Transition Agreements in the Capital Markets Industry

30 Contracts & Agreements
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Company
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Transition Services Agreement between Open Lending Corporation and Charles D. Jehl (March 31, 2025)
Transition Agreements
Nebula Parent Corp.
Capital Markets
TX
2025
Amendment to Executive Transition Agreement between P10 Intermediate Holdings, Inc. and Robert Alpert (May 2024)
Transition Agreements
P10, Inc.
Capital Markets
TX
2024
Executive Transition Agreement between C. Clark Webb and P10 Intermediate Holdings, Inc.
Transition Agreements
P10, Inc.
Capital Markets
TX
2023
Executive Transition Agreement between Robert Alpert and P10 Intermediate Holdings, Inc.
Transition Agreements
P10, Inc.
Capital Markets
TX
2023
Robinhood Markets, Inc. Transitional Employment Letter Agreement with Gretchen Howard
Transition Agreements
Robinhood Markets, Inc.
Capital Markets
CA
2023
Transition Services Agreement between Open Lending Corporation and John Flynn (October 6, 2022)
Transition Agreements
Nebula Parent Corp.
Capital Markets
TX
2022
Transition Agreement between Shundrawn Thomas and The Northern Trust Company
Transition Agreements
Northern Trust Corp.
Capital Markets
2022
Transition Services Agreement between Intercontinental Exchange Holdings, Inc. and Bakkt Opco Holdings, LLC (November 2021)
Transition Agreements
VPC Impact Acquisition Holdings
Capital Markets
NY
2021
Transition Services Agreement between Piper Sandler & Co. and Brian R. Sterling
Transition Agreements
Piper Jaffray Companies
Capital Markets
NY
2021
Safeguard Scientifics, Inc. Executive Chairman and Principal Executive Officer Transition Agreement with Robert Rosenthal (April 2020)
Transition Agreements
SAFEGUARD SCIENTIFICS INC
Capital Markets
PA
2020
Transition Agreement between Tim Hockey and TD Ameritrade Holding Corporation (July 22, 2019)
Transition Agreements
TD AMERITRADE HOLDING CORP
Capital Markets
2019
Moody's Corporation and Mark E. Almeida Transition Agreement (Special Advisor Role)
Transition Agreements
Moody's Corp
Capital Markets
NY
2019
Executive Transition Agreement between Franklin Resources, Inc. and Kenneth Lewis
Transition Agreements
Franklin Resources
Capital Markets
CA
2019
Legg Mason Transition Letter Agreement with Employee (May 21, 2019)
Transition Agreements
Legg Mason Inc
Capital Markets
MD
2019
Transition Agreement between Cowen Inc. and Peter A. Cohen (2017)
Transition Agreements
COWEN INC.
Capital Markets
NY
2017
Letter of Understanding Regarding Transition to Chairman Role – Westwood Trust and Randy Root
Transition Agreements
WESTWOOD HOLDINGS GROUP INC
Capital Markets
2017
Transition Agreement between State Street Bank and Trust Company and Michael W. Bell
Transition Agreements
State Street Corp.
Capital Markets
2016
Transition Services Agreement between Blackstone Holdings I L.P. and PJT Partners Holdings LP dated October 1, 2015
Transition Agreements
PJT Partners Inc.
Capital Markets
DE
2015
Transition Agreement between Apollo Management Holdings, L.P. and Marc A. Spilker (March 19, 2014)
Transition Agreements
Apollo Global Management LLC
Capital Markets
NY
2014
Mutual Separation and Transition Agreement among Counsel RB Capital Inc., Adam Reich, CRB Holdings LA, LLC, and Kind Chin Associates, LLC
Transition Agreements
Heritage Global Inc.
Capital Markets
NY
2013
Transition Agreement between CBOE Holdings, Inc., Chicago Board Options Exchange, Inc., and William J. Brodsky
Transition Agreements
Cboe Global Markets
Capital Markets
IL
2012
Transition and Advisory Services Agreement between Affiliated Managers Group, Inc. and Darrell W. Crate
Transition Agreements
AFFILIATED MANAGERS GROUP, INC.
Capital Markets
2011
Transition Agreement between E*TRADE Financial Corporation and Bruce Nolop
Transition Agreements
E*Trade
Capital Markets
2011
Transition Services Agreement between Investment Technology Group, Inc. and Howard C. Naphtali
Transition Agreements
Investment Technology Group, Inc.
Capital Markets
NY
2010
Transition Agreement between The Bank of New York Company, Inc. and Torry Berntsen (June 25, 2007)
Transition Agreements
The Bank of New York Mellon Corp.
Capital Markets
2010
Amendment to Transition Agreement between BNY Mellon and Gerald L. Hassell (December 2008)
Transition Agreements
The Bank of New York Mellon Corp.
Capital Markets
2009
Letter Agreement Regarding Transition Payments and Benefits Between BNY Mellon and Bruce Van Saun
Transition Agreements
The Bank of New York Mellon Corp.
Capital Markets
2008
Transition Services Agreement between American Express Company and Ameriprise Financial, Inc.
Transition Agreements
Ameriprise Financial
Capital Markets
NY
2005
Employment Transition and Release Agreement between Openwave Systems Inc. and Joshua Pace
Transition Agreements
Great Elm Capital Group, Inc.
Capital Markets
CA
2005
Transition Employment Agreement between Kevin J. Kennedy and Openwave Systems Inc. dated September 22, 2003
Transition Agreements
Great Elm Capital Group, Inc.
Capital Markets
CA
2003