May 5, 2021)

Indenture, dated March 15, 2021, among LPL Holdings, U.S. Bank National Association, as trustee, and certain subsidiaries of LPL Holdings, as guarantors (Filed With SEC on March 15, 2021)

LPL Financial Holdings Inc. 2012 Employee Stock Purchase Plan, as amended and restated, effective as of October 29, 2019 (Filed With SEC on February 23, 2021)

BETAHost Master Subscription Agreement dated as of January 5, 2009 between LPL Financial Corporation and Refinitiv US LLC (f/k/a Thomson Financial LLC), as amended. (incorporated... (Filed With SEC on February 23, 2021)

BETAHost Master Subscription Agreement dated as of January 5, 2009 between LPL Financial Corporation and Refinitiv US LLC (f/k/a Thomson Financial LLC), as amended (Filed With SEC on February 21, 2020)

LPL Financial Holdings Inc. Non-Employee Director Compensation Policy (Filed With SEC on February 21, 2020)

Description of Registrants Securities (Filed With SEC on February 21, 2020)

Indenture, dated November 12, 2019, among LPL Holdings, U.S. Bank National Association, as trustee, and certain subsidiaries of LPL Holdings, as guarantors (Filed With SEC on November 12, 2019)

Third Amendment, dated April 25, 2019, among LPL Financial Holdings Inc., LPL Holdings, Inc. ("LPLH"), certain subsidiaries of LPLH, as Guarantors, JP Morgan Chase Bank, N.A., as... (Filed With SEC on July 30, 2019)

Thomson Transaction Services Master Subscription Agreement dated as of January 5, 2009 between LPL Financial Corporation and Thomson Financial LLC, as amended (Filed With SEC on February 26, 2019)

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