B. Riley Financial, Inc. Human Resources Contracts & Agreements
48 Contracts & Agreements
- Bonus & Incentive Agreements (11 contracts)
- Consulting Agreements (1)
- Employment Agreements (35)
- Severance Agreements (1)
- Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Kenneth M. Young (Filed With SEC on April 14, 2023)
- Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Andrew Moore (Filed With SEC on April 14, 2023)
- Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Alan N. Forman (Filed With SEC on April 14, 2023)
- Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Phillip J. Ahn (Filed With SEC on April 14, 2023)
- Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Thomas J. Kelleher (Filed With SEC on April 14, 2023)
- Amended and Restated Employment Agreement, dated April 11, 2023 by and between the registrant and Bryant R. Riley (Filed With SEC on April 14, 2023)
- Form of Restricted Stock Unit Award Agreement (Time-Vesting) under the B. Riley Financial, Inc. 2021 Stock Incentive Plan (Filed With SEC on May 28, 2021)
- Form of Performance Restricted Stock Unit Agreement pursuant to the Amended and Restated 2009 Stock Incentive Plan (Filed With SEC on May 10, 2021)
- Amendment to Amended and Restated 2009 Stock Incentive Plan (Filed With SEC on November 1, 2019)
- Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between B. Riley FBR, Inc. and Andrew Moore (Filed With SEC on April 9, 2019)
- Amendment No. 2 to Employment Agreement dated April 3, 2019, by and between the registrant and Kenneth M. Young (Filed With SEC on April 9, 2019)
- Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between Great American Group, LLC and Andrew Gumaer (Filed With SEC on April 9, 2019)
- Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between the registrant and Alan N. Forman (Filed With SEC on April 9, 2019)
- Amendment No. 1 to Employment Agreement dated April 3, 2019, by and between the registrant and Phillip J. Ahn (Filed With SEC on April 9, 2019)
- Amendment No. 2 to Employment Agreement dated April 3, 2019, by and between the registrant and Thomas J. Kelleher (Filed With SEC on April 9, 2019)
- Amendment No. 2 to Employment Agreement dated April 3, 2019, by and between the registrant and Bryant R. Riley (Filed With SEC on April 9, 2019)
- Amendment No. 1 to Employment Agreement, dated as of July 10, 2018, by and between the registrant and Thomas Kelleher (Filed With SEC on July 16, 2018)
- Amendment No. 1 to Employment Agreement, dated as of July 10, 2018, by and between the registrant and Bryant R. Riley (Filed With SEC on July 16, 2018)
- Employment Agreement, dated as of July 10, 2018, by and between B. Riley FBR, Inc. and Andrew Moore (Filed With SEC on July 16, 2018)
- Employment Agreement, dated as of July 10, 2018, by and between the registrant and Kenneth M. Young (Filed With SEC on July 16, 2018)
- Employment Agreement, dated as of January 1, 2018, by and between the registrant and Alan N. Forman (Filed With SEC on March 14, 2018)
- Employment Agreement, dated as of January 1, 2018, by and between the registrant and Phillip J. Ahn (Filed With SEC on January 5, 2018)
- Employment Agreement, dated as of January 1, 2018, by and between Great American Group, LLC. and Andrew Gumaer (Filed With SEC on January 5, 2018)
- Employment Agreement, dated as of January 1, 2018, by and between the registrant and Thomas J. Kelleher (Filed With SEC on January 5, 2018)
- Employment Agreement, dated as of January 1, 2018, by and between the registrant and Bryant R. Riley (Filed With SEC on January 5, 2018)
- Severance Agreement and General Release, dated as of July 3, 2017, by and among the registrant, Richard J. Hendrix, FBR Capital Markets & Co. and B. Riley & Co., LLC (Filed With SEC on August 8, 2017)
- Consulting Services Agreement, dated as of July 3, 2017, by and between Richard J. Hendrix and FBR Capital Markets & Co (Filed With SEC on August 8, 2017)
- EMPLOYMENT AGREEMENT (Filed With SEC on July 5, 2017)
- EMPLOYMENT AGREEMENT (Filed With SEC on June 1, 2017)
- B.RILEY FINANCIAL, INC. Amendedand Restated 2009 Stock Incentive Plan STOCKBONUS PROGRAM (Filed With SEC on August 11, 2015)
- B.RILEY FINANCIAL, INC. Amendedand Restated 2009 Stock Incentive Plan NOTICEOF Restricted Stock Unit AWARD (Filed With SEC on August 11, 2015)
- B.RILEY FINANCIAL, INC. Amendedand Restated 2009 Stock Incentive Plan (formerlyGreat American Group, Inc. Amendedand Restated 2009 Stock Incentive Plan) (formerlyAlternative Asset... (Filed With SEC on August 11, 2015)
- B. RILEY FINANCIAL, INC. Amended and Restated 2009 Stock IncentivePlan (formerly Great American Group, Inc. Amended and Restated 2009 Stock IncentivePlan) (formerly Alternative... (Filed With SEC on May 7, 2015)
- GREAT AMERICAN GROUP, INC. Amended and Restated 2009 Stock IncentivePlan (formerly Alternative Asset Management AcquisitionCorp. 2009 Stock Incentive Plan)... (Filed With SEC on October 9, 2014)
- GREAT AMERICAN GROUP, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on May 19, 2014)
- GREAT AMERICAN GROUP, INC. AMENDED AND RESTATED EMPLOYMENT AGREEMENT (Filed With SEC on May 19, 2014)
- GREAT AMERICAN GROUP, INC. EMPLOYMENT AGREEMENT (Filed With SEC on May 19, 2014)
- GREAT AMERICAN GROUP, INC. AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN (Filed With SEC on September 22, 2009)
- GREAT AMERICAN GROUP, INC. Amended and Restated 2009 Stock Incentive Plan (Filed With SEC on August 31, 2009)
- GREAT AMERICAN GROUP, INC. 2009 Stock Incentive Plan (Filed With SEC on August 6, 2009)
