Capital Markets (10) | Transition Agreements (10)

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Recent Contracts

Houlihan Lokey, Inc. Executive Officer Transition Program (HOULIHAN LOKEY, INC., Filed With SEC on May 27, 2022)
Transition Agreement, dated as of May 3, 2022, by and between Northern Trust Corporation and Mr. Thomas (Northern Trust Corp., Filed With SEC on May 3, 2022)
LIBOR Transition Amendment, dated as of October 19, 2021 by and among Nasdaq, Inc. and Bank of America, N.A., as administrative agent (Nasdaq, Inc., Filed With SEC on February 23, 2022)
Amended and Restated Moodys Corporation Career Transition Plan (amended and restated as of November 8, 2021) (Moody's Corp, Filed With SEC on February 22, 2022)
Transition Services Agreement, dated as of May 19, 2021, by and between Blue Owl Capital Inc. and Neuberger Berman Group LLC (ALTIMAR ACQUISITION CORP., Filed With SEC on May 21, 2021)
Transition Services Agreement, dated December 31, 2020, by and between Piper Sandler & Co. and Brian R. Sterling (Piper Jaffray Companies, Filed With SEC on February 25, 2021)
Transition Agreement, dated July 22, 2019, between Tim Hockey and TD Ameritrade Holding Corporation (TD AMERITRADE HOLDING CORP, Filed With SEC on November 15, 2019)
Transition Agreement between the Company and Mark Almeida, dated October 21, 2019 (Moody's Corp, Filed With SEC on October 25, 2019)
Executive Transition Agreement, effective May 7, 2019, between the Registrant and Kenneth A. Lewis (Franklin Resources, Filed With SEC on July 30, 2019)
Form of Transition Agreement with Executives (Legg Mason Inc, Filed With SEC on May 24, 2019)