GSV Capital Corp. (17)

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Contracts

Amendment No. 1 to Second Amended and Restated Employment Agreement, dated March 10, 2022, by and between SuRo Capital Corp. and Allison Green (Filed With SEC on March 11, 2022)
Description of Securities (Filed With SEC on March 11, 2022)
Second Supplemental Indenture, dated of December 17, 2021, between SuRo Capital Corp. and U.S. Bank National Association, as trustee (Filed With SEC on December 17, 2021)
Amendment No. 1 to the At-the-Market Sales Agreement, dated as of September 23, 2020, by and among SuRo Capital Corp., BTIG, LLC, JMP Securities LLC and Ladenburg Thalmann & Co.,... (Filed With SEC on September 23, 2020)
Amended and Restated Trademark License Agreement, dated March 12, 2019, by and between the GSV Capital Corp. and GSV Asset Management, LLC (Filed With SEC on March 14, 2019)
Underwriting Agreement, dated December 9, 2021, by and between SuRo Capital Corp. and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein (Filed With SEC on December 10, 2021)
Second Amended and Restated Employment Agreement, dated April 26, 2021, by and between SuRo Capital Corp. and Allison Green (Filed With SEC on May 6, 2021)
Second Amended and Restated Employment Agreement, dated April 26, 2021, by and between SuRo Capital Corp. and Mark D. Klein (Filed With SEC on May 6, 2021)
Description of Securities (Filed With SEC on March 12, 2021)
At-the-Market Sales Agreement, dated as of July 29, 2020, by and among SuRo Capital Corp., BTIG, LLC, JMP Securities LLC and Ladenburg Thalmann & Co., Inc (Filed With SEC on August 3, 2020)
Form Option Cancellation Agreement (Filed With SEC on May 8, 2020)
Amended and Restated Employment Agreement, dated April 28, 2020, by and between Sutter Rock Capital Corp. and Allison Green (Filed With SEC on May 8, 2020)
Amended and Restated Employment Agreement, dated April 28, 2020, by and between Sutter Rock Capital Corp. and Mark D. Klein (Filed With SEC on May 8, 2020)
Description of Securities (Filed With SEC on March 13, 2020)
Employment Agreement, dated April 23, 2019, by and between GSV Capital Corp. and Allison Green (Filed With SEC on May 9, 2019)
Employment Agreement, dated April 23, 2019, by and between GSV Capital Corp. and Mark D. Klein (Filed With SEC on May 9, 2019)
Consulting Agreement, dated March 12, 2019, by and between GSV Capital Corp. and Michael T. Moe (Filed With SEC on March 14, 2019)