GSV Capital Corp. Contracts & Agreements
31 Contracts & Agreements
- Business Finance (8 contracts)
- Business Operations (5)
- Human Resources (10)
- Intellectual Property (2)
- Uncategorized (6)
- Note Purchase Agreement, dated August 6, 2024, by and between the Registrant and the purchaser party thereto (Filed With SEC on August 8, 2024)
- Amendment No. 2 to Second Amended and Restated Employment Agreement, dated November 28, 2023, by and between SuRo Capital Corp. and Allison Green (Filed With SEC on March 14, 2024)
- Amendment No. 1 to Second Amended and Restated Employment Agreement, dated November 28, 2023, by and between SuRo Capital Corp. and Mark D. Klein (Filed With SEC on March 14, 2024)
- Custody Agreement, dated as of April 19, 2023, by and among the Company and Western Alliance Trust Company, N.A., as Custodian (Filed With SEC on April 20, 2023)
- Document Custody Agreement, dated as of October 28, 2022, by and among the Company and U.S. Bank National Association, as Document Custodian (Filed With SEC on November 1, 2022)
- Custody Agreement, dated as of October 28, 2022, by and among the Company and U.S. Bank Trust Company, National Association, as Custodian (Filed With SEC on November 1, 2022)
- Description of Securities (Filed With SEC on March 11, 2022)
- Amendment No. 1 to Second Amended and Restated Employment Agreement, dated March 10, 2022, by and between SuRo Capital Corp. and Allison Green (Filed With SEC on March 11, 2022)
- Second Supplemental Indenture, dated of December 17, 2021, between SuRo Capital Corp. and U.S. Bank National Association, as trustee (Filed With SEC on December 17, 2021)
- Underwriting Agreement, dated December 9, 2021, by and between SuRo Capital Corp. and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on December 10, 2021)
- Second Amended and Restated Employment Agreement, dated April 26, 2021, by and between SuRo Capital Corp. and Mark D. Klein (Filed With SEC on May 6, 2021)
- Second Amended and Restated Employment Agreement, dated April 26, 2021, by and between SuRo Capital Corp. and Allison Green (Filed With SEC on May 6, 2021)
- Description of Securities (Filed With SEC on March 12, 2021)
- Amendment No. 1 to the At-the-Market Sales Agreement, dated as of September 23, 2020, by and among SuRo Capital Corp., BTIG, LLC, JMP Securities LLC and Ladenburg Thalmann & Co.,... (Filed With SEC on September 23, 2020)
- At-the-Market Sales Agreement, dated as of July 29, 2020, by and among SuRo Capital Corp., BTIG, LLC, JMP Securities LLC and Ladenburg Thalmann & Co., Inc (Filed With SEC on August 3, 2020)
- Form Option Cancellation Agreement (Filed With SEC on May 8, 2020)
- Amended and Restated Employment Agreement, dated April 28, 2020, by and between Sutter Rock Capital Corp. and Allison Green (Filed With SEC on May 8, 2020)
- Amended and Restated Employment Agreement, dated April 28, 2020, by and between Sutter Rock Capital Corp. and Mark D. Klein (Filed With SEC on May 8, 2020)
- Description of Securities (Filed With SEC on March 13, 2020)
- Employment Agreement, dated April 23, 2019, by and between GSV Capital Corp. and Mark D. Klein (Filed With SEC on May 9, 2019)
- Employment Agreement, dated April 23, 2019, by and between GSV Capital Corp. and Allison Green (Filed With SEC on May 9, 2019)
- Consulting Agreement, dated March 12, 2019, by and between GSV Capital Corp. and Michael T. Moe (Filed With SEC on March 14, 2019)
- Amended and Restated Trademark License Agreement, dated March 12, 2019, by and between the GSV Capital Corp. and GSV Asset Management, LLC (Filed With SEC on March 14, 2019)
- SECOND AMENDED AND RESTATED ADMINISTRATION AGREEMENT (Filed With SEC on August 9, 2017)
- GSV CAPITAL CORP. WESTERN ALLIANCE BANK,AN ARIZONA CORPORATION (Filed With SEC on June 1, 2017)
- LOAN AND SECURITY AGREEMENT (Filed With SEC on January 7, 2014)
- GSV CAPITAL CORP. AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of September 17, 2013 5.25% Convertible Senior Notes due 2018 (Filed With SEC on September 18, 2013)
- PLEDGE AND ESCROW AGREEMENT by and among GSV CAPITAL CORP., as Pledgor, U.S.Bank national association, as Trustee, and U.S. Bank national association, as Securities Intermediary... (Filed With SEC on September 18, 2013)
- AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN GSV CAPITAL CORP. AND GSV ASSET MANAGEMENT,LLC (Filed With SEC on March 14, 2013)
- AMENDED AND RESTATED ADMINISTRATION AGREEMENT (Filed With SEC on March 14, 2013)
- FORM OF TRADEMARK LICENSE AGREEMENT (Filed With SEC on June 1, 2011)
