Great Elm Capital Group, Inc. | Business Contracts

Certificate of Designation of Series A Preferred Stock of the Company (Filed With SEC on December 29, 2020)

Stockholders Agreement of the Company, dated December 29, 2020, among the Company, Holdings and the Holder (Filed With SEC on December 29, 2020)

Agreement and Plan of Merger, dated December 21, 2020, by and among Great Elm Capital Group, Inc., Great Elm Group, Inc. and Forest Merger Sub, Inc (Filed With SEC on December 21, 2020)

Great Elm Capital Management, Inc. Amended and Restated Performance Bonus Plan, dated February 6, 2019 (Filed With SEC on February 8, 2019)

Amendment No. 1 to the Stockholders Rights Agreement between the Company and Computershare Trust Company, N.A (Filed With SEC on December 29, 2020)

Description of Securities (Filed With SEC on September 18, 2020)

Form of 5.0% Convertible Senior PIK Notes due 2030 (Filed With SEC on March 2, 2020)

Form of Registration Rights Agreement (Filed With SEC on March 2, 2020)

Form of Securities Purchase Agreement (Filed With SEC on March 2, 2020)

Description of Securities (Filed With SEC on September 27, 2019)

Amended and restated offer letter dated May 9, 2019 by and between the Registrant and Brent J. Pearson (Filed With SEC on May 10, 2019)

Great Elm Capital Group, Inc. (11)