JMP GROUP LLC | Business Contracts

Purchase and Sale Agreement, dated as of October 22, 2021 by and among JMP Group Inc., JMP Capital LLC, Logan Ridge Finance Corporation, Portman Ridge Finance Corporation,... (Filed With SEC on October 26, 2021)

Agreement and Plan of Merger by and among Citizens Financial Group, Inc., Jolt Acquisition LLC and the Registrant, dated as of September 8, 2021 (Filed With SEC on September 10, 2021)

Amendment Number Nine and Waiver to Second Amended and Restated Credit Agreement, dated as of August 4, 2021, by and between JMP Holding LLC, as Borrower, the lenders party... (Filed With SEC on August 11, 2021)

Amendment Number Twelve to Revolving Note and Cash Subordination Agreement & Revolving Note, dated June 29, 2021, by and between JMP Securities LLC and City National Bank, a... (Filed With SEC on August 11, 2021)

Amendment Number Eight to Second Amended and Restated Credit Agreement dated as of December 31, 2020, by and between JMP Holding LLC, as Borrower, the lenders party thereto and... (Filed With SEC on January 4, 2021)

Form of Director and Officer Indemnification Agreement (Filed With SEC on November 10, 2020)

Transition and Release Agreement dated August 12, 2020 between JMP Group LLC, JMP Securities LLC and Carter D. Mack (Filed With SEC on November 10, 2020)

Amendment Number Eleven to Revolving Note and Cash Subordination Agreement & Revolving Note, dated June 29, 2020, by and between JMP Securities LLC and City National Bank, a... (Filed With SEC on August 11, 2020)

Amendment Number Seven to Second Amended and Restated Credit Agreement dated July 16, 2020, by and between JMP Holding LLC, as Borrower, the lenders party thereto and City... (Filed With SEC on August 11, 2020)

Description of JMP Group LLC's securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934 (Filed With SEC on March 30, 2020)

Amendment Number Ten to Revolving Note and Cash Subordination Agreement & Revolving Note, dated June 6, 2019, by and between JMP Securities LLC and City National Bank, a national... (Filed With SEC on November 12, 2019)

First Supplemental Indenture dated as of September 26, 2019, between JMP Group LLC and U.S. Bank National Association, as trustee (Filed With SEC on September 26, 2019)

Indenture dated as of September 26, 2019, between JMP Group LLC and U.S. Bank National Association, as trustee (Filed With SEC on September 26, 2019)

Underwriting Agreement, dated September 19, 2019, among JMP Group LLC and UBS Securities LLC and Morgan Stanley & Co. LLC, as representatives of the several underwriters named... (Filed With SEC on September 20, 2019)

Form of Underwriting Agreement (Filed With SEC on September 19, 2019)

Form of First Supplemental Indenture (Filed With SEC on September 19, 2019)

Form of Indenture (Filed With SEC on September 19, 2019)

Amendment Number Six to Second Amended and Restated Credit Agreement dated as of September 5, 2019, by and between JMP Holding LLC, as Borrower, the lenders party thereto and City... (Filed With SEC on September 6, 2019)

Amendment Number Five to Second Amended and Restated Credit Agreement dated as of July 1, 2019, by and between JMP Holding LLC, as Borrower, the lenders party thereto and City... (Filed With SEC on July 3, 2019)

Form of Deferred Restricted Share Unit Award Agreement (Section 16) (Filed With SEC on February 6, 2019)

Lease Agreement, dated August 10, 2011, between Transamerica Pyramid Properties, LLC, as landlord, and JMP Group Inc., as tenant (Filed With SEC on November 9, 2018)

Third Amendment to Office Lease, dated as of October 31, 2018, by and among Transamerica Pyramid Properties, LLC as landlord, and JMP Group Inc. as tenant (Filed With SEC on November 9, 2018)

Amendment Number Nine to Revolving Note and Cash Subordination Agreement & Revolving Note, dated June 6, 2018, by and between JMP Securities LLC and City National Bank (Filed With SEC on August 7, 2018)

Amendment Number Four to Second Amended and Restated Credit Agreement, dated August 6, 2018, by and between JMP Holding LLC, the lenders, and City National Bank (Filed With SEC on August 7, 2018)

Second Amendment to Credit Agreement, dated as of June 21, 2018, among JMP Credit Advisors CLO V Ltd., as Borrower, JMP Credit Advisors LLC, as Collateral Manager, and BNP... (Filed With SEC on June 21, 2018)

First Amendment to Credit Agreement, dated as of May 2, 2018, among JMP Credit Advisors CLO V Ltd,. as Borrower, JMP Credit Advisors LLC, as Collateral Manager, and BNP Paribas,... (Filed With SEC on May 10, 2018)

First Amendment to Credit Agreement, dated as of May 2, 2018, among JMP Credit Advisors CLO V Ltd., as Borrower, JMP Credit Advisors LLC, as Collateral Manager, and BNP Paribas,... (Filed With SEC on May 3, 2018)

Fourth Supplemental Indenture dated as of November 28, 2017, among JMP Group Inc., JMP Group LLC, JMP Investment Holdings LLC and U.S. Bank National Association, as trustee (Filed With SEC on November 28, 2017)

Underwriting Agreement, dated November 20, 2017, between JMP Group Inc., JMP Group LLC, JMP Investment Holdings LLC and UBS Securities LLC and Morgan Stanley & Co. LLC, as... (Filed With SEC on November 22, 2017)

Credit Agreement, dated as of July 31, 2017, among JMP Credit Advisors CLO V Ltd., as Borrower, JMP Credit Advisors LLC, as Collateral Manager, and BNP Paribas, as Lender (Filed With SEC on November 9, 2017)

AMENDMENT NUMBER THREE TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on August 8, 2017)

AMENDMENT NUMBER EIGHT TO REVOLVING NOTE AND CASH SUBORDINATION AGREEMENT & REVOLVING NOTE (Filed With SEC on August 8, 2017)

AMENDMENT NUMBER TWO TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on November 1, 2016)

AMENDMENT NUMBER ONE TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (Filed With SEC on May 2, 2016)

AMENDMENT NUMBER SEVEN TO REVOLVING NOTE AND CASH SUBORDINATION AGREEMENT & REVOLVING NOTE (Filed With SEC on May 2, 2016)

AMENDMENT NUMBER SIX TO REVOLVING NOTE AND CASH SUBORDINATION AGREEMENT & REVOLVING NOTE (Filed With SEC on August 4, 2015)

JMP GROUP LLC (36)