GSV Capital Corp. Contracts & Agreements

34 Contracts & Agreements
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Filed
Amendment No. 2 to Second Amended and Restated Employment Agreement between SuRo Capital Corp. and Mark D. Klein
Employment Agreements
GSV Capital Corp.
Capital Markets
2025
Amendment No. 3 to Second Amended and Restated Employment Agreement between SuRo Capital Corp. and Allison Green
Employment Agreements
GSV Capital Corp.
Capital Markets
2025
Amendment No. 2 to At-the-Market Sales Agreement by and among SuRo Capital Corp., BTIG, LLC, Citizens JMP Securities, LLC, Ladenburg Thalmann & Co. Inc., and Barrington Research...
Equity Distribution Agreements
GSV Capital Corp.
Capital Markets
2024
SuRo Capital Corp. Notes Purchase Agreement with Purchaser – August 2024
Note Agreements
GSV Capital Corp.
Capital Markets
DC
2024
Amendment No. 1 to Second Amended and Restated Employment Agreement between SuRo Capital Corp. and Mark D. Klein
Employment Agreements
GSV Capital Corp.
Capital Markets
2024
Amendment No. 2 to Second Amended and Restated Employment Agreement between SuRo Capital Corp. and Allison Green
Employment Agreements
GSV Capital Corp.
Capital Markets
2024
Custody Agreement between SuRo Capital Corp. and Western Alliance Trust Company, N.A. dated April 19, 2023
Trust Agreements
GSV Capital Corp.
Capital Markets
MD
2023
Custody Agreement between Suro Capital Corp. and U.S. Bank Trust Company, National Association (October 28, 2022)
Trust Agreements
GSV Capital Corp.
Capital Markets
MD
2022
Document Custody Agreement between SuRo Capital Corp. and U.S. Bank National Association (October 28, 2022)
Escrow Agreements
GSV Capital Corp.
Capital Markets
MD
2022
Description of SuRo Capital Corp. Common Stock and 6.00% Notes Due 2026 Registered Under Section 12 of the Exchange Act
Equity Distribution Agreements
GSV Capital Corp.
Capital Markets
NY
2022
Amendment No. 1 to Second Amended and Restated Employment Agreement between SuRo Capital Corp. and Allison Green
Employment Agreements
GSV Capital Corp.
Capital Markets
2022
Second Supplemental Indenture for 6.00% Notes due 2026 between SuRo Capital Corp. and U.S. Bank National Association
Indenture Agreements
GSV Capital Corp.
Capital Markets
2021
Underwriting Agreement for $70,000,000 6.00% Notes Due 2026 between SuRo Capital Corporation and Ladenburg Thalmann & Co. Inc.
Underwriting Agreements
GSV Capital Corp.
Capital Markets
NY
2021
Second Amended and Restated Employment Agreement between SuRo Capital Corp. and Mark D. Klein
Employment Agreements
GSV Capital Corp.
Capital Markets
CA
2021
Second Amended and Restated Employment Agreement between SuRo Capital Corp. and Allison Green
Employment Agreements
GSV Capital Corp.
Capital Markets
CA
2021
Description of Registered Securities of SuRo Capital Corp. under Section 12 of the Exchange Act
Equity Distribution Agreements
GSV Capital Corp.
Capital Markets
2021
Amendment No. 1 to At-the-Market Sales Agreement by and among SuRo Capital Corp., BTIG, LLC, JMP Securities LLC, and Ladenburg Thalmann & Co. Inc.
Equity Distribution Agreements
GSV Capital Corp.
Capital Markets
2020
At-the-Market Sales Agreement between SuRo Capital Corp. and BTIG, LLC, JMP Securities LLC, and Ladenburg Thalmann & Co., Inc. (July 29, 2020)
Equity Distribution Agreements
GSV Capital Corp.
Capital Markets
NY
2020
Amended and Restated Employment Agreement between Sutter Rock Capital Corp. and Mark D. Klein
Employment Agreements
GSV Capital Corp.
Capital Markets
CA
2020
Amended and Restated Employment Agreement between Sutter Rock Capital Corp. and Allison Green
Employment Agreements
GSV Capital Corp.
Capital Markets
CA
2020
Sutter Rock Capital Corp. Option Cancellation Agreement with Option Holder
Waiver Agreements
GSV Capital Corp.
Capital Markets
MD
2020
Description of Registered Securities of Sutter Rock Capital Corp.
Stock Agreements
GSV Capital Corp.
Capital Markets
2020
Employment Agreement between GSV Capital Corp. and Mark D. Klein (Chief Executive Officer)
Employment Agreements
GSV Capital Corp.
Capital Markets
CA
2019
Employment Agreement between GSV Capital Corp. and Allison Green (Chief Financial Officer)
Employment Agreements
GSV Capital Corp.
Capital Markets
CA
2019
Amended and Restated Trademark License Agreement between GSV Asset Management, LLC and GSV Capital Corp.
Trademark Agreements
GSV Capital Corp.
Capital Markets
NY
2019
Consulting Agreement between GSV Capital Corp. and Michael T. Moe dated March 12, 2019
Consulting Agreements
GSV Capital Corp.
Capital Markets
CA
2019
Loan and Security Agreement between GSV Capital Corp. and Western Alliance Bank (May 31, 2017)
Loan Agreements
GSV Capital Corp.
Capital Markets
CA
2017
Loan and Security Agreement between Silicon Valley Bank and GSV Capital Corp. dated December 31, 2013
Loan Agreements
GSV Capital Corp.
Capital Markets
CA
2014
Indenture for 5.25% Convertible Senior Notes due 2018 between GSV Capital Corp. and U.S. Bank National Association
Indenture Agreements
GSV Capital Corp.
Capital Markets
MD
2013
Pledge and Escrow Agreement among GSV Capital Corp. and U.S. Bank National Association (Trustee and Escrow Agent)
Pledge Agreements
GSV Capital Corp.
Capital Markets
NY
2013
Trademark License Agreement between GSV Asset Management, LLC and GSV Capital Corp.
License Agreements
GSV Capital Corp.
Capital Markets
NY
2011
Second Amended and Restated Administration Agreement between GSV Capital Corp. and GSV Capital Service Company, LLC (April 3, 2017)
Administration Agreements
GSV Capital Corp.
Capital Markets
NY
2017
Amended and Restated Investment Advisory Agreement between GSV Capital Corp. and GSV Asset Management, LLC
Advisory Agreements
GSV Capital Corp.
Capital Markets
NY
2013
Amended and Restated Administration Agreement between GSV Capital Corp. and GSV Capital Service Company, LLC
Administration Agreements
GSV Capital Corp.
Capital Markets
NY
2013