Medley Capital Corp (22)
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Contracts
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First Amendment to the PhenixFIN Long Term Cash Incentive Plan
(Filed With SEC on February 9, 2023)
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Pledge and Security Agreement, dated December 15, 2022 by and between PhenixFIN Corporation and Woodforest National Bank
(Filed With SEC on December 16, 2022)
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Services Agreement, dated August 9, 2022, by and between PhenixFIN Corp. and SS&C Technologies, Inc
(Filed With SEC on December 16, 2022)
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Form of Award Agreement
(Filed With SEC on May 10, 2022)
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Amended and Restated Agreement and Plan of Merger, dated as of July 29, 2019, by and between Medley Capital Corporation and Sierra Income Corporation
(Filed With SEC on August 2, 2019)
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Credit Agreement, dated December 15, 2022 by and between PhenixFIN Corporation and Woodforest National Bank
(Filed With SEC on December 16, 2022)
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Loan Administration and Custodial Agreement, dated September 12, 2022 by and between PhenixFIN Corp. and Computershare Trust Company, N.A
(Filed With SEC on December 16, 2022)
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PhenixFIN Long Term Cash Incentive Plan
(Filed With SEC on May 10, 2022)
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Fourth Supplemental Indenture between PhenixFIN Corporation and U.S. Bank National Association, dated as of November 15, 2021
(Filed With SEC on November 15, 2021)
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Underwriting Agreement, dated November 9, 2021, by and between PhenixFIN Corporation and Oppenheimer & Co. Inc., as representative of the several underwriters named therein
(Filed With SEC on November 12, 2021)
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Administration Servicing Agreement, dated November 19, 2020, by and between Medley Capital Corporation and U.S. Bancorp Fund Services, LLC
(Filed With SEC on December 11, 2020)
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Fund Accounting Servicing Agreement, dated November 19, 2020, by and between Medley Capital Corporation and U.S. Bancorp Fund Services, LLC
(Filed With SEC on December 11, 2020)
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Description of Medley Capital Corporations securities registered pursuant to Section 12 of the Securities Exchange Act of 1934
(Filed With SEC on December 11, 2020)
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Membership Interest Purchase Agreement, dated as of October 8, 2020, by and among Medley Capital Corporation, Great American Life Insurance Company, MCC Senior Loan Strategy JV I...
(Filed With SEC on October 13, 2020)
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Standstill Agreement, dated as of August 19, 2020, by and between the Medley Capital Corporation and Howard Amster and certain of his affiliates named therein
(Filed With SEC on August 21, 2020)
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Amendment No. 1 to Administration Agreement, dated as of June 12, 2020, by and between Medley Capital Corporation and MCC Advisors LLC
(Filed With SEC on June 15, 2020)
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Amendment No. 1 to Amended and Restated Investment Management Agreement, dated as of June 12, 2020, by and between Medley Capital Corporation and MCC Advisors LLC
(Filed With SEC on June 15, 2020)
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Expense Support Agreement, dated as of June 12, 2020, by and between the Medley Capital Corporation, Medley LLC, and MCC Advisors LLC
(Filed With SEC on June 15, 2020)
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Amendment to Deed of Trust, dated August 12, 2019
(Filed With SEC on August 16, 2019)
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Stipulation of Settlement, dated July 29, 2019
(Filed With SEC on August 2, 2019)
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Governance Agreement, dated July 29, 2019
(Filed With SEC on August 2, 2019)
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Settlement Term Sheet, dated April 15, 2019
(Filed With SEC on April 17, 2019)