GSV Capital Corp. (17)
Browse by Contract Category
Contracts
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Amendment No. 1 to Second Amended and Restated Employment Agreement, dated March 10, 2022, by and between SuRo Capital Corp. and Allison Green
(Filed With SEC on March 11, 2022)
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Description of Securities
(Filed With SEC on March 11, 2022)
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Second Supplemental Indenture, dated of December 17, 2021, between SuRo Capital Corp. and U.S. Bank National Association, as trustee
(Filed With SEC on December 17, 2021)
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Amendment No. 1 to the At-the-Market Sales Agreement, dated as of September 23, 2020, by and among SuRo Capital Corp., BTIG, LLC, JMP Securities LLC and Ladenburg Thalmann & Co.,...
(Filed With SEC on September 23, 2020)
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Amended and Restated Trademark License Agreement, dated March 12, 2019, by and between the GSV Capital Corp. and GSV Asset Management, LLC
(Filed With SEC on March 14, 2019)
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Underwriting Agreement, dated December 9, 2021, by and between SuRo Capital Corp. and Ladenburg Thalmann & Co. Inc., as representative of the several underwriters named therein
(Filed With SEC on December 10, 2021)
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Second Amended and Restated Employment Agreement, dated April 26, 2021, by and between SuRo Capital Corp. and Allison Green
(Filed With SEC on May 6, 2021)
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Second Amended and Restated Employment Agreement, dated April 26, 2021, by and between SuRo Capital Corp. and Mark D. Klein
(Filed With SEC on May 6, 2021)
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Description of Securities
(Filed With SEC on March 12, 2021)
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At-the-Market Sales Agreement, dated as of July 29, 2020, by and among SuRo Capital Corp., BTIG, LLC, JMP Securities LLC and Ladenburg Thalmann & Co., Inc
(Filed With SEC on August 3, 2020)
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Form Option Cancellation Agreement
(Filed With SEC on May 8, 2020)
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Amended and Restated Employment Agreement, dated April 28, 2020, by and between Sutter Rock Capital Corp. and Allison Green
(Filed With SEC on May 8, 2020)
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Amended and Restated Employment Agreement, dated April 28, 2020, by and between Sutter Rock Capital Corp. and Mark D. Klein
(Filed With SEC on May 8, 2020)
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Description of Securities
(Filed With SEC on March 13, 2020)
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Employment Agreement, dated April 23, 2019, by and between GSV Capital Corp. and Allison Green
(Filed With SEC on May 9, 2019)
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Employment Agreement, dated April 23, 2019, by and between GSV Capital Corp. and Mark D. Klein
(Filed With SEC on May 9, 2019)
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Consulting Agreement, dated March 12, 2019, by and between GSV Capital Corp. and Michael T. Moe
(Filed With SEC on March 14, 2019)